UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A INFORMATION
Proxy Statement Pursuant to Section 14(a) of the Securities
Exchange Act of 1934
(Amendment No. )
Filed by the Registrant x
[X]
Filed by a Party other than the Registrant ¨
[ ]
Check the appropriate box:
[X] | Preliminary proxy statement |
[ ] |
Confidential, for use of the Commission only (as permitted by Rule |
[ ] | Definitive proxy statement |
The Hartford Mutual Funds, Inc.
[ ] | Definitive additional materials |
The Hartford Mutual Funds II, Inc.
[ ] | Soliciting material under Rule 14a-12 |
Hartford Series Fund, Inc. HARTFORD FUNDS EXCHANGE-TRADED TRUST
Hartford HLS Series Fund II, Inc.
Hartford Funds Exchange-Traded Trust
Lattice Strategies Trust
Hartford Schroders Opportunistic Income Fund
(Name of Registrants as Specified in Its Charter)
(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
Payment of filing fee (check the appropriate box):
[X] | No fee required |
[ ] |
Fee paid previously with preliminary materials |
[ ] | Fee computed on table in exhibit required by Item 25(b) per Exchange Act |
HARTFORD LARGE CAP GROWTH ETF
(ASERIESOF HARTFORD FUNDS EXCHANGE-TRADED TRUST)
The Hartford Funds Family of Funds690 LEE ROAD
690 Lee RoadWAYNE, PENNSYLVANIA 19087
Wayne, Pennsylvania 19087
(888) 843-7824
(800) 456-7526
Dear Fellow Shareholder,
You are cordially invited to participate inattend a joint special meetingSpecial Meeting of shareholdersShareholders (the “Meeting”) of theHartford Large Cap Growth ETF (the “Fund”), a series of Hartford Funds Family of FundsExchange-Traded Trust (the “Funds”“Trust”).
The meetingMeeting will be held virtually and take place on October 21, 2020November 2, 2023 at 10:00 a.m. (Eastern time). at the offices of Hartford Funds Management Company, LLC, 690 Lee Road, Wayne, Pennsylvania 19087. The purpose of the meeting is to vote on a proposal to elect ten nominees named inreclassify the attached joint proxy statementFund from a diversified investment company to the Funds’ Boards of Directors/Trustees (each, a “Board”). Seven nominees are current members of each Fund’s Boardnon-diversified investment company and three nominees would, if elected, be new members of each Fund’s Board.
eliminate a related fundamental diversification policy.
The attached materials provide more information about the proposal, including each nominee’s background and qualifications. Eachproposal. The Board of Trustees (the “Board”) recommends that you vote “FOR” each of the nominees.proposal. We urge you to read the full text of the attached joint proxy statement before voting.
If approved, this proposal will allow the Fund to be reclassified as non-diversified under the Investment Company Act of 1940, as amended, for the reasons set forth in the attached proxy statement.
The proxy materials are being provided beginning on or about September 1, 2020,October 2, 2023 to shareholders who owned shares of the FundsFund as of August 3, 2020.
31, 2023.
Your vote is important. Even if you plan to attend the meeting,Meeting, please vote promptly via the Internet, by telephone, or by mail (or, if you own a variable annuity contract or variable life insurance policy whose values are allocated to one or more series of Hartford Series Fund, Inc. or Hartford HLS Series Fund II, Inc., follow the instructions on the voting instruction card). See “Special Note to Variable Annuity Contract/Variable Life Insurance Owners” below.mail. Your prompt vote will help save the FundsTrust the costs of further proxy solicitation. If you have any questions or need assistance voting, please contact your financial intermediary or call the FundsTrust at (888) 843-7824.
(800) 456-7526.
Thank you for investing in the Funds.Fund. It is our privilege to manage your investment.
Sincerely,
James E. Davey
President, Chief Executive Officer,
and Trustee
The Hartford Funds Family of Funds
690 Lee Road
Wayne, Pennsylvania 19087
(888) 843-7824
QUESTIONS AND ANSWERS
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Why am I receiving the joint proxy statement?
The Hartford Funds Family of Funds (the “Funds”) are holding a joint special meeting of shareholders, which will be held virtually on October 21, 2020, to elect members of the Funds’ Boards of Directors/Trustees (collectively, the “Board”). This joint proxy statement describes a proposal to elect ten nominees, seven of whom are current members of each Fund’s Board (each a “Board nominee” and, collectively, the “Board nominees”). If elected, the Board nominees will serve as members of the Board of the Fund(s) in which you own shares. This joint proxy statement provides you information relating to the proposal and the meeting. Shares of one or more series of Hartford Series Fund, Inc. and Hartford HLS Series Fund II, Inc. may have been purchased at your discretion by your insurance company to serve as investment options under your variable annuity contract or variable life insurance policy. You are eligible to vote on the proposal (or to provide voting instructions to a financial intermediary, such as an insurance company, holding Fund shares in its name for your benefit) if you owned shares of one or more of the Funds as of August 3, 2020. Your proxy card indicates the Fund(s) in which you own shares.
How do the Boards of the Funds recommend that I vote?
The Board has reviewed the qualifications and backgrounds of the Board nominees named in the joint proxy statement and believes the Board nominees possess the requisite experience, qualifications, attributes and skills to serve (or continue to serve) on the Board, including, with respect to the Board nominees currently serving on the Board, their experience in overseeing investment companies and familiarity with the Funds and their investment adviser, Hartford Funds Management Company LLC. Therefore, the Boards believe the election or re-election of each Board nominee is in your best interest and unanimously recommend that you vote “FOR” each Board nominee.
How can I vote?
You can vote in any of four ways:
Whichever method you choose, we urge you to read the full text of the attached joint proxy statement before voting.
How can I participate in the virtual meeting?
To participate in the Meeting, shareholders must register in advance by visiting https://viewproxy.com/hartfordfunds/broadridgevsm/ and submitting the required information to Broadridge Financial Solutions, Inc. (“Broadridge”), the Funds’ proxy tabulator.
Who will pay the costs associated with the proxy solicitation?
The Funds will bear all costs associated with the proxy solicitation, including printing, distribution, and proxy solicitation costs, and related legal and accounting fees. Costs borne by the Funds will be allocated among the Funds ratably based on their respective numbers of shareholder accounts, except when costs reasonably can be attributed to one or more specific Funds.
The Funds have retained Broadridge, a proxy services firm and the Funds’ proxy tabulator, to assist in the distribution of proxy materials and the solicitation and tabulation of proxies. It is anticipated that the Funds will pay Broadridge approximately $4.9 million for such services (including reimbursement of out-of-pocket expenses).
Whom should I call if I have questions?
If you need more information, or have any questions about voting, please call the Funds at (888) 843-7824.
The Hartford Funds Family of Funds
690 Lee Road
Wayne, Pennsylvania 19087
(888) 843-7824
NOTICE OF JOINT SPECIAL MEETING OF SHAREHOLDERS
to be held on October 21, 2020
November 2, 2023
A joint special meeting of shareholders of the Hartford Large Cap Growth ETF (the “Fund”), a series of Hartford Funds Family of Funds identified below (each, a “Fund” and collectively, the “Funds”Exchange-Traded Trust (the “Trust”) will be held virtuallytake place on October 21, 2020November 2, 2023 at 10:00 am (Eastern time), at the office of Hartford Funds Management Company LLC, 690 Lee Road, Wayne, Pennsylvania 19087, to consider and vote on the following proposal, as described more fully in the accompanying joint proxy statement:
PROPOSAL: To elect Hilary E. Ackermann, Robin C. Beery, Lynn S. Birdsong, Derrick D. Cephas, James E. Davey, Christine R. Detrick, Andrew A. Johnson, Paul L. Rosenberg, Lemma W. Senbet,reclassify the Fund from a diversified investment company to a non-diversified investment company and David Sung, to serve on each Fund’s Board of Directors/Trusteeseliminate a related fundamental diversification policy, effective November 1, 2020.
28, 2023.
In addition, Fund shareholders will be asked to transact such other business as may properly come before the meeting or any adjournments, postponements, or delays of the meeting.
Due to the health and safety concerns related to the ongoing COVID-19 pandemic, the meeting will be held in a virtual format. Shareholders will not be able to attend the meeting in person, but will be able to participate remotely as described below. Shareholders of record of eachthe Fund as of the close of business on August 3, 202031, 2023 are entitled to notice of, and to vote at, the meeting and any adjournments, postponements, or delays of the meeting. Shareholders are entitled to one vote for each full share owned and a proportionate vote for each fractional share owned.
To participate in the meeting, shareholders must register in advance by visiting https://viewproxy.com/hartfordfunds/broadridgevsm/ and submitting the required information to Broadridge Financial Solutions, Inc., the Funds’ proxy tabulator.
Your vote is important, no matter how many shares you own. Your prompt vote will help save the FundsFund the costs of further proxy solicitation. Please vote via the Internet, by telephone, by mail, or by attending the meeting virtually, or, if you own a variable annuity contract or a variable life insurance policy whose values are allocated to one or more series of Hartford Series Fund, Inc. or Hartford HLS Series Fund II, Inc., please follow the instructions on the voting instruction card, as described more fully in the accompanying joint proxy statement.meeting. Whichever method you choose, we urge you to read the full text of the attached joint proxy statement before voting.
By Order of the Board
Thomas R. Phillips
Vice President and Secretary
[ ], 2023
August 14, 2020
Important Notice Regarding the Availability of Proxy Materials for the Shareholders to be held
The
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Copies of the Funds’Fund’s most recent annual and semi-annual reports, including financial statements, are available at no charge by visiting www.hartfordfunds.com;www.hartfordfunds.com; by sending a written request to Hartford Funds P.O. Box 219060, Kansas City, MO 64121-9060;Management Company LLC, 690 Lee Road, Wayne, Pennsylvania 19087; or by calling (888) 843-7824.(800) 456-7526.
To view the Joint Proxy Statement and obtain voting information, please go to www.proxyvote.com [https://vote.proxyonline.com] on or after September 1, 2020October 2, 2023 and enter the Control Number located on your proxy card. You may also obtain a copy of the Joint Proxy Statement at www.proxyvote.com[https://vote.proxyonline.com]. Requests for copies of the Proxy Statement or other proxy materials must be received by [October 26, 2023], to ensure timely delivery before the Special Meeting. For information about the proxy statement, please call toll-free (888) 843-7824.[(800) 848-3409)].
PRELIMINARY PROXY STATEMENT – SUBJECT TO COMPLETION
HARTFORD LARGE CAP GROWTH ETF
(ASERIESOF HARTFORD FUNDS EXCHANGE-TRADED TRUST)
690 LEE ROAD
WAYNE, PENNSYLVANIA 19087
PROXY STATEMENT
TheThis proxy statement relates to Hartford Large Cap Growth ETF (the “Fund”), a series of Hartford Funds Family of Funds
TABLE OF CONTENTS
The Hartford Funds Family of Funds
690 Lee Road
Wayne, Pennsylvania 19087
(888) 843-7824
JOINT PROXY STATEMENT
Exchange-Traded Trust (the “Trust”) and was first transmitted to shareholders on or about October 2, 2023.
This joint proxy statement (the “Proxy Statement”) is being furnished to the Fund’s shareholders in connection with the solicitation of proxies by the Boards of Directors/Trustees (collectively, the “Board,” the members of which are referred to as “Board members”) of The Hartford Mutual Funds, Inc., The Hartford Mutual Funds II, Inc., Hartford Series Fund Inc., and Hartford HLS Series Fund II, Inc. (collectively, the “Mutual Funds”), Hartford Funds Exchange-Traded Trust and Lattice Strategies Trust (collectively, the “ETFs”), and Hartford Schroders Opportunistic Income Fund (the “Interval Fund”), (each, a “Fund” and collectively, the “Funds”). The Funds and their individual series are listed in Appendix A of this Proxy Statement. The proxies will be votedfor use at a joint special meeting of shareholders of the FundsFund to be held virtually, on October 21, 2020,Thursday, November 2, 2023, at 10:00 am (Eastern Time)a.m., andeastern time, at any and all adjournments, postponements,the offices of Hartford Funds Management Company, LLC (“HFMC”), 690 Lee Road, Wayne, Pennsylvania, 19087 (“Shareholder Meeting” or delaysthe “Meeting”). At the Shareholder Meeting, shareholders of the meeting (the “Meeting”). The MeetingFund will be heldasked to approve reclassifying the Fund from a diversified investment company to a non-diversified investment company and eliminating a related fundamental diversification policy.
If you have any questions, please feel free to call us toll free at 1-800-456-7526.
Who is asking for my vote?
The Board of Trustees (the “Board”) of the purposesFund request that you vote on the proposal set forth in the accompanying Notice of Joint Special Meeting of Shareholders (the “Meeting” or “Shareholder Meeting”). The votes will be formally counted at the Shareholder Meeting on Thursday, November 2, 2023, and, if the Shareholder Meeting is adjourned or postponed, on the date of the adjourned or postponed meeting. Fund shareholders may vote online, by telephone, or by returning a completed proxy card in the postage-paid envelope provided. Details can be found on the enclosed proxy insert. Do not mail the proxy card if you are voting online or by telephone.
Who is eligible to be heldvote?
Shareholders of record of the Fund as of the close of business on October 21, 2020. This Proxy Statement is first being made available to shareholders on or about September 1, 2020.
YouAugust 31, 2023 (“Record Date”) are entitled to notice of, and to vote at, the Meeting (or to provide voting instructions to a financial intermediary holding Fund shares in its name for your benefit) only if you owned shares of a Fund asand any adjournments, postponements, or delays of the closeMeeting. The Notice of businessSpecial Meeting of Shareholders, the proxy card, and the Proxy Statement will begin mailing to shareholders of record on August 3, 2020 (the “Record Date”).or about October 2, 2023. Shareholders of the Funds are entitled to one vote for each full share owned and a proportionate fractional vote for each fractional share held as of the Record Date.owned. Each properly executed proxy received before the Meeting, unless revoked, will be voted at the Meeting in accordance with the shareholder’s instructions. If a proxy card is properly executed and returned, but the shareholder did not provide any instruction on how to vote, for each Board nominee, the shares represented by the card will be voted “FOR” each Board nominee.
Due to the health and safety concerns related to the ongoing COVID-19 pandemic, the Meeting will be held in a virtual format. Shareholders will not be able to attend the Meeting in person, but will be able to participate remotely. To participate in the Meeting, shareholders must register in advance by visiting https://viewproxy.com/hartfordfunds/broadridgevsm/ and submitting the required information to Broadridge Financial Solutions, Inc., the Funds’ proxy tabulator.
proposal.
To revoke a proxy, you must submit a written notice of revocation or a later dated proxy to the applicable Fund, or virtually attend the Meeting and vote by ballot,in person, in all cases before the proxy is exercised at the Meeting. If you hold Fund shares through a financial intermediary, please consult your financial intermediary regarding your
1
ability to revoke voting instructions. For more information, please see the section of the Proxy Statement titled “Voting Information.“FURTHER INFORMATION ABOUT VOTING AND THE SHAREHOLDER MEETING.”
How can I get more information about the Fund?
Each Fund will furnish, without charge, a copyCopies of its annual report andthe Fund’s most recent annual and semi-annual report succeeding the annual report, if any,reports, including financial statements, are available at no charge by visiting www.hartfordfunds.com; by sending a written request to a shareholder upon request. Such requests should be directed to the applicable Fund atHartford Funds, 690 Lee Road, Wayne, PA 19087,Pennsylvania 19087; or by calling toll free at (888) 843-7824. Copies(800) 456-7526.
What are shareholders being asked to vote on?
At a meeting held on September 6-7, 2023, the Board, including all of eachthe independent trustees, unanimously approved reclassifying the Fund’s annualdiversification status from diversified to non-diversified and semi-annual reports also are available on Hartford Funds’ website at www.hartfordfunds.com and ateliminating a related fundamental diversification policy, subject to the U.S. Securities and Exchange Commission’s (“SEC”) website at www.sec.gov.approval of the Fund’s shareholders.
Please vote now. Your vote is important.
1
PROPOSAL: ELECTION OF BOARD NOMINEES
EachAs a diversified fund, the Fund is an open-endlimited in its ownership of securities of any single issuer. If approved, the Fund would be permitted to invest a larger percentage of its assets in a smaller number of issuers, as described in greater detail below. Classification as a non-diversified fund will give the Fund’s portfolio management team increased flexibility to invest a greater percentage of the Fund’s assets in any one issuer and in fewer issuers overall. HFMC believes reclassifying the Fund from diversified to non-diversified is in the best interests of the Fund and its shareholders because it provides the Fund’s portfolio managers with increased investment company registeredflexibility and potential for better investment performance over time.
What did the Board consider in recommending that shareholders approve the proposal for the Fund?
The Board considered HFMC’s recommendation to change the classification of the Fund from diversified to non-diversified under Section 5 of the Investment Company Act of 1940, as amended (the “1940 Act”), whose management and operations are overseen by the Board.to eliminate a related fundamental diversification policy. The Board ordinarily can appoint new Board members without a shareholder vote, provided that upon such appointment at least two-thirdsconsidered all relevant factors, including the reasons for the proposed changed, the potential impact of the Board members have been elected by shareholders. The Board currently has 8 total Board members: Hilary E. Ackermann, Robin C. Beery, Lynn S. Birdsong, James E. Davey, Christine R. Detrick, Duane E. Hill, Lemma W. Senbet,proposal on the Fund and David Sung. In accordanceits risk profile and the estimated costs associated with seeking shareholder approval of the Board’s mandatory retirement policy, Mr. Hill will retire fromproposal. Following consideration of these matters, the Board on December 31, 2020. Currently, six of the eight Board members have been elected by shareholders of the Mutual Funds and all of the Board members have been elected by the shareholders of the ETFs and the Interval Fund. Accordingly, upon Mr. Hill’s retirement, the Board cannot appoint a new Board member to fill the vacancy on the Board of the Mutual Funds without a shareholder vote because such appointment would result in the Board having less than two-thirds of shareholder-elected Board members.
Electing each nominee to the Board therefore would give the Board flexibility to add new Board members or to fill any future vacancies created by the departure of one or more shareholder-elected Board members, if necessary. Accordingly, the Board has determined to select each current Board member, other than Mr. Hill, to stand for election or re-election. Mr. Hill will continue to serve as a member of the Board until his scheduled retirement on December 31, 2020. After a thorough search and evaluation of potential candidates, the Nominating and Governance Committee of the Board has also recommended that the Board nominate, and the Board hasunanimously approved the nomination of, Derrick D. Cephas, Andrew A. Johnson, and Paul L. Rosenbergproposed change to servereclassify the Fund as new members of the Board. This recommendation is based on the Nominating and Governance Committee’s consideration of a variety of criteria that it deemed relevant, such as their individual professional experience, which includes years of experience in the financial services and banking industries. The Nominating and Governance Committee was assisted by a third-party search firm retained by the independent Board members, which compiled a list of potential candidates based upon criteria established by the independent Board members. The Nominating and Governance Committee considered candidates identified by the third-party search firm as well as candidates identified through other sourcesnon-diversified.
The Board, on the recommendation of its Nominating and Governance Committee, recommends a vote “FOR” the election of Hilary E. Ackermann, Robin C. Beery, Lynn S. Birdsong, James E. Davey, Christine R. Detrick, Lemma W. Senbet, and David Sung, each of whom is a current member of the Board, and Derrick D. Cephas, Andrew A. Johnson, and Paul L. Rosenberg, each of whom will, if elected, be a new member of the Board (each a “Board nominee” and collectively, the “Board nominees”). If elected, Messrs. Cephas, Johnson, and Rosenberg will become Board members effective November 1, 2020. Please refer to the table in Appendix B, which provides certain biographical information about the Board nominees. Each of the Board nominees has consented to being named in this Proxy Statement and to serve as a Board member if elected.
The Board of each Fund currently consists of eight Board members, seven of whom are not “interested persons” (as defined ineliminate the 1940 Act) of the Funds (the “independent Board members”). If the Board nominees are elected, the Board of the Fund will consist of eleven Board members (including Mr. Hill until his retirement), ten of whom will be independent Board members. Each Board nominee other than Mr. Davey is or will be an independent Board member. Mr. Davey is an interested person of the Funds under the 1940 Act because he is the President and Senior Managing Director of Hartford Funds Management Company, LLC (“HFMC”). HFMC or its wholly owned subsidiary, Lattice Strategies LLC (“Lattice”) serve as the investment manager for the Funds. HFMC, Lattice, Hartford Funds Distributor, LLC, and Hartford Administrative
Services Company collectively are referred to as “Hartford Funds Management.” Shareholders of each Fund will consider electing all ten nominees at the Meeting. Each Board nominee elected at the Meeting will serve until his or her successor is duly elected and qualifies, or until his or her earlier death, resignation, retirement, or removal.
Although every Fund’s Board consists of the same members (and the same nominees are proposed for election to the Board of every Fund), each Fund has a separate Board. Shareholders of each Fund, therefore, will vote separately on the election of members of their Fund’s Board (although all shareholders of all series within a Fund vote together as to that Fund’s Board). The election results as to any one Fund’s Board will not affect the results as to any other Fund’s Board.
To vote for the Board nominees, please vote by telephone or via the Internet, or sign, date, and return the enclosed proxy card (or, if you own a variable annuity contract or variable life insurancerelated fundamental diversification policy whose values are allocated to one or more series of Hartford Series Fund, Inc., and/or Hartford HLS Series Fund II, Inc., follow the instructions on the voting instruction card).
Qualifications of Board Nominees
The Nominating and Governance Committee operates pursuant to a written charter and is responsible for making nominations of candidates for appointment or election as independent Board members. Accordingly, the Nominating and Governance Committee, at its meeting held on April 21, 2000, nominated each current independent Board member (other than Mr. Hill who is scheduled to retire on December 31, 2020) and nominated Messrs. Cephas, Johnson, and Rosenberg for election by shareholders at the Meeting. The Board, at its meeting held on May 4-5, 2020, nominated each independent Board member (other than Mr. Hill) and Messrs. Cephas, Johnson, and Rosenberg, and Davey, for election by shareholders at the Meeting. The Nominating and Governance Committee and the Board evaluated each Board nominee both individually and in the broader context of the Board’s overall effectiveness, and made each nomination based on a variety of criteria that it deemed relevant, none of which in isolation was controlling. The governing documents for the Funds do not set forth any specific qualifications to serve as a Board member. The Charter for the Nominating and Governance Committee sets forth criteria that the Committee should consider as a minimum requirement for consideration as an independent Board member, including, among other things: 15 years of business or academic experience in a management, administrative or other oversight capacity; a college degree or business experience equivalent to a college degree; an ability to invest in the Funds; a person of high ethical standards; and a person able to think through and discuss complicated regulatory and financial issues and arrive at reasonable decisions on these issues on behalf of shareholders.
The Nominating and Governance Committee and the Board concluded that, based on each Board nominee’s experience, qualifications, attributes and skills, on an individual basis and in combination with those of other Board nominees, each Board nominee is qualified to serve as a member of the Board. Among the attributes and skills common to all Board nominees are the ability to review, evaluate and discuss information and proposals provided to them regarding the Funds, the ability to interact effectively with management and service providers, and the ability to exercise independent business judgment. Where applicable, the Board considered the actual service of each current Board member in concluding that the Board member should continue to serve as a member of the Board. Each Board nominee’s length of service on the Board is noted in Appendix C and the individual qualifications of each Board nominee are described in Appendix D.
A summary of certain, but necessarily all, factors that led the Nominating and Governance Committee and the Board to conclude that each Board nominee should be elected or re-elected to the Board is provided below.
In addition to individual qualifications, the qualifications described above are among those that the Nominating and Governance Committee may consider for any future independent Board nominees. The Nominating and Governance Committee periodically reviews the composition of the Board to determine whether it may be appropriate to add individuals with different backgrounds or skill sets from those already on the Board. It is the Nominating and Governance Committee’s policy to consider Board member candidates recommended by shareholders using the same criteria the Committee uses to evaluate other candidates. Any nominees recommended by shareholders must demonstrate an ability to represent all shareholders and not just a limited set of shareholders. A shareholder may submit a nomination to the Board by following the procedures detailed under “Shareholder Communications” below.
For a copy of the Nominating and Governance Committee Charter, please refer to Appendix N.
Board Leadership, Committee Structure, and Oversight
The Board currently consists of eight Board members, seven of whom are independent Board members. If the Board nominees are elected, the Board of the Funds will consist of eleven Board members (including Mr. Hill until his retirement on December 31, 2020), ten of whom will be independent Board members.
Lynn S. Birdsong, an independent Board member, serves as the Chairman of the Board and (i) presides over Board meetings and participates in the preparation of agendas for the Board and committee meetings, (ii) acts as a liaison with the Funds’ officers, Hartford Funds Management, other service providers, and other Board members between meetings, and (iii) coordinates Board activities and functions with the Chairpersons of the Board’s committees. The Board has determined that its leadership and committee structure is appropriate in light of the composition of the Board, its committees, and Mr. Birdsong’s long tenure with the Board and extensive knowledge of the investment management industry. The Board believes
its leadership structure enhances the effectiveness of the Board’s oversight role because it provides a foundation for the Board to work effectively with Hartford Funds Management and other service providers and facilitates the exercise of the Board’s independent judgment. In addition, the committee structure permits an efficient allocation of responsibility among the Board members.
The Board has five Committees: an Audit Committee; a Compliance and Risk Oversight Committee; a Contracts Committee; an Investment Committee; and a Nominating and Governance Committee (each, a “Committee” and collectively, the “Committees,” the members of which are referred to as “Committee members”). As discussed more fully below, the Board has delegated certain aspects of its oversight function to the Committees. Only independent Board members serve as Committee members. Each Committee is chaired by an independent Board member who is responsible for presiding over meetings and interfacing with Hartford Funds Management, other service providers, and other Board members between meetings. Committee chairs also perform such other functions as the Board or the Committee may delegate to them from time to time.
The Funds do not have a compensation committee because their executive officers do not receive any direct compensation from the Funds. The Nominating and Governance Committee periodically reviews independent Board member compensation, typically on a bi-annual basis. The Board comprehensively reviews the Chief Compliance Officer’s (“CCO”) compensation, which is paid in part by Hartford Funds Management and in part by the Funds. The committee structure facilitates the Board’s timely and efficient consideration of matters pertinent to the Funds’ business and affairs and their associated risks. The Board conducts an annual assessment of the oversight function and structure of the Board and each Committee. Information regarding the composition and function of the Committees is provided in Appendix E.
The Board currently meets at least five times a year, and may hold additional special meetings to address specific matters that arise between regularly scheduled meetings. The independent Board members also meet regularly outside of the presence of Hartford Funds Management and are advised by independent legal counsel.
Information about the number of times the Board and each Committee met during each Fund’s most recent fiscal year is provided in Appendix F. No Board member attended less than 75% of the total number of meetings of each Board and Committee on which the Board member served during each Fund’s most recently completed fiscal year.
The Board has engaged Hartford Funds Management to manage the Funds on a day-to-day basis. The Board is responsible for overseeing Hartford Funds Management, other service providers, and each Fund in accordance with the provisions of the 1940 Act, state law, other applicable laws, and each Fund’s governing documents. The Board reviews the Funds’ performance, operating expenses, and investment strategies and risks. The Board also reviews Hartford Funds Management and its role in running the day-to-day operations of the Funds, including Fund administration, Fund accounting, Fund transfer agency operations and shareholders services, and Fund distribution.
Day-to-day risk management with respect to the FundsFund. If the proposal is approved by shareholders, the Fund’s diversification classification will change and the related fundamental policy will be eliminated on or about November 28, 2023.
Additional information on the proposal can be found under the heading, “MORE INFORMATION ABOUT THE PROPOSAL.”
What is the responsibilitydifference between diversified funds and non-diversified funds?
Under the 1940 Act, an investment company must be classified as diversified or non-diversified. A fund’s diversification classification governs the amount of Hartford Funds Management or other service providers (depending onits assets a fund can invest in any one issuer. The Fund is currently classified as a diversified fund and must, therefore, operate in compliance with the nature1940 Act diversification requirements, which strictly limit how much the Fund can invest a single issuer. If the proposal is approved, the Fund would be permitted to invest a larger percentage of its assets in a smaller number of issuers, as described in greater detail under “MORE INFORMATION ABOUT THE PROPOSAL.”
Classification as a non-diversified fund will provide the Fund’s portfolio management team with the flexibility to invest a greater percentage of the risk), subject to oversight by Hartford Funds Management. The Board oversees riskFund’s assets in fewer issuers or in any one issuer which may, in turn, provide the potential for better investment performance over time. For these reasons, HFMC believes that reclassifying the Fund as part of its general oversightnon-diversified is in the best interests of the FundsFund and risk is addressed as part of various Board and Committee activities. The Funds are subject to a number of risks, including investment, compliance, financial, operational, and valuation risks. The Funds’ service providers, which are responsible for the day-to-day operations of the Funds, implement risk management strategies in conducting their activities. The Board recognizes that it is not possible to identify all of the risks that may affect the Funds, and that it is not possible to develop processes and control
measures to eliminate all risks and their possible effects. The Board may, at any time and in its discretion, change the manner in which it conducts its risk oversight role.shareholders.
The Compliance2
May I attend the Shareholder Meeting and Risk Oversight Committee, Audit Committee,Vote in person?
Yes, you can attend the Shareholder Meeting and Investment Committee receive reports or other information from Hartford Funds Management regarding risk assessmentvote in person; however, only those shareholders with a control number will be able to attend the meeting and management.vote during the Shareholder Meeting and ask questions. In addition, the Hartford Funds Management has established an internal committee focused on risk assessment and risk management relatedorder to the operations of the Funds and the investment manager, and the chairperson of that committee reports to the Compliance and Risk Oversight Committee on a semi-annual basis (or more frequently if appropriate). The Compliance and Risk Oversight Committee assists the Board in overseeing the activities of the Funds’ CCO, and the CCO provides an annual report to the Compliance and Risk Oversight Committee and the Board regarding material compliance matters. The Compliance and Risk Oversight Committee and the Board receive and consider other reports from the CCO throughout the year.
The Audit Committee assists the Board in reviewing financial matters, including matters relating to financial reporting risks and valuation risks. The Audit Committee oversees the risk management efforts for financial reporting, pricing and valuation, and liquidity risk and meets regularly with the Funds’ Treasurer and independent auditors, as well as with members of management, to discuss financial reporting and audit issues, including risks related to financial controls. The Audit Committee operates pursuant to a written charter. For a copy of the Audit Committee Charter, please refer to Appendix M.
The Investment Committee assists the Board in overseeing investment matters. The Investment Committee receives reports from the investment manager relating to investment performance, including information regarding investment risk. The Investment Committee meets regularly with the Funds’ portfolio managers to discuss investment performance achieved by the Funds and the investment risks assumed by the Funds to achieve that performance.
The Committee structure facilitates the timely and efficient consideration of matters by the Board members and fosters effective oversight of compliance with legal and regulatory requirements and of the Funds’ activities and their associated risks.
The CCO of the Funds and Hartford Funds Management oversees the implementation and testing of the Funds’ compliance program and reports to the Board at least quarterly regarding compliance matters for the Funds, Hartford Funds Management, and the Funds’ other service providers. The independent Board members have engaged independent legal counsel to assist them in performing their oversight responsibilities.
The Board also has appointed a Chief Legal Officer, who is responsible for overseeing internal reporting requirements imposed under rules adopted by the SEC pursuant to the Sarbanes-Oxley Act of 2002, which are designed to ensure that credible indications of material violations of federal securities laws or breaches of fiduciary duty are investigated and are adequately and appropriately resolved.
Finally, the Board appoints Fund officers to oversee the Funds’ daily operations. Each officer is an employee of Hartford Funds Management. Information about the executive officers of each Fund is set forth in Appendix G.
Information relating to compensation paid to Board members is provided in Appendix H.
Equity Securities Owned by Board Nominees and Executive Officers
Information relating to the dollar range of equity securities owned by Board nominees in the Funds as of June 30, 2020, is set forth in Appendix I. Information concerning the Board nominees’ and the Funds’ executive officers’ aggregate ownership in the Funds is provided in Appendix J.
Investment Manager, Principal Underwriter and Other Service Providers
HFMC is the investment manager for each Fund except for Lattice Strategies Trust, and two series of The Hartford Mutual Funds II, Inc.: Hartford Multifactor International Fund and Hartford Multifactor Large Cap Value Fund, for which Lattice, HFMC’s wholly owned subsidiary, is the investment manager. HFMC is an indirect subsidiary of The Hartford Financial Services Group, Inc. (“The Hartford”), a Connecticut-based financial services company. As of June 30, 2020, HFMC and Lattice had approximately $117.8 billion in discretionary and non-discretionary assets under management. HFMC is responsible for the management of the Funds and supervises the activities of the Funds’ sub-advisers. In addition, HFMC, its affiliate(s) or certain third-party service providers provide Fund administration, Fund accounting, and other administrative services to the Funds, including personnel, services, equipment and facilities and office space for proper operation of the Funds. HFMC’s principal offices are located at 690 Lee Road, Wayne, Pennsylvania 19087.
Hartford Funds Distributors, LLC, an affiliate of HFMC and a registered broker-dealer and member of the Financial Industry Regulatory Authority (“FINRA”), serves as the principal underwriter for each of the Mutual Funds and the Interval Fund pursuant to an Underwriting Agreement approved by the Board. ALPS Distributors, Inc. (“ALPS”), a broker-dealer and a member of FINRA, located at 1290 Broadway, Suite 1100, Denver, Colorado 80203, serves as the principal underwriter for the ETFs.
Hartford Administrative Services Company, an affiliate of HFMC and a registered transfer agent, serves as the Mutual Funds’ and the Interval Fund’s transfer agent. State Street Bank and Trust Company (“State Street”), One Lincoln Street, Boston, MA 02111, serves as the ETFs’ transfer agent. State Street also serves as the Funds’ custodian bank and holds the Funds’ cash, portfolio securities, and other investments in a custodial account established for each Fund.
The Board unanimously recommends that you vote “FOR” the election of each Board nominee.
The table in Appendix K sets forth the number of shares of each Fund issued and outstanding at the closeMeeting you must have both your control number and proof of businessidentity.
Your control number is included on the Record Date. A list of each Fund’s shareholders of record as of the Record Date will be available for inspection during the Meeting.
As of August 3, 2020, to the best of the Funds’ knowledge, the persons listed in Appendix L beneficially owned more than 5% or 25% of the outstanding shares of the class or Fund indicated.
Solicitation may be made by mail, telephone, fax, e-mail, or the Internet by officers or employees of Hartford Funds Management, or by financial intermediaries and their representatives. The Funds may request that brokerage firms, custodians, banks, and other fiduciaries forward proxy solicitation material to beneficial owners of Fund shares. The Funds will reimburse brokerage firms, custodians, banks, and other fiduciaries for their expenses in forwarding this Proxy Statement and proxy materials to beneficial owners
of each Fund’s shares (i.e., shareholders who hold Fund shares through a financial intermediary in its name for their benefit).
The Funds also will reimburse insurance companies, to the extent required by any agreement between the Funds and such insurance companies, for the cost of forwarding this information to variable annuity contract owners and variable life insurance policy holders for the purpose of obtaining their voting instructions as to shares attributable to their contracts.
The Funds have retained Broadridge Financial Solutions, Inc. (“Broadridge”), which maintains its global headquarters located at 5 Dakota Drive, Suite 300, Lake Success, NY 11042, to assist in the distribution of proxy materials and the solicitation and tabulation of proxies. It is anticipated that the Funds will pay Broadridge approximately $4.9 million for such services (including reimbursement of out-of-pocket expenses). Broadridge may solicit proxies personally and by mail, telephone, fax, e-mail, or the Internet.
The Funds will bear the cost of preparing, printing, and mailing this Proxy Statement, the enclosed proxy andcard. If you are unable to locate your control number, please contact your financial intermediary.
What vote is required to approve the accompanying notice, and costs in connection with the solicitation of proxies. proposal?
The Funds also will incur additional out-of-pocket costs, such as legal expenses and auditor fees, in connection with the preparation of this Proxy Statement. Costs borneproposal must be approved by the Funds collectively will be allocated among the Funds on the basis of their respective numbers of shareholder accounts, except when direct costs reasonably can be attributed to one or more specific Funds.
Each Fund must achieve a quorum of shareholders to conduct business at the Meeting. For each of the Funds, the holders of one-third of the shares entitled to vote on any matter at the Meeting, present virtually or by proxy, will constitute a quorum of the Fund.
Each Fund is organized as a Delaware statutory trust or a Maryland corporation. At the Meeting, the shareholders of each Fund (including any series) will vote collectively as a single class on the election of each Board nominee.
For all Funds other than Lattice Strategies Trust, the affirmative vote of a plurality of the votes cast with respect to a Board nominee at the Meeting, assuming a quorum is present, is necessary to elect each Board nominee under the Proposal. This means that, assuming a quorum is present, the Board nominees who receive the most votes will be elected even if none of the Board nominees receives an outright majority of votes. In an uncontested election, as is the case for this election of Board members, the plurality requirement does not affect the outcome of the election. For Lattice Strategies Trust, the affirmative vote of a majority of the votes cast with respect to a Board nominee atoutstanding voting securities of the Meeting, assuming a quorum is present, is necessary to elect each Board nomineeFund as defined under the Proposal.
Abstentions and Broker Non-Votes
As described below, financial intermediaries may exercise their authority to vote your1940 Act. The 1940 Act defines a majority for these purposes as the lesser of: (1) 67% or more of the Fund’s shares at their discretion. Abstentions, if any, will be counted as represented at the Shareholder Meeting for purposesif the holders of determining whether a quorum has been reached, but will have no effect on the outcomemore than 50% of the election of any Board nominee.
So-called “broker non-votes” occur when the beneficial owneroutstanding shares are present in person or by proxy; or (2) more than 50% of the shares held in “street name” doesFund’s outstanding shares.
What happens if shareholders do not give voting instructions toapprove the bank, securities broker-dealer, or other nominee holding the shares as to how
to vote on matters deemed to be “non-routine” under the rules of the New Stock Exchange, and the bank, broker, or other nominees returns the proxy to vote the shares in its discretion with respect to a “routine” proposal. Because there are no non-routine proposals being presented at the Meeting and because banks, brokers, or other nominees generally may exercise their authority to vote your shares at their discretion for the election of the Board nominees, it is not anticipated that there will be any “broker non-votes.”
Recording and Tabulation of Votes
Votes cast by proxy or virtually at the Meeting will be tabulated by the inspectors of election appointed for the Meeting. The inspectors of election will determine whether a quorum is present at the Meeting for each Fund.
proposal?
If you hold your shares directly (not through a financial intermediary) and you return a signed and dated proxy card that does not specify how you wish to vote, your shares will be voted “FOR” each of the Board nominees.
If you hold your shares through a financial intermediary, you must instruct the financial intermediary how to vote your shares. Because the Proposal is a “routine” matter under rules of the New York Stock Exchange, financial intermediaries may exercise their discretionary authority to vote shares of beneficial owners who do not provide timely voting instructions for the Proposal or to “echo vote” such shares in the same proportion as those shares for which the financial intermediaries have received voting instructions. If you own a variable annuity contract or a variable life insurance policy whose values are allocated to one or more series of Hartford Series Fund, Inc. or Hartford HLS Series Fund II, Inc., you must instruct your insurance company how to vote. In addition, a properly executed proxy card, voting instruction card, or other authorization by a beneficial owner of Fund shares that does not specify how the beneficial owner’s shares should be voted may be deemed an instruction to vote such shares “FOR” each Board nominee. Please consult your financial intermediary or insurance company for more information about its practices with respect to voting beneficial owners’ shares.
To revoke a proxy, you must submit a written notice of revocation or later dated proxy to the applicable Fund, or virtually attend the Meeting and vote by ballot, in all cases before the proxy is exercised at the Meeting. Merely attending the Meeting, however, will not revoke a previously executed proxy. If you hold shares through a financial intermediary, please consult your financial intermediary regarding your ability to revoke voting instructions after you have provided them.
Attendance at the Meeting will be limited to each Fund’s shareholders as of the Record Date. If you plan to attend the Meeting virtually, in order to gain admission you must register in advance by visiting https://viewproxy.com/hartfordfunds/broadridgevsm/ and submitting the required information to Broadridge. Shareholders who own shares registered in their own names and which are held in an account directly with the Fund (or Funds) will be asked to submit their name and control number found on the shareholder’s proxy card in order to register to participate in and vote at the Meeting.
If you hold Fund shares through a financial intermediary, you will not be able to vote virtually at the Meeting unless you previously have obtained a “legal proxy” from your financial intermediary, which will provide you with a new control number. It may take several days for this process and you must submit your “legal proxy” to Broadridge in a reasonable time prior to the Meeting. Variable annuity contract owners and variable life insurance policy holders should follow the instructions provided by their insurance company. See “Special Note to Variable Annuity Contract/Variable Life Insurance Owners” below.
After shareholders have submitted their registration information, they will receive an email from Broadridge that confirms that their registration request has been received and is under review by Broadridge. Once shareholders’ registration requests have been accepted, they will receive (i) an email containing an event link and dial-in information to attend the Meeting, and (ii) an email with a password to enter at the event link in order to access the Meeting. Even if you plan to virtually attend the Meeting, please promptly follow the enclosed instructions to submit voting instructions by telephone or via the Internet. Alternatively, you may submit voting instructions by signing, dating, and returning your proxy card.
If any Fund does not receive sufficient votes to hold the Meeting, the Meeting may be adjourned to permit further solicitation of proxies. In determining whether to adjourn the Meeting, the persons named as proxies may consider, among other factors, the percentage of votes actually cast, the nature of any further solicitation, and any information to be provided to shareholders for such solicitation. For all Funds other than Lattice Strategies Trust, the Funds’The Fund’s Secretary or other Fund officer presiding over the Meeting may adjourn the meeting. WithThe Fund may hold an adjourned Meeting without issuing another notice to shareholders. If the Fund’s shareholders do not approve the proposal, the Fund will remain diversified and remain subject to its related fundamental investment restriction.
If shareholders approve the proposal, when will the change take effect?
If the proposal is approved by shareholders of the Fund at the Shareholder Meeting, it is expected to become effective on or about November 28, 2023, and the Fund’s prospectus and SAI will be revised accordingly.
The Board of Trustees of the Fund, including all of the Fund’s independent trustees, recommend that shareholders of the Fund vote “FOR” the proposal to change the Fund’s classification from diversified to non-diversified and to eliminate the Fund’s related fundamental diversification policy.
MORE INFORMATION ABOUT THE PROPOSAL
Shareholders are being asked to review and consider reclassifying the Fund from a diversified investment company to a non-diversified investment company and eliminating the following related fundamental diversification policy with respect to Lattice Strategies Trust,the Fund:
“The Fund has elected to be classified as a diversified series of an open-end management investment company. As a diversified fund, at least 75% of the value of the Fund’s total assets must be represented by cash and cash items (including receivables), U.S. Government securities, securities of other investment companies, and other securities for the purposes of this calculation limited in respect of any one issuer (i) to an amount not greater in value than 5% of the value of the total assets of the Fund and (ii) to not more than 10% of the outstanding voting securities of such issuer.”
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Section 5(b) of the 1940 Act requires an investment company to be classified as either diversified or non-diversified, and a fund’s classification as diversified is considered a fundamental policy that cannot be changed without shareholder approval. Diversified funds are subject to the restrictions described in the policy set forth above while non-diversified funds are not. As a result, a non-diversified fund is permitted to hold a greater percentage of its assets in the securities of a single issuer.
The primary benchmark of the Fund is the Russell 1000 Growth Index (the “Russell 1000 Growth”), which is designed to measure the performance of those Russell 1000 Index companies with higher price-to-book ratios and higher forecasted growth values. The Russell 1000 Index is designed to measure the performance of the 1,000 largest companies in the Russell 3000 Index based on their market capitalization and current index membership. While the Fund is not an index fund, the Fund’s portfolio managers evaluate and consider all of the holdings in the Russell 1000 Growth as potential investment opportunities. Over the past few years, certain stocks have experienced extraordinary increases in market capitalization. Notably, these stocks have included Apple, Inc., Amazon.com, Inc., Meta Platforms, Inc., Alphabet, Inc. and Microsoft Corp. As a result, large-cap growth indices and other indices with higher weightings to technology stocks have become much more concentrated at the individual stock level.
Although increased levels of concentration have fluctuated in the Russell 1000 Growth in the past, the Fund’s investment adviser and sub-adviser believe that this market concentration is likely to persist rather than “self-correct” as it has historically.
Due to the 1940 Act diversification requirements, a diversified fund like the Fund must underweight these holdings relative to their weights in the Russell 1000 Growth even if the portfolio managers find them to be attractive investment opportunities. For this reason, maintaining the Fund as a diversified investment company is expected to increasingly limit the Fund’s investment flexibility within the U.S. large cap growth universe as represented by the Russell 1000 Growth and put the Fund at a competitive disadvantage against those of its peers that operate as non-diversified investment companies. Conversely, if the Fund operates as a non-diversified investment company, which would allow it to invest a greater percentage of its assets in a smaller number of issuers, the Fund will have increased investment flexibility that would allow its portfolio to better reflect the current composition of the U.S. large cap equity universe.
For the reasons discussed above, HFMC believes that reclassifying the Fund as non-diversified is in the best interests of the Fund and its shareholders because operating as a non-diversified investment company will provide the Fund’s investment team with increased investment flexibility and potential for better investment performance over time.
Are there other diversification requirements that will still apply to the Fund if it becomes non-diversified under the 1940 Act?
Yes, if the proposal is approved, the Fund would continue to be subject to tax diversification tests under Subchapter M of the Internal Revenue Code of 1986, as amended, which apply to regulated investment companies. To qualify for pass through tax treatment as a regulated investment company, the Fund must, among other requirements, limit its investments so that, at the close of each quarter of the taxable year, (1) not more than 25% of the Fund’s total assets will be invested in the securities of a single issuer, and (2) with respect to 50% of its total assets, not more than 5% of its total assets will be invested in the securities of a single issuer and the Fund will not own more than 10% of the outstanding voting securities of a single issuer.
Will the Fund’s risk profile change if it is reclassified as non-diversified under the 1940 Act?
Yes. Notwithstanding the increased investment flexibility and the potential for improved investment performance over time, a non-diversified fund typically presents a greater degree of investment risk due to its
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ability to invest a greater percentage of the fund’s assets in a single issuer and in fewer issuers overall. Because a non-diversified fund can invest more of its assets in a smaller number of issuers, it is more exposed to the risks associated with an individual issuer than a fund that invests more broadly across many issuers. For example, poor performance by a single large holding of the Fund would adversely affect the Fund’s performance to a greater extent than if the Fund were invested in a larger number of issuers. As a result, a non-diversified fund’s share price may fluctuate more than that of a similar fund that is more broadly diversified.
Are there any other expected changes associated with the proposal?
No other changes to the Fund are expected as a result of the proposal and the Fund will continue to invest pursuant to its current investment objective and strategies.
FURTHER INFORMATION ABOUT VOTING AND THE SHAREHOLDER MEETING
What is the required quorum for the Shareholder Meeting?
In order to reach a quorum and thereby hold a shareholder meeting for the Fund, one-third of the Fund’s outstanding shares entitled to be voted must be present at the meeting in person or by proxy. In the event that a quorum is present but sufficient votes in favor of the proposal are not received by the Shareholder Meeting date, the persons named as proxies may propose one or more adjournments to permit further solicitation of proxies. Any such adjournment will require the affirmative vote of a majority of the shares present at the Shareholder Meeting in person or by proxy. Shares voted against a proposal will be voted against the proposed adjournment. The persons named as proxies will vote in favor of Lattice Strategies Trust’s series present virtuallysuch adjournment if they determine that additional solicitation is reasonable and in the interests of the Fund’s shareholders.
How are the votes counted?
Casting Votes: Votes cast at the Meeting in person or by proxy (whether or not sufficient to constitutewill be tabulated by the inspectors of election appointed for the Meeting. The inspectors of election will determine whether a quorum) and entitled to votequorum is present at the Meeting. Lattice Strategies Trust may hold an adjourned Meeting without issuing another notice to shareholders provided the adjourned session or sessions are held within 60 days after the date set for the original meeting.Fund.
Proxies: The Mutual Funds mayindividuals named as proxies (or their substitutes) on the enclosed proxy card (or cards, if you hold an adjournedshares of the Fund in multiple accounts) will vote according to your directions if your proxy is properly executed and received by the Meeting Date, or in accordance with your instructions when voting by telephone or online. If you properly execute your proxy card and give no voting instructions, or submit your vote via the telephone or online without issuing another notice to shareholders, other than an announcementvoting instructions, your shares will be voted “FOR” the proposal.
Abstentions and Broker Non-Votes: Abstentions are counted for purposes of determining whether a quorum is present for purposes of convening the Shareholder Meeting. Because the proposal must be approved by a percentage of voting securities present at the originalShareholder Meeting provided the session or sessions are held within 120 days after the Record Date. Hartford Funds Exchange-Traded Trust and the Interval Fund may hold an adjourned Meeting without issuing another notice to shareholders.
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
The Board members, including a majority of the independent Board members,Fund’s outstanding shares, abstentions will be considered to be voting securities that are present and will have the effect of eachbeing counted as votes against the proposal.
Broker non-votes are shares held by a broker or nominee for which instructions have not been received from the beneficial owners or persons entitled to vote, and over which the broker or nominee does not have discretionary voting power. Broker non-votes are inapplicable for this Shareholder Meeting because shareholders are being asked to approve a single proposal with respect to which brokers or nominees do not have discretionary voting power. Thus, if a broker or nominee does not receive instructions on how to vote, they will not submit an executed proxy card to the Fund.
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Can additional matters be acted upon at the Shareholder Meeting?
The Fund have selected PricewaterhouseCoopers, LLP (“PwC”) asknows of no other business that may come before the Fund’s independent registered public accounting firm forShareholder Meeting. However, if any additional matters are properly presented at the current fiscal year. PwC alsoShareholder Meeting, it is intended that the persons named in the enclosed proxy, or their substitutes, will review the Funds’ federal and state income tax returns and provide certain permitted non-audit services. PwC,vote on such matters in accordance with Public Company Accounting Oversight Board Rule 3526, has confirmed to each Fund’s Audit Committee that they are independent auditorstheir judgment.
Can I change my vote after I mail my proxy?
Any proxy, including those given online or by telephone, may be revoked at any time before the votes have been submitted for tabulation at the Shareholder Meeting by filing a written notice of revocation with respect to the Fund. Each Fund’s Audit Committee has considered whether the provision by PwC to the Fund, of non-audit servicesby delivering a properly executed proxy bearing a later date, or by attending the Shareholder Meeting. If you vote via telephone or online, you can change your vote up until 11:59 p.m., eastern time on November 1, 2023. If you hold Fund shares through a financial intermediary, please consult your financial intermediary regarding your ability to revoke voting instructions.
Is the Fund or of professional servicesrequired to Hartford Funds Management and entities that control, are controlled by or are under common control with Hartford Funds Management is compatible with maintaining PwC’s independence and has discussed PwC’s independence with them. Representatives of PwC are not expected to be present at the Meeting but have been given the opportunity to make a statement if they so desire and will be available if any matter arises requiring their presence.
hold annual meetings?
The amount of fees paid by the Funds for the two most recent fiscal years for all audit, non-audit, tax,Fund is not required to and all other services provided directly to the Funds by the Funds’ independent registered public accounting firm is provided in Appendix M.
Submission of Shareholder Proposals
The Funds dodoes not hold annual shareholder meetings. A shareholder proposal intended to be presented at a future meeting of shareholders of a Fund, including a shareholder nomination for election to the Board of a Fund must be received at the principal offices of the FundsFund a reasonable time before the Fund begins to
print and send its proxy materials for inclusion in the proxy materials for a meeting. In addition, Appendix A to the Nominating and Governance Committee Charter, which is enclosed as Appendix N, identifies the information needed and the process required for a shareholder to recommend a nominees. Timely submission of a proposal does not guarantee that the FundsFund will include the proposal in a proxy statement.
Shareholders who want to communicate with the Board or any individual Board member(s) should write their Fund to the attention of the Secretary of the Fund, 690 Lee Road, Wayne, PAPennsylvania 19087. Communications to the Board must be signed by the shareholder and must specify: (i) the shareholder’s name and address; (ii) the number of Fund shares owned by the shareholder; (iii) the Fund(s)Fund in which the shareholder owns shares; and (iv) for shares held in “street name,” the name of the financial intermediary that holds Fund shares in its name for the shareholder’s benefit. The Secretary will forward such communications to the Board or the applicable Board member(s) at the next regularly scheduled meeting, if practicable, or promptly after receipt if the Secretary determines that the communications require more immediate attention.
How are proxies delivered and votes recorded?
Householding. This Proxy Statement was mailed along with a proxy voting card and prepaid envelope. You may record your votes on the enclosed proxy card and mail it in the accompanying prepaid envelope. The Fund has retained EQ Fund Solutions, LLC (“EQ”) to manage this project and provide print and shareholder meeting management. In addition, the Fund has arranged through EQ to have votes recorded online or by telephone. The telephone and online voting procedures are reasonably designed to authenticate shareholders’ identities, to allow shareholders to authorize the voting of their shares in accordance with their instructions, and to confirm that their instructions have been properly recorded. EQ is also responsible for assisting the Fund in determining whether quorum is achieved for the Fund and whether sufficient votes are received to approve a proposal. You may also vote by attending the Shareholder meeting and casting your vote in person.
Hartford Funds Management has adopted a policy to permit sending only one copy of a prospectus, proxy statement, annual report, or semiannualsemi-annual report to certain shareholders residing in the same “household,” unless the Fund has received instructions to the contrary. This reduces Fund expenses, which benefits you and other shareholders. If you need additional copies or do not want your mailings to be “householded,” please call us at 888-843-7824800-456-7526 or send a written request with your name, the name of your Fund, (or Funds), and your account number or numbers to Hartford Funds, P.O. Box 219060, Kansas City, MO 64121-9060.690 Lee Road, Wayne, Pennsylvania 19087. For overnight mail, please send the request to Hartford Funds, 430 W 7th Street, Suite 219060, Kansas City, MO 64105-1407.690 Lee Road, Wayne, Pennsylvania 19087.
How can proxies be solicited?
Management does not intendSolicitation may be made by mail, telephone, fax, e-mail, or the Internet by officers or employees of HFMC or by financial intermediaries and their representatives. The Fund may request that brokerage firms, custodians, banks, and other fiduciaries forward proxy solicitation material to present any itemsbeneficial owners of Fund shares. The Fund will reimburse brokerage firms, custodians, banks, and other thanfiduciaries for their expenses in forwarding this Proxy Statement and proxy materials to beneficial owners of the ProposalFund’s shares (i.e., shareholders who hold Fund shares through a financial intermediary in its name for their benefit).
The Fund has retained EQ, which maintains its global headquarters located at 55 Challenger Road, Suite 200, Ridgefield Park, New Jersey 07660, to assist in the distribution of proxy materials and is not aware that any other itemsthe solicitation and tabulation of business will be presented at the Meeting. If other matters are properly presented for a vote at the Meeting, the persons named as proxies will vote on such matters in their sole discretion.
Special Note to Variable Annuity Contract/Variable Life Insurance Owners
HLS Fund Reorganizations. At the Board meeting held on June 16-17, 2020, the Board approved an Agreement and Plan of Reorganization that provides for the reorganization of each Target Fund identified below into the corresponding Acquiring Fund identified below (the “Reorganizations”).proxies. It is anticipated that the ReorganizationsFund will occur afterpay EQ approximately $2,500 for such services (including reimbursement of out-of-pocket expenses). EQ may solicit proxies personally and by mail, telephone, fax, e-mail, or the Record Date (August 3, 2020) but beforeInternet.
Who pays for the Meeting date (October 21, 2020). Accordingly, if you owncosts involved with the proxy?
For managing the Fund’s overall proxy campaign, EQ will receive a variable annuity contract or a variable life insurance policy whose values are allocated to one or more seriesfee plus reimbursement for out-of-pocket expenses. EQ will also receive fees in connection with the printing, preparing, assembling, mailing, and transmitting of proxy materials on behalf of the Target FundsFund, tabulating those votes that are received, and any solicitation of additional votes. In addition to the fees paid to EQ, securities brokers, custodians, fiduciaries, and other persons holding shares as nominees will be reimbursed, upon request, for their reasonable expenses in sending solicitation materials to the principals of the Record Date, youaccounts. The fees for these services, along with printing, postage and solicitation services are eligibleestimated to be $4,317.
All costs of the Shareholder Meeting and encouragedthe proxy campaign, including the use of EQ and the reimbursement to provide your voting instructionsbrokers for solicitation and the preparation of proxy materials, will be paid for by the Fund.
How do Fund affiliates plan to your insurance company.vote?
Submitting Voting InstructionsHFMC expects to your Insurance Company. If you own a variable annuity contract or a variable life insurance policy whose values are allocated to one or more seriesvote Fund shares it holds directly by virtue of Hartford Seriesits initial capital investment in the Fund Inc.
or Hartford HLS Series Fund II, Inc., you received this material because your insurance company is asking you to provide it with instructions as to how“FOR” the proposal. Wellington also expects to vote the Fund shares attributableit holds directly due to your contract atits initial investment in the Meeting or any adjourned session. Please completeFund “FOR” the instruction card and return itproposal. Shares of the Fund held by Hartford Funds’ funds-of-funds will be voted in accordance with the Board’s recommendation to your insurance company as directedvote “FOR” the proposal. Based on the cardpercentage of shares owned by HFMC, Wellington, and the Hartford Funds’ fund-of-funds, the Fund’s affiliates will be able to control whether the proposal is approved.
GENERAL INFORMATION ABOUT THE FUND
Who are the Fund’s investment adviser, principal underwriter, and other service providers?
Hartford Funds Management Company, LLC (“HFMC” or in the accompanying materials you received from“Investment Manager”) is the insurance company. Please do not return the instruction cardinvestment manager to the Funds.
The Funds will be referred to throughout this Proxy Statement as listed below:
Appendix B: Board Nominees’ Biographical Information
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Appendix C: Board Nominees’ Term and Tenure
Each Board member serves for an indefinite term (i.e., until his or her death, resignation, retirement, or removal). The Board has adopted a retirement policy that requires each Board member to retire from the Board (and any Committee thereof) no later than December 31 of the year in which he or she reaches the age of seventy-five (75).
Set forth below is the year in which each Board nominee became a member of the Board of the (i) Mutual Funds, (ii) ETFs, and (iii) the Interval Fund.
Board Member | Mutual Funds | ETFs | Interval Fund |
Hilary E. Ackermann | 2014 | 2017 | 2019 |
Robin C. Beery* | 2017 | 2014 | |
Lynn S. Birdsong | 2003 | 2017 | |
Derrick D. Cephas** | n/a | n/a | n/a |
James E. Davey | 2012 | 2017 | 2019 |
Christine R. Detrick | 2016 | 2017 | |
Duane E. Hill | 2001 | 2017 | |
Andrew A. Johnson** | n/a | n/a | n/a |
Paul L. Rosenberg** | n/a | n/a | n/a |
Lemma W. Senbet | 2005 | 2017 | 2019 |
David Sung* | 2017 | 2014 |
Appendix D: Board Nominees’ Experience, Qualifications, and Skills
Hilary E. Ackermann. Ms. Ackermann has served as an independent Board member since September 2014. She has served as Chair of the Compliance and Risk Oversight Committee since 2016. Ms. Ackermann has over 25 years of credit, financial and risk management experience, including serving as the chief risk officer at a New York-chartered bank.
Robin C. Beery. Ms. Beery has served as an independent Board member since 2017. Ms. Beery HFMC is an experienced business executive with over 30 yearsindirect subsidiary of experience in the financial services industry, including extensive experience as a senior executive overseeing the global distribution of mutual funds and institutional strategies for a large investment adviser.
Lynn S. Birdsong. Mr. Birdsong has served as an independent Board member since 2003. He has served as Chairman of the Board since August 2019. He served as Co-Chairman of the Investment Committee from 2005 to 2014 and as Chairman of the Investment Committee from September 2014 to August 2019. Mr. Birdsong served in senior executive and portfolio management positions for investment management firms for more than 25 years. He has served as a director of other mutual funds for more than 10 years.
Derrick D. Cephas. Mr. Cephas has more than forty years of experience as an attorney practicing in the banking, corporate, and financial services industries. He currently is a Partner of an international law firm and also serves as a director of a commercial bank. Mr. Cephas previously served in senior executive roles in state banking and other regulatory agencies and served as the chief executive officer of one of the largest privately owned banks in the U.S.
Christine R. Detrick. Ms. Detrick has served as an independent Board member since 2016. She has served as Chair of the Investment Committee since August 2019. Ms. Detrick has over 30 years of experience leading and advising financial services companies and investors. She previously served as a director, head of the Americas financial services practice and senior advisor at a management consulting firm, and as the chief executive officer of a private savings bank.
Duane E. Hill. Mr. Hill has served as an independent Board member since 2001. He has served as the Chairman of the Nominating and Governance Committee since 2003. Mr. Hill has more than 35 years’ experience in senior executive positions in the banking, venture capital and private equity industries.
Andrew A. Johnson. Mr. Johnson has over 30 years of experience as an investment professional responsible for a range of fixed-income and multi-asset class products. He currently serves as a diversity and inclusion advisor at a global investment management firm. In his previous roles, Mr. Johnson served as a chief investment officer, senior executive and portfolio manager.
Paul L. Rosenberg. Mr. Rosenberg has over 40 years of experience as a senior executive, strategy consultant, and senior official serving in the U.S. government. He currently is a partner of a non-profit strategy consulting firm. Mr. Rosenberg was previously a partner of a premier for-profit strategy consulting firm.
Lemma W. Senbet. Dr. Senbet has served as an independent Board member since 2005 (and served on the Board of the predecessors of some of the Funds since 2000). For more than 30 years, Dr. Senbet has served as a professor of finance, including serving as the chair of the finance department at a major university. He has served the finance profession in various capacities, including as a director or officer of finance associations.
David Sung. Mr. Sung has served as an independent Board member since 2014. He has served as Chairman of the Audit Committee since November 2019. Mr. Sung is an experienced financial services and auditing professional with over 37 years of experience serving clients in the investment management business.
James E. Davey. Mr. Davey has served as a Board member since 2012 and President and Chief Executive Officer of the Funds since 2010. Mr. Davey joined The Hartford Financial Services Group, Inc. (“The Hartford”) in 2002, a Connecticut-based financial services company. HFMC is responsible for the management of the Fund and has served in various positions within The Hartfordsupervises the activities of the Fund’s sub-adviser. In addition, HFMC, its affiliate(s) or certain third-party service providers provide Fund administration, Fund accounting, and other administrative services to the Fund, including personnel, services, equipment and facilities and office space for proper operation of the Fund. HFMC’s principal offices are located at 690 Lee Road, Wayne, Pennsylvania 19087.
7
Wellington Management Company LLP (“Wellington Management”) serves as the sub-adviser to the Fund. Wellington Management performs the daily investment of the assets for the Fund. Wellington Management is a Delaware limited liability partnership with principal offices at 280 Congress Street, Boston, Massachusetts 02210. Wellington Management is a professional investment counseling firm which provides investment services to investment companies, employee benefit plans, endowments, foundations, and other institutions. Wellington Management and its subsidiaries. Prior to joining The Hartford, Mr. Davey served in various management roles at Merrill Lynch, including directorpredecessor organizations have provided investment advisory services for over 80 years. Wellington Management is owned by the partners of 401(k) alliance managementWellington Management Group LLP, a Massachusetts limited liability partnership.
ALPS Distributors, Inc. (“ALPS”), a broker-dealer and director
of corporate and institutional 401(k) product management, overseeing product profitability and marketing strategy. Mr. Davey has served on the Board of Governors for the Investment Company Institute (ICI).
Appendix E: Standing Committees of the Board
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Appendix F: Board and Committee Meetings
Set forth in the table below is information regarding the number of meetings of the Board and the Committees held during each Fund’s most recently completed fiscal year.
Number of Meetings During Fund’s Last Fiscal Year | |||||||
Funds | Fiscal Year End | Board | Audit Committee | Compliance Committee# | Investment Committee | N&G Committee# | Contracts Committee |
Exchange-Traded Trust | 7/31 | 6 | 4 | 4 | 6 | 2 | 1 |
Lattice Trust | 9/30 | 6 | 4 | 4 | 5 | 3 | 1 |
HMF | 10/31 | 6 | 4 | 4 | 6 | 3 | 1 |
HMF II | 10/31* | 6 | 4 | 4 | 6 | 3 | 1 |
Interval Fund | 10/31 | 6 | 4 | 4 | 6 | 3 | 1 |
HLS | 12/31 | 6 | 6 | 4 | 6 | 4 | 1 |
HLS II | 12/31 | 6 | 6 | 4 | 6 | 4 | 1 |
Appendix G: Executive Officers’ Biographical Information
Certain biographical and other information relating to the executive officers of each Fund is set forth below. Each officer serves for an indefinite term (i.e., until his or her death, resignation, retirement, or removal). None of the officers listed below receives compensation from any Fund.
Please see the table at the bottom for a description of the companies for which the table below uses abbreviated names.
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Appendix H: Board Compensation
Compensation of Independent Board Members. Each independent Board member receives compensation in the form an annual retainer and fees for attending Board and Committee meetings. The amount of the annual retainer currently is $190,000. The Board Chairman receives an addition annual retainer, which currently is $190,000, and each Committee Chairperson also receives an additional annual retainer in the amount of $45,000. The retainers are paid quarterly. Each independent Board member also receives meeting fees, which include $10,000 per meeting for a regularly scheduled quarterly Board meeting, $3,500 per meeting for a special Board meeting, and $2,000 per meeting for a telephonic Board meeting. The fee for attending regularly scheduled Committee meetings include: (i) $2,000 for each Audit Committee meeting; (ii) $2,000 for each Compliance and Risk Oversight Committee meeting; (iii) $4,000 for each Investment Committee meeting; and (iv) $3,500 for each Contracts Committee meeting and any Committee special (non-telephonic) meeting.
Any Board member who is not an independent Board member does not receive any compensation from the Funds for serving as a member of Financial Industry Regulatory Authority (“FINRA”), located at 1290 Broadway, Suite 1100, Denver, Colorado 80203, serves as the Board.principal underwriter for the Fund.
State Street Bank and Trust Company (“State Street”), One Congress Street, Suite 1, Boston, Massachusetts 02114 serves as the Fund’s transfer agent. State Street also serves as the Fund’s custodian bank and holds the Fund’s cash, portfolio securities, and other investments in a custodial account established for the Fund.
EachHow many outstanding shares are there of the Board nominees currently serves as a member of the Board except for Derrick C. Cephas, Andrew A. Johnson, and Paul L. Rosenberg. The Nominating and Governance Committee, at its meeting held on April 21, 2020, and the Board, at its meeting held on May 4-5, 2020, nominated Messrs. Cephas, Johnson, and Rosenberg as Board nominees. Accordingly, the tables below reflect that Messrs. Cephas, Johnson, and Rosenberg did not receive any compensation from a Fund during its most recently completed fiscal year or from any of the Funds during calendar year ended on December 31, 2019.
Mr. Birdsong became Chairman of the Board and Ms. Detrick became Chair of the Investment Committee on August 7, 2019. Mr. Sung became Chair of the Audit Committee on November 7, 2019. The amount of compensation paid to each of these independent Board members shown in the tables below reflect the actual amounts paid during the periods indicated and are different than the amount of compensation currently paid as a result of their respective chairperson responsibilities.
The Interval Fund commenced investment operations on November 4, 2019, and has not yet completed its first fiscal year. Accordingly, the table below does not include compensation for the independent Board members of the Interval Fund for a full fiscal year.
Hartford Funds Management allocates the aggregate amount of compensation paid to the independent Board members ratably among each of the Funds based on each Fund’s total net assets relative to the aggregate amount of all Funds’ total net assets. With respect to the ETFs, the allocation is notional and Hartford Funds Management bears the cost of the independent Board member compensation notionally allocated to the ETFs.
Compensation Paid to Board Members by each Fund. Set forth in the table below is information regarding compensation for serving as an independent Board member accrued by each during each Fund’s most recently completed fiscal year. Mr. Davey is not compensated for serving as a Board member of the Fund.
Name | HMF (10/31/2019)
| HMF II (10/31/2019)
| HLS (12/31/2019)
| HLS II (12/31/2019)
|
Hilary E. Ackermann | $201,012 | $34,604 | $54,676 | $8,942 |
Robin C. Beery | $180,515 | $31,065 | $46,192 | $7,558 |
Lynn S. Birdsong | $224,525 | $38,582 | $58,152 | $9,517 |
Derrick D. Cephas | N/A | N/A | N/A | N/A |
Christine R. Detrick | $184,921 | $31,808 | $47,831 | $7,826 |
Duane E. Hill | $210,338 | $36,180 | $54,354 | $8,890 |
Andrew A. Johnson | N/A | N/A | N/A | N/A |
Paul L. Rosenberg | N/A | N/A | N/A | N/A |
Lemma W. Senbet | $180,517 | $31,064 | $46,752 | $7,648 |
David Sung | $180,517 | $31,064 | $47,072 | $7,700 |
H-1
Name | Exchange-Traded Trust (7/31/2019)
| Lattice Trust (9/30/2019)
| Interval Fund (N/A)
|
Hilary E. Ackermann | $1,679 | $4,684 | N/A |
Robin C. Beery | $1,509 | $4,119 | N/A |
Lynn S. Birdsong | $1,766 | $4,846 | N/A |
Derrick D. Cephas | N/A | N/A | N/A |
Christine R. Detrick | $1,520 | $4,119 | N/A |
Duane E. Hill | $1,766 | $4,846 | N/A |
Andrew A. Johnson | N/A | N/A | N/A |
Paul L. Rosenberg | N/A | N/A | N/A |
Lemma W. Senbet | $1,520 | $4,119 | N/A |
David Sung | $1,509 | $4,119 | N/A |
Aggregate Compensation Paid to Board Members by All Funds. Set forth in the table below is the aggregate amount of compensation paid by the Funds to the independent Board members for the year ended December 31, 2019.
Appendix I: Board Nominees’ Ownership of Fund Shares
The following tables provides certain information on the dollar range of equity securities beneficially owned by each Board nominee in each Fund as of June 30, 2020.
* Mr. Davey is an “interested person” of each Fund, as that term is defined in Section 2(a)(19) of the 1940 Act.
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Appendix J: Board Nominees’ and Executive Officers’ Aggregate Ownership of Fund Shares
As of June 30, 2020, the Board nominees and the Funds’ executive officers owned, as a group, less than 1% of the issued and outstanding shares of each class of the Funds except as set forth below.
Appendix K: Shares Outstanding as of Record Date (August 3, 2020)
Appendix L: Principal Shareholders
Except as set forth below, to the knowledge of the applicable Fund, as of June 30, 2020, no person is a beneficial owner of more than five percent of the outstanding shares of any class of a Fund.
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
HARTFORD AARP BALANCED RETIREMENT FUND | |||||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO CAR STAT LLC INDIVIDUAL 401K FARGO ND | 11.34 | % | |||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO MOONLIGHT PAINTING 401K PLAN ASCENSUS TRUST COMPANY FARGO ND | 12.64 | % | |||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO THG LLC 401K FARGO ND | 18.75 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS 101 MONTGOMERY ST SAN FRANCISCO CA | 12.19 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 29.98 | % | 7.50 | % | |||||||||||||||||||
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA | 100.00 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 65.69 | % | 43.39 | % | |||||||||||||||||||
ICMA RETIREMENT CORPORATION WASHINGTON DC | 100.00 | % | |||||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 7.84 | % | 14.89 | % | 13.38 | % | |||||||||||||||||
MARIL & CO FBO 5A C/O RELIANCE TRUST COMPANY WI MAILCODE: BD1N - ATTN: MF MILWAUKEE WI | 26.52 | % | |||||||||||||||||||||
MASSACHUSETTS MUTUAL LIFE INS CO SPRINGFIELD MA | 13.89 | % | |||||||||||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 10.89 | % | 9.97 | % | |||||||||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 5.40 | % | 5.92 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 7.51 | % | 8.68 | % | 10.82 | % | 40.77 | % | |||||||||||||||
PERSHING LLC JERSEY CITY NJ | 7.65 | % | 6.81 | % | 79.10 | % | 8.80 | % | 21.91 | % | |||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 6.80 | % | 10.43 | % | 21.70 | % | |||||||||||||||||
STIFEL NICOLAUS & CO INC EXCLUSIVE BENEFIT OF CUSTOMERS ST LOUIS MO | 9.41 | % | |||||||||||||||||||||
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE | 10.19 | % | |||||||||||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 12.15 | % | |||||||||||||||||||||
UMB BANK NA CUST FBO PLANMEMBER CARPINTERIA CA | 7.30 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 10.46 | % | 12.89 | % | |||||||||||||||||||
HARTFORD BALANCED INCOME FUND | |||||||||||||||||||||||
AMERICAN ENTERPRISE INVESTMENT SVC FBO MINNEAPOLIS MN | 5.69 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 6.47 | % | 5.34 | % | |||||||||||||||||||
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS ATTN NPIO TRADE DESK OMNIBUS DES MOINES IA | 5.25 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 49.53 | % | 7.66 | % | 91.28 | % | |||||||||||||||||
GREAT-WEST TRUST COMPANY LLC FBO EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VILLAGE CO | 7.58 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 38.27 | % | 25.28 | % | |||||||||||||||||||
JOHN HANCOCK LIFE INSURANCE CO USA BOSTON MA | 11.88 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 6.24 | % | 10.05 | % | |||||||||||||||||||
MASSACHUSETTS MUTUAL INSURANCE COM SPRINGFIELD MA | 20.49 | % | |||||||||||||||||||||
MASSACHUSETTS MUTUAL LIFE INS CO SPRINGFIELD MA | 43.81 | % | 15.70 | % | |||||||||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 7.04 | % | 14.21 | % | 22.54 | % | |||||||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 7.90 | % | 12.24 | % | |||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 7.27 | % | 6.90 | % | 7.96 | % | 6.39 | % | 7.02 | % | 32.64 | % | 42.10 | % | |||||||||
PERSHING LLC JERSEY CITY NJ | 5.58 | % | 7.67 | % | 8.33 | % | 29.91 | % | |||||||||||||||
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 76 BENCHMARK ELECTRONICS INC ANGLETON TX | 23.90 | % | |||||||||||||||||||||
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 99 DEFERRED COMPENSATION PLAN FOR NEW CITY NY | 8.95 | % | |||||||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 8.71 | % | 12.88 | % | |||||||||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA | 7.88 | % | |||||||||||||||||||||
THE HARTFORD HARTFORD CT | 9.44 | % | |||||||||||||||||||||
UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 5.56 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 9.51 | % | 29.23 | % | 12.91 | % | |||||||||||||||||
HARTFORD CAPITAL APPRECIATION FUND |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS 101 MONTGOMERY ST SAN FRANCISCO CA | 6.01 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 38.11 | % | 9.50 | % | 24.57 | % | |||||||||||||||||
ELLINGTON TRUST CO, N.A. FBO WELLINGTON RET & PENSION PLAN BOSTON MA | 22.12 | % | |||||||||||||||||||||
HARTFORD CHECKS AND BALANCES FUND WAYNE PA | 67.41 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT GOVERNMENT BUSINESS HARTFORD CT | 19.47 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 51.61 | % | 38.00 | % | 42.59 | % | |||||||||||||||||
ICMA RETIREMENT CORPORATION WASHINGTON DC | 12.65 | % | |||||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 8.33 | % | 6.24 | % | |||||||||||||||||||
MASSACHUSETTS MUTUAL LIFE INS CO SPRINGFIELD MA | 5.54 | % | 7.69 | % | |||||||||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 5.26 | % | 12.84 | % | |||||||||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 8.02 | % | |||||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 5.87 | % | 7.10 | % | 7.05 | % | 25.96 | % | |||||||||||||||
NATIONWIDE TRUST COMPANY FSB FBO PARTICIPATING RETIREMENT PLANS NTC-PLNS C/O IPO PORTFOLIO ACCOUNTING COLUMBUS OH | 32.50 | % | |||||||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 6.55 | % | 10.51 | % | 5.57 | % | 7.93 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 8.54 | % | 11.54 | % | |||||||||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL PREM ATLANTA GA | 8.68 | % | |||||||||||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA | 12.17 | % | 83.46 | % | |||||||||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 15.28 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 7.51 | % | 16.15 | % | 17.59 | % | |||||||||||||||||
HARTFORD CHECKS AND BALANCES FUND | |||||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO DEBORAH A SPELMAN INDIVIDUAL 401K FARGO ND | 10.81 | % | |||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO RDP CONSULTING 401K ASCENSUS TRUST COMPANY FARGO ND | 15.82 | % | |||||||||||||||||||||
CAPITAL BANK & TRUST CO TTEE FBO STARLINE INC RETIREMENT PLAN C/O FASCORE LLC GREENWOOD VLG CO | 11.94 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA | 91.93 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 50.18 | % | 16.39 | % | |||||||||||||||||||
GREAT-WEST TRUST COMPANY LLC FBO EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VILLAGE CO | 29.00 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT GOVERNMENT BUSINESS HARTFORD CT | 22.20 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 65.05 | % | 7.56 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 9.72 | % | 14.44 | % | 19.93 | % | |||||||||||||||||
N DANIEL L FOTH D YELVINGTON TTTEE STUTTGART MED CLINIC LTD PSP C/O FASCORE LLC GREENWOOD VLG CO | 9.78 | % | |||||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 7.86 | % | 15.66 | % | 21.50 | % | |||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 8.84 | % | 9.94 | % | 11.65 | % | 5.64 | % | |||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 6.26 | % | 24.98 | % | |||||||||||||||||||
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA | 54.55 | % | |||||||||||||||||||||
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE | 5.11 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 5.19 | % | 8.82 | % | 6.55 | % | |||||||||||||||||
HARTFORD CLIMATE OPPORTUNITIES FUND | |||||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO MONKEYBRAINS 401(K) PLAN FARGO ND | 21.27 | % | |||||||||||||||||||||
ATTN MUTUAL FUND ADMIN C/O STATE STREET BANK ID 571 SEI PRIVATE TRUST COMPANY OAKS PA | 15.05 | % | |||||||||||||||||||||
ATTN MUTUAL FUNDS C/O ID 225 SEI PRIVATE TRUST COMPANY OAKS PA | 7.95 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 8.19 | % | 46.21 | % | |||||||||||||||||||
CYNTHIA KOCHER CYNTHIA KOCHER TRUSTEE IND (K) SNOQUALMIE WA | 8.09 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 63.04 | % | 75.40 | % | 44.03 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA | 47.24 | % | 100.00 | % | 70.47 | % | 100.00 | % | 99.79 | % | |||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNTS ATTN MUTUAL FUND OPERATIONS SAN DIEGO CA | 5.45 | % | |||||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 12.19 | % | 21.88 | % | |||||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 33.96 | % | 46.19 | % | |||||||||||||||||||
SCHRODER US HOLDINGS INC NEW YORK NY | 7.68 | % | |||||||||||||||||||||
SEI PRIVATE TRUST COMPANY C/O CHOATE HALL STEWART ID 747 ATTN MUTUAL FUND ADMINISTRATOR OAKS PA | 7.61 | % | |||||||||||||||||||||
HARTFORD CONSERVATIVE ALLOCOCATION FUND | |||||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 41.97 | % | 16.08 | % | |||||||||||||||||||
ELAINE M MARTINELLI TRUSTEE FBO ELAINE MARTINELLI LIVING TRUST WOLCOTT CT | 11.13 | % | |||||||||||||||||||||
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA | 100.00 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT GOVERNMENT BUSINESS HARTFORD CT | 52.84 | % | 9.40 | % | |||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 83.98 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 89.18 | % | 33.87 | % | |||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 7.07 | % | 12.04 | % | |||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 9.51 | % | 8.90 | % | |||||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 5.50 | % | 10.96 | % | 20.20 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 7.35 | % | 16.13 | % | |||||||||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL PREM ATLANTA GA | 6.63 | % | |||||||||||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 7.14 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 5.06 | % | 18.41 | % | 15.88 | % | |||||||||||||||||
HARTFORD CORE EQUITY FUND | |||||||||||||||||||||||
AMERICAN ENTERPRISE INVESTMENT SVC FBO MINNEAPOLIS MN | 7.72 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 6.98 | % | 29.13 | % | |||||||||||||||||||
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS ATTN NPIO TRADE DESK OMNIBUS DES MOINES IA | 5.83 | % | |||||||||||||||||||||
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS ATTN NPIO TRADE DESK DES MOINES IA | 5.12 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 40.00 | % | 53.03 | % | |||||||||||||||||||
GREAT-WEST TRUST COMPANY LLC FBO EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VILLAGE CO | 5.54 | % | |||||||||||||||||||||
JOHN HANCOCK TRUST COMPANY LLC WESTWOOD MA | 14.12 | % | |||||||||||||||||||||
JP MORGAN SECURITIES LLC OMNIBUS AC FOR THE EXCLUSIVE BENEFIT OF CUST BROOKLYN NY | 25.79 | % | |||||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 7.64 | % | 11.72 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 6.05 | % | 7.81 | % | 15.43 | % | |||||||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 12.43 | % | 11.31 | % | |||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 8.45 | % | 8.57 | % | 12.60 | % | 52.54 | % | 18.85 | % | 13.41 | % | |||||||||||
PERSHING LLC JERSEY CITY NJ | 5.39 | % | 8.24 | % | 16.41 | % | 23.62 | % | |||||||||||||||
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 00 AMENDED AND RESTATED PROFIT EIGHTY FOUR PA | 5.46 | % | |||||||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 10.79 | % | 15.43 | % | |||||||||||||||||||
SAXON & CO FBO PHILADELPHIA PA | 5.61 | % | |||||||||||||||||||||
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA | 38.13 | % | 22.16 | % | |||||||||||||||||||
VOYA INSTITUTIONAL TRUST CO WINDSOR CT | 8.02 | % | 24.94 | % | |||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 6.43 | % | 21.10 | % | 6.30 | % | |||||||||||||||||
HARTFORD DIVIDEND & GROWTH FUND | |||||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA | 17.28 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA | 17.69 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 8.29 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS 101 MONTGOMERY ST SAN FRANCISCO CA | 5.12 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 62.67 | % | 16.62 | % | 62.81 | % | |||||||||||||||||
HARTFORD CHECKS AND BALANCES FUND WAYNE PA | 19.17 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 45.73 | % | 19.48 | % | |||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 8.74 | % | 6.57 | % | |||||||||||||||||||
MASSACHUSETTS MUTUAL INSURACNCE COM SPRINGFIELD MA | 7.58 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY TRUSTEE FBO RADIOLOGY ASSOC OF ALBUQUERQUE, PA DENVER CO | 5.80 | % | |||||||||||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 20.10 | % | 59.28 | % | |||||||||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 30.24 | % | |||||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 11.27 | % | 13.08 | % | 5.86 | % | 19.30 | % | 49.42 | % | |||||||||||||
PERSHING LLC JERSEY CITY NJ | 10.96 | % | 6.90 | % | 6.52 | % | |||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 9.35 | % | 7.73 | % | |||||||||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA | 11.90 | % | 13.54 | % | |||||||||||||||||||
SEI PRIVATE TRUST COMPANY C/O TRUIST ID 866 OAKS PA | 9.73 | % | |||||||||||||||||||||
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA | 13.19 | % | 13.30 | % | |||||||||||||||||||
THE HARTFORD HARTFORD CT | 6.66 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
TIAA, FSB CUST/TTEE FBO GRANDFATHERED HF FOR WHICH TIAA ACTS AS RECORDKEEPER ATTN: TRUST OPERATIONS SAINT LOUIS MO | 14.59 | % | |||||||||||||||||||||
VANGUARD FIDUCIARY TRUST CO FBO VARIOUS RETIREMENT PLANS VALLEY FORGE PA | 7.03 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 11.61 | % | 5.14 | % | |||||||||||||||||||
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA | 11.40 | % | |||||||||||||||||||||
HARTFORD EMERGING MARKETS EQUITY FUND | |||||||||||||||||||||||
C/O TIAA-SWP SEI PRIVATE TRUST COMPANY OAKS PA | 54.39 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 26.36 | % | 15.06 | % | |||||||||||||||||||
FIIOC FBO SOUTHWORTH CHEVROLET INC RETIREMENT PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY | 6.38 | % | |||||||||||||||||||||
GOLDMAN SACHS & CO C/O MUTUAL FUND OPS SALT LAKE CITY UT | 17.25 | % | |||||||||||||||||||||
HARTFORD GROWTH ALLOCATION FUND WAYNE PA | 24.29 | % | |||||||||||||||||||||
HARTFORD MODERATE ALLOCATION FUND WAYNE PA | 14.51 | % | |||||||||||||||||||||
LINCOLN RETIREMENT SERVICES COMPANY FBO MJHS 403B PLAN FORT WAYNE IN | 76.92 | % | |||||||||||||||||||||
LINCOLN RETIREMENT SERVICES COMPANY FBO MJHS PENSION PLAN FORT WAYNE IN | 13.53 | % | |||||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 8.10 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY AS AGENT FOR ADVISOR TRUST, INC FRANK P CROSSIN AGNCY INC PSP & TS DENVER CO | 5.99 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
MATRIX TRUST COMPANY AS AGENT FOR ADVISOR TRUST, INC PLAINS TOWNSHIP FIREMEN’S PENSION PLAN DENVER CO | 12.63 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY AS AGENT FOR ADVISOR TRUST, INC WILLIAMSPORT MUNICPL WATER AUTH 45 DENVER CO | 10.53 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY AS AGENT FOR ADVISOR TRUST, INC WILLIAMSPORT SANITARY AUTHORITY 45 DENVER CO | 9.68 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY CUST FBO EMPLOYEE PROPHET RETIREMENT ACCOUN DENVER CO | 11.64 | % | |||||||||||||||||||||
MID ATLANTIC TRUST COMPANY FBO BAKER & GILMOUR, MD PA 401(K) PROF PITTSBURGH PA | 7.33 | % | |||||||||||||||||||||
MID ATLANTIC TRUST COMPANY FBO BROWN SCHULTZ SHERIDAN & FRITZ RET PITTSBURGH PA | 18.39 | % | |||||||||||||||||||||
MID ATLANTIC TRUST COMPANY FBO MEASUREMENT DRIVEN REHABILITATION PITTSBURGH PA | 7.64 | % | |||||||||||||||||||||
MID ATLANTIC TRUST COMPANY FBO PAN-PACIFIC HOLDINGS CORPORATION S PITTSBURGH PA | 26.34 | % | |||||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 53.99 | % | 9.13 | % | 60.66 | % | 5.53 | % | |||||||||||||||
PERSHING LLC JERSEY CITY NJ | 72.87 | % | |||||||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 13.72 | % | |||||||||||||||||||||
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA | 78.06 | % | 65.47 | % | |||||||||||||||||||
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE | 15.75 | % | |||||||||||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 8.65 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
HARTFORD EMRGING MARKET LOCAL DEBT FUND | |||||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 42.38 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 35.27 | % | 7.64 | % | 96.54 | % | |||||||||||||||||
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA | 100.00 | % | 24.97 | % | 24.78 | % | |||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 10.10 | % | 28.60 | % | 19.63 | % | |||||||||||||||||
MATRIX TRUST COMPANY TRUSTEE FBO LEVINE LAW GROUP 401(K) PLAN DENVER CO | 75.22 | % | |||||||||||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 6.14 | % | 16.35 | % | 37.36 | % | |||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 5.10 | % | 5.12 | % | 9.47 | % | 49.91 | % | |||||||||||||||
PERSHING LLC JERSEY CITY NJ | 13.86 | % | |||||||||||||||||||||
RBC CAPITAL MARKETS, LLC MUTUAL FUND OMNIBUS PROCESSING ATTN MUTUAL FUND OPS MANAGER MINNEAPOLIS MN | 5.39 | % | |||||||||||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 7.91 | % | 21.23 | % | 16.18 | % | 75.03 | % | |||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 8.47 | % | 9.22 | % | 6.04 | % | |||||||||||||||||
HARTFORD EQUITY INCOME FUND | |||||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 5.37 | % | 17.75 | % | |||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS 101 MONTGOMERY ST SAN FRANCISCO CA | 6.96 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
CHET ADVISOR SAVINGS PLAN TRUST FBO STATE OF CONNECTICUT AS TTEE WAYNE PA | 6.72 | % | |||||||||||||||||||||
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS ATTN NPIO TRADE DESK OMNIBUS DES MOINES IA | 5.57 | % | 7.48 | % | |||||||||||||||||||
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS ATTN NPIO TRADE DESK DES MOINES IA | 7.00 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 67.90 | % | 8.70 | % | 62.11 | % | |||||||||||||||||
ELLINGTON TRUST CO, N.A. FBO WELLINGTON RET & PENSION PLAN BOSTON MA | 7.36 | % | |||||||||||||||||||||
FIIOC FBO JIM KOONS MANAGEMENT COMPANY, INC. COVINGTON KY | 15.94 | % | |||||||||||||||||||||
FIIOC FBO MERCURY EMPLOYEES RETIREMENT INVESTMENT TRUST COVINGTON KY | 6.60 | % | |||||||||||||||||||||
FIIOC FBO SHEEHY ORGANIZATION 401K RETIREMENT PLAN COVINGTON KY | 6.27 | % | |||||||||||||||||||||
FIIOC TTEE FBO RUDOLPH TECHNOLOGIES INC 401K SAVINGS PLAN COVINGTON KY | 6.16 | % | |||||||||||||||||||||
HARTFORD GROWTH ALLOCATION FUND WAYNE PA | 6.51 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 46.87 | % | 19.06 | % | |||||||||||||||||||
JOHN HANCOCK LIFE INSURANCE COMPANY (USA) BOSTON MA | 5.19 | % | |||||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 8.48 | % | 23.56 | % | |||||||||||||||||||
MASSACHUSETTS MUTUAL INSURACNCE COM SPRINGFIELD MA | 6.91 | % | |||||||||||||||||||||
MASSACHUSETTS MUTUAL LIFE INS CO SPRINGFIELD MA | 10.72 | % | |||||||||||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 7.65 | % | 5.39 | % | 24.87 | % | 9.49 | % | 8.38 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 6.97 | % | |||||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 9.53 | % | 17.88 | % | 8.82 | % | 9.86 | % | 24.21 | % | 18.88 | % | |||||||||||
PERSHING LLC JERSEY CITY NJ | 10.01 | % | 7.48 | % | 12.24 | % | |||||||||||||||||
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 70 LENDMARK 401K PLAN COVINGTON GA | 5.06 | % | |||||||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 11.40 | % | 15.94 | % | |||||||||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA | 11.58 | % | |||||||||||||||||||||
THE OZARK TRUST COMPANY - C/C LITTLE ROCK AR | 8.13 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 20.34 | % | 8.40 | % | |||||||||||||||||||
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA | 12.97 | % | |||||||||||||||||||||
HARTFORD FLOATING RATE HIGH INCOME FUND | |||||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO ROBERT J SAGE FARGO ND | 5.57 | % | |||||||||||||||||||||
C/O UNION BANK ID 797 SEI PRIVATE TRUST COMPANY FBO OAKS PA | 11.91 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA | 16.32 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 28.39 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA | 7.99 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 27.20 | % | 11.29 | % | 83.38 | % | |||||||||||||||||
FIIOC FBO GEORGE WASHINGTON MEMORIAL PARK PROFIT SHARING 401 (K) PLAN COVINGTON KY | 9.10 | % | |||||||||||||||||||||
GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VLG CO | 82.68 | % | |||||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 13.46 | % | 15.10 | % | 6.55 | % | |||||||||||||||||
MATRIX TRUST COMPANY CUST FBO OZARK SCHOOL DISTRICT #14 (AR) 403 DENVER CO | 8.54 | % | |||||||||||||||||||||
MG TRUST COMPANY CUST. FBO LUDINGTON AREA SCHOOL DIST. 403(B) DENVER CO | 10.46 | % | |||||||||||||||||||||
MG TRUST COMPANY CUST. FBO NORTH VALLEY HEALTH CENTER 403(B) DENVER CO | 13.31 | % | |||||||||||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 55.07 | % | 70.92 | % | |||||||||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 11.02 | % | 26.12 | % | |||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 11.97 | % | 6.89 | % | 35.41 | % | 23.92 | % | |||||||||||||||
PERSHING LLC JERSEY CITY NJ | 7.50 | % | 6.38 | % | |||||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 12.73 | % | |||||||||||||||||||||
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE | 7.06 | % | 24.18 | % | |||||||||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 5.39 | % | 14.22 | % | 8.32 | % | 15.82 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
HARTFORD FLOATING RATE FUND | |||||||||||||||||||||||
C/O BMO HARRIS SWP SEI PRIVATE TRUST COMPANY OAKS PA | 32.88 | % | |||||||||||||||||||||
C/O FROST BANK TRUST DEPT MUIR & CO 0 SAN ANTONIO TX | 6.89 | % | |||||||||||||||||||||
C/O UNION BANK ID 797 SEI PRIVATE TRUST COMPANY FBO OAKS PA | 6.28 | % | |||||||||||||||||||||
CAMILLE VANDEVANTER DDS PS TTEE FBO CAMILLE VANDEVANTER DDS PS 401K RE C/O FASCORE LLC GREENWOOD VLG CO | 5.82 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA | 16.60 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 28.15 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS 101 MONTGOMERY ST SAN FRANCISCO CA | 5.51 | % | |||||||||||||||||||||
COUNSEL TRUST DBA MATC FBO FAVOR TECHCONSULTING LLC 401 K PROFIT SHARING PLAN & TRUST PITTSBURGH PA | 5.62 | % | |||||||||||||||||||||
DAVID & WILLIAM GOODMAN TTEES FBO INPRO INSURANCE GROUP INC 401K PSP C/O FASCORE LLC GREENWOOD VLG CO | 24.86 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 12.94 | % | 6.80 | % | 15.27 | % | |||||||||||||||||
ELLINGTON TRUST CO, N.A. FBO WELLINGTON RET & PENSION PLAN BOSTON MA | 9.79 | % | |||||||||||||||||||||
FIIOC FBO RINGER, HENRY, BUCKLEY & SEACORD PA 401K SVGS PLN COVINGTON KY | 16.38 | % | |||||||||||||||||||||
ING LIFE INSURANCE AND ANNUITY COMPANY WINDSOR CT | 5.13 | % | |||||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 6.48 | % | 8.91 | % | 18.65 | % | |||||||||||||||||
MID ATLANTIC TRUST COMPANY FBO KENTEX CORPORATION 401 K PLAN PITTSBURGH PA | 5.53 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 6.19 | % | 10.18 | % | 15.96 | % | 25.95 | % | |||||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 16.02 | % | 10.44 | % | 21.58 | % | |||||||||||||||||
MORI & CO KANSAS CITY MO | 15.22 | % | |||||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 9.24 | % | 8.22 | % | 11.57 | % | 16.82 | % | 8.73 | % | 24.13 | % | |||||||||||
PAI TRUST COMPANY INC GEORGE H MCCRIMLISK & COMPANY 401 DE PERE WI | 8.54 | % | |||||||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 7.92 | % | 7.33 | % | 6.75 | % | 6.64 | % | |||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 6.66 | % | 6.46 | % | 6.86 | % | |||||||||||||||||
RICHARD GREEN TTEE FBO ALLERGY & ASTHMA ASSOC OF PITTSBRG C/O FASCORE LLC GREENWOOD VLG CO | 7.91 | % | |||||||||||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 8.54 | % | 8.17 | % | |||||||||||||||||||
VALLEE & CO FBO Y7 C/O RELIANCE TRUST COMPANY WI MAILCODE: BD1N - ATTN: MF MILWAUKEE WI | 7.04 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 10.81 | % | 21.48 | % | 8.03 | % | |||||||||||||||||
HARTFORD GLOBAL IMPACT FUND | |||||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 5.68 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 22.36 | % | 11.70 | % | 86.42 | % | |||||||||||||||||
EQUITABLE TRUST COMPANY 0 NASHVILLE TN | 11.81 | % | |||||||||||||||||||||
FIIOC FBO DERIVE TECHNOLOGIES LLC 401K PLAN COVINGTON KY | 7.27 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
FIIOC FBO WEST HERR EMPLOYEES RETIREMENT PLA COVINGTON KY | 38.79 | % | |||||||||||||||||||||
FULTON BANK NA FBO TROLA INDUSTRIES INC LANCASTER PA | 6.96 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 72.27 | % | 58.39 | % | |||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 6.05 | % | 10.35 | % | |||||||||||||||||||
MASSACHUSETTS MUTUAL LIFE INS CO SPRINGFIELD MA | 11.06 | % | 21.75 | % | |||||||||||||||||||
MATRIX TRUST COMPANY CUST FBO TOWNSHIP HIGH SD #113 (IL) 403(B) DENVER CO | 5.80 | % | |||||||||||||||||||||
MID ATLANTIC TRUST COMPANY FBO VANTAGE PARTNERS LLC 401(K) PROFIT PITTSBURGH PA | 21.28 | % | |||||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 67.39 | % | 92.13 | % | 78.07 | % | |||||||||||||||||
PAI TRUST COMPANY INC WILLIAM A CLARK DE PERE WI | 30.22 | % | |||||||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 5.33 | % | 5.60 | % | |||||||||||||||||||
HARTFORD GLOBAL REAL ASSET FUND | |||||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO CTB ENTERPRISES 401K FARGO ND | 15.43 | % | |||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO LISA K RADER 401K PLAN FARGO ND | 60.36 | % | |||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO RANDI INCARDON IND K ASCENSUS TRUST COMPANY FARGO ND | 41.93 | % | |||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO STEPHANIE CROWLEY INDIVIDUAL K 468 22 FARGO ND | 23.47 | % | |||||||||||||||||||||
ATTN MUTUAL FUND OPERATIONS MAC & CO A/C PITTSBURGH PA | 26.16 | % | |||||||||||||||||||||
CAPINCO C/O US BANK NA MILWAUKEE WI | 11.79 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 14.22 | % | 15.38% | ||||||||||||||||||||
COMERICA BANK FBO DINGLE DETROIT MI | 8.12 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 43.28 | % | 6.06 | % | |||||||||||||||||||
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA | 7.62 | % | |||||||||||||||||||||
JP MORGAN SECURITIES LLC OMNIBUS AC FOR THE EXCLUSIVE BENEFIT OF CUST BROOKLYN NY | 12.47 | % | 11.92 | % | |||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 14.73 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY CUST FBO BROOKHAVEN-COMSEWOGUE UFSD 403B DENVER CO | 6.22 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY CUST FBO EASTPORT-SOUTH MANOR CSD (NY) 403B DENVER CO | 10.62 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY CUST FBO SOUTHAMPTON PUBLIC SCHOOLS (NY) 40 DENVER CO | 22.34 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY CUST FBO WESTHAMPTON BEACH UFSD (NY) 403(B) DENVER CO | 39.01 | % | |||||||||||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 39.64 | % | |||||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 8.32 | % | 14.51 | % | |||||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 8.01 | % | 18.91 | % | 7.65 | % | |||||||||||||||||
PRAYED TO BE FRAMED INC GLENN A KRINGS TRUSTEE IND (K) HAZELWOOD MO | 13.53 | % | |||||||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 7.62 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
STIFEL NICOLAUS & CO INC EXCLUSIVE BENEFIT OF CUSTOMERS ST LOUIS MO | 36.64 | % | |||||||||||||||||||||
WELLS FARGO BANK FBO VARIOUS RETIREMENT PLANS CHARLOTTE NC | 10.16 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 10.31 | % | 19.33 | % | 5.59 | % | |||||||||||||||||
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA | 98.12 | % | |||||||||||||||||||||
HARTFORD GROWTH ALLOCATION FUND | |||||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO PRUST 401K FARGO ND | 12.98 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA | 6.73 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS 101 MONTGOMERY ST SAN FRANCISCO CA | 94.43 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 25.23 | % | 8.89 | % | |||||||||||||||||||
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA | 5.57 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT GOVERNMENT BUSINESS HARTFORD CT | 6.79 | % | 61.42 | % | |||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 38.58 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 87.85 | % | 67.96 | % | |||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 5.03 | % | 11.47 | % | 8.95 | % | |||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 9.37 | % | 16.46 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
PERSHING LLC JERSEY CITY NJ | 5.38 | % | 5.29 | % | 8.02 | % | |||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 27.77 | % | |||||||||||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL PREM ATLANTA GA | 8.08 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 8.60 | % | 14.86 | % | |||||||||||||||||||
HARTFORD GROWTH OPPORTUNITIES FUND | |||||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 5.30 | % | 5.31 | % | |||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 26.60 | % | 5.61 | % | 75.02 | % | |||||||||||||||||
ELLINGTON TRUST CO, N.A. FBO WELLINGTON RET & PENSION PLAN BOSTON MA | 16.99 | % | |||||||||||||||||||||
FIIOC FBO ADLER POLLOCK & SHEEHAN PC 401K RETIREMENT PLAN COVINGTON KY | 5.87 | % | |||||||||||||||||||||
FIIOC FBO BRAGG INVESTMENT COMPANY INC 401(K PS PLAN COVINGTON KY | 7.28 | % | |||||||||||||||||||||
FIIOC FBO CLEAN ENERGY 401K PLAN COVINGTON KY | 21.08 | % | |||||||||||||||||||||
FIIOC FBO ULTISAT INC 401(K) PLAN COVINGTON KY | 9.70 | % | |||||||||||||||||||||
GREAT-WEST TRUST COMPANY LLC FBO EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VILLAGE CO | 8.08 | % | 7.13 | % | |||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 43.96 | % | 51.79 | % | |||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 15.77 | % | 29.26 | % | |||||||||||||||||||
MASSACHUSETTS MUTUAL LIFE INS CO SPRINGFIELD MA | 16.49 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 11.91 | % | 21.83 | % | 7.56 | % | 5.99 | % | 6.64 | % | |||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 5.67 | % | |||||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 6.11 | % | 7.53 | % | 39.03 | % | |||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 8.94 | % | 5.58 | % | 7.05 | % | |||||||||||||||||
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 70 LENDMARK 401K PLAN COVINGTON GA | 14.84 | % | |||||||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 8.47 | % | 7.06 | % | |||||||||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA | 21.67 | % | |||||||||||||||||||||
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA | 15.89 | % | 7.79 | % | 6.73 | % | |||||||||||||||||
THE HARTFORD HARTFORD CT | 17.79 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 18.19 | % | 7.55 | % | |||||||||||||||||||
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA | 8.73 | % | |||||||||||||||||||||
HARTFORD HEALTHCARE FUND | |||||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO TICKET VISTA INC 401(K) PLAN 257 FARGO ND | 7.21 | % | |||||||||||||||||||||
CAPITAL BANK & TRUST COMPANY TTEE F US RENAL CARE INC PROFIT SHARING P GREENWOOD VLG CO | 10.25 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA | 5.33 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 36.79 | % | 14.32 | % | |||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 28.97 | % | 26.42 | % | |||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 5.11 | % | 12.24 | % | 22.15 | % | |||||||||||||||||
MASSACHUSETTS MUTUAL LIFE INS CO SPRINGFIELD MA | 10.28 | % | |||||||||||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 9.97 | % | 8.35 | % | |||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 6.36 | % | 8.71 | % | 87.50 | % | 14.05 | % | 5.83 | % | 41.20 | % | 62.04 | % | |||||||||
PERSHING LLC JERSEY CITY NJ | 8.49 | % | 13.26 | % | 13.30 | % | 23.86 | % | |||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 6.64 | % | 22.30 | % | 18.83 | % | |||||||||||||||||
RELIANCE TRUST COMPANY CUST FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA | 32.11 | % | |||||||||||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA | 64.74 | % | |||||||||||||||||||||
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA | 42.40 | % | 28.14 | % | 10.77 | % | |||||||||||||||||
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE | 6.75 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE | 5.59 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | |||||||||||||||||||||||
HARTFORD HIGH YIELD FUND | |||||||||||||||||||||||
ANNE BERGER FBO FOREFRONT INC 401(K) PROFIT SHARIN FAIR HAVEN NJ | 14.98 | % | |||||||||||||||||||||
C/O UNION BANK ID #797 SEI PRIVATE TRUST COMPANY FBO OAKS PA | 5.83 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA | 7.76 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS 101 MONTGOMERY ST SAN FRANCISCO CA | 5.22 | % | |||||||||||||||||||||
CHEM-NUT INC TTEE FBO CHEM-NUT INC 401K PSP C/O FASCORE LLC GREENWOOD VLG CO | 9.12 | % | |||||||||||||||||||||
CHRISTOPHER ALAN JONES ALLISON WOOD ALLEN JTWROS WELLESLEY MA | 6.01 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 56.68 | % | 8.07 | % | 88.94 | % | |||||||||||||||||
FIIOC FBO ALTAMAHA BANK AND TRUST CO 401(K) PLAN COVINGTON KY | 9.25 | % | |||||||||||||||||||||
FIIOC FBO WEASTEC INC RETIREMENT SAVINGS PLAN COVINGTON KY | 36.38 | % | |||||||||||||||||||||
GREAT WEST TRUST COMPANY LLC EMJAY FBO KCW ENGINEERING TECHNOLO GREENWOOD VILLAGE CO | 27.90 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT GOVERNMENT BUSINESS HARTFORD CT | 9.17 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWELVE HARTFORD CT | 9.75 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 19.71 | % | 6.20 | % | |||||||||||||||||||
JOHN HANCOCK TRUST COMPANY LLC WESTWOOD MA | 40.30 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 6.61 | % | 22.24 | % | 5.41 | % | |||||||||||||||||
MID ATLANTIC TRUST COMPANY FBO ISOMETRIC COMPANIES INC 401(K) PRO PITTSBURGH PA | 21.01 | % | |||||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 5.08 | % | 74.27 | % | |||||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 8.33 | % | 27.27 | % | 35.35 | % | |||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 13.17 | % | |||||||||||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL PREM ATLANTA GA | 21.72 | % | 8.47 | % | |||||||||||||||||||
STIFEL NICOLAUS & CO INC EXCLUSIVE BENEFIT OF CUSTOMERS ST LOUIS MO | 7.01 | % | |||||||||||||||||||||
WELLS FARGO BANK NA FBO MINNEAPOLIS MN | 10.24 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 10.73 | % | 10.31 | % | |||||||||||||||||||
WESLEY T BARTON & ARNOLD WEISS TTEE FBO CENTER FOR PEDIATRIC DENTL CARE P C 401K GREENWOOD VLG CO | 5.99 | % | |||||||||||||||||||||
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA | 10.61 | % | |||||||||||||||||||||
HARTFORD INFLATION PLUS FUND | |||||||||||||||||||||||
CHET ADVISOR SAVINGS PLAN TRUST FBO STATE OF CONNECTICUT AS TTEE WAYNE PA | 27.48 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 24.29 | % | 12.20 | % | 5.21 | % | |||||||||||||||||
FIIOC FBO KINETIC SYSTEMS INC RETIREMENT SAVINGS PLAN COVINGTON KY | 27.60 | % | |||||||||||||||||||||
FIIOC FBO READI SYSTEMS RETIREMENT SAVINGS PLAN COVINGTON KY | 13.87 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT GOVERNMENT BUSINESS HARTFORD CT | 7.19 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 89.26 | % | 53.61 | % | |||||||||||||||||||
HARTFORD MODERATE ALLOCATION FUND WAYNE PA | 6.00 | % | |||||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 8.33 | % | 5.31 | % | |||||||||||||||||||
MID ATLANTIC TRUST COMPANY FBO BAYAREA HYPERBARICS 401(K) PROFIT PITTSBURGH PA | 15.83 | % | |||||||||||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 5.33 | % | 5.15 | % | |||||||||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 6.16 | % | 34.04 | % | |||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 6.08 | % | 8.68 | % | 8.15 | % | 20.34 | % | 20.25 | % | |||||||||||||
PERSHING LLC JERSEY CITY NJ | 8.64 | % | 11.55 | % | 20.01 | % | 5.19 | % | |||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 10.18 | % | |||||||||||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 10.39 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 8.18 | % | 14.53 | % | 9.71 | % | |||||||||||||||||
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA | 52.41 | % | |||||||||||||||||||||
HARTFORD INTERNATIONAL EQUITY FUND |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 6.05 | % | |||||||||||||||||||||
CITY OF MIAMI BEACH OPEB TRUST UAD 09/30/08 SARA C PATINO & FRANK ESTEVEZ & RICHARD J AJAMI TTEES MIAMI BEACH FL | 5.51 | % | |||||||||||||||||||||
CITY OF SAVANNAH GEORGIA OPEB UAD 11/23/15 DAVID F MAXWELL & JENNIFER E LARSON-THOMAS TTEES SAVANNAH GA | 12.41 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 42.02 | % | 11.76 | % | 75.70 | % | |||||||||||||||||
ELLINGTON TRUST CO, N.A. FBO WELLINGTON RET & PENSION PLAN BOSTON MA | 21.99 | % | |||||||||||||||||||||
GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VLG CO | 21.30 | % | 7.97 | % | |||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 13.31 | % | 12.86 | % | |||||||||||||||||||
MG TRUST CO CUST FBO STILLWATER ISD # 834 403 B PLAN DENVER CO | 5.80 | % | |||||||||||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 5.76 | % | |||||||||||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 9.52 | % | |||||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 6.11 | % | 8.28 | % | 12.59 | % | 81.46 | % | 28.88 | % | 15.75 | % | |||||||||||
PERSHING LLC JERSEY CITY NJ | 5.41 | % | 9.99 | % | 12.18 | % | 27.74 | % | |||||||||||||||
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 30 SISC BAKERSFIELD CA | 17.82 | % | |||||||||||||||||||||
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 71 UNITED REFRIGERATION INC PHILADELPHIA PA | 33.08 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 7.75 | % | 15.41 | % | |||||||||||||||||||
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA | 8.76 | % | 8.50 | % | 9.69 | % | |||||||||||||||||
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE | 5.31 | % | |||||||||||||||||||||
THE HARTFORD HARTFORD CT | 47.34 | % | 33.40 | % | |||||||||||||||||||
UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 8.12 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 11.80 | % | 10.34 | % | |||||||||||||||||||
HARTFORD INTERNATIONAL VALUE FUND | |||||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO ALAN OPTICAL LTD 401(K) PLAN 2087 FARGO ND | 5.61 | % | |||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO ERIN KUMMER INC 401K PLAN 471886 FARGO ND | 6.74 | % | |||||||||||||||||||||
ATTN MUTUAL FUND OPERATIONS MAC & CO A/C 426397 PITTSBURGH PA | 38.57 | % | |||||||||||||||||||||
ATTN MUTUAL FUND OPERATIONS MAC & CO A/C 551946 PITTSBURGH PA | 15.80 | % | |||||||||||||||||||||
ATTN MUTUAL FUND OPS MAC & CO A/C 694105 PITTSBURGH PA | 11.47 | % | |||||||||||||||||||||
BROADWAY NATIONAL BANK/MOTCO 3 SAN ANTONIO TX | 7.77 | % | |||||||||||||||||||||
C/O MUTUAL FUND TRADING GREAT-WEST TRUST COMPANY LLC TTEE RECORDKEEPING VARIOUS BENEFIT PL N GREENWOOD VLG CO | 15.91 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA | 8.65 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 36.66 | % | 16.31 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
CHET ADVISOR SAVINGS PLAN TRUST FBO STATE OF CONNECTICUT AS TTEE WAYNE PA | 18.23 | % | |||||||||||||||||||||
COMERICA BANK FBO DINGLE DETROIT MI | 20.61 | % | |||||||||||||||||||||
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS ATTN NPIO TRADE DESK OMNIBUS DES MOINES IA | 48.03 | % | |||||||||||||||||||||
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS ATTN NPIO TRADE DESK DES MOINES IA | 34.01 | % | 9.12 | % | |||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 24.92 | % | 5.44 | % | |||||||||||||||||||
GOLDMAN SACHS & CO C/O MUTUAL FUND OPS SALT LAKE CITY UT | 35.01 | % | |||||||||||||||||||||
JP MORGAN SECURITIES LLC OMNIBUS AC FOR THE EXCLUSIVE BENEFIT OF CUST BROOKLYN NY | 9.40 | % | |||||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 5.28 | % | 5.57 | % | |||||||||||||||||||
MINNESOTA LIFE INSURANCE COMPANY SAINT PAUL MN | 21.23 | % | |||||||||||||||||||||
MITRA & CO FBO 98 DC C/O RELIANCE TRUST COMPANY WI MAILCODE: BD1N - ATTN: MF MILWAUKEE WI | 5.83 | % | |||||||||||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 32.92 | % | |||||||||||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 11.87 | % | 7.58 | % | 69.90 | % | |||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 7.13 | % | |||||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 6.89 | % | 11.87 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENF OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 35.96 | % | |||||||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 16.55 | % | 21.78 | % | |||||||||||||||||||
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 98 SPRINGFIELD CLINIC LLP 401(K) SPRINGFIELD IL | 57.79 | % | |||||||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 11.99 | % | |||||||||||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA | 43.63 | % | |||||||||||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 5.75 | % | |||||||||||||||||||||
WELLS FARGO BANK NA FBO MCF - HARTFORD INT’L VALUE FUND MINNEAPOLIS MN | 6.81 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 14.10 | % | |||||||||||||||||||||
HARTFORD INTERNATIONAL GROWTH FUND | |||||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO ALTERNATE SOLUTIONS HEALTHCARE SYS FARGO ND | 36.30 | % | |||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO TIP TOP CANNING COMPANY 401(K) PS 231173 FARGO ND | 5.08 | % | |||||||||||||||||||||
CAPITAL BANK & TRUST CO TTEE FBO SOUTHLAND WINDOWS INC 401K RET SAV C/O FASCORE LLC GREENWOOD VLG CO | 5.91 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 12.23 | % | 6.07 | % | |||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 59.20 | % | 13.46 | % | 99.88 | % | |||||||||||||||||
GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VLG CO | 10.04 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
MATRIX TRUST COMPANY CUST. FBO CTI HOSPITALITY INC 401K PLAN DENVER CO | 11.54 | % | |||||||||||||||||||||
MID ATLANTIC TRUST COMPANY FBO INTHOUGHT RESEARCH LLC 401(K) PROF PITTSBURGH PA | 6.32 | % | |||||||||||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 14.15 | % | 34.25 | % | |||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 6.95 | % | 7.05 | % | 9.21 | % | 67.71 | % | |||||||||||||||
PERSHING LLC JERSEY CITY NJ | 12.70 | % | |||||||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 5.10 | % | |||||||||||||||||||||
RBC CAPITAL MARKETS, LLC MUTUAL FUND OMNIBUS PROCESSING ATTN MUTUAL FUND OPS MANAGER MINNEAPOLIS MN | 5.14 | % | |||||||||||||||||||||
RELIANCE TRUST COMPANY FBO CORBINS ELECT ATLANTA GA | 34.83 | % | |||||||||||||||||||||
RELIANCE TRUST COMPANY FBO HOUSTON HARBAUGH ATLANTA GA | 12.03 | % | |||||||||||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL DMF ATLANTA GA | 5.46 | % | |||||||||||||||||||||
STANDARD INSURANCE COMPANY PORTLAND OR | 74.68 | % | 24.87 | % | |||||||||||||||||||
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA | 15.69 | % | 6.80 | % | 15.36 | % | |||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 9.14 | % | 64.72 | % | |||||||||||||||||||
HARTFORD INTERNATIONAL OPPORTUNITIES FUND | |||||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 5.53 | % | 7.15 | % | 5.22 | % | 11.20 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
CHET ADVISOR SAVINGS PLAN TRUST FBO STATE OF CONNECTICUT AS TTEE WAYNE PA | 9.37 | % | |||||||||||||||||||||
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS ATTN NPIO TRADE DESK OMNIBUS DES MOINES IA | 6.30 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 72.02 | % | 13.42 | % | 57.82 | % | |||||||||||||||||
HARTFORD GROWTH ALLOCATION FUND WAYNE PA | 5.71 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 33.28 | % | |||||||||||||||||||||
MASSACHUSETTS MUTUAL LIFE INS CO SPRINGFIELD MA | 18.79 | % | 9.41 | % | |||||||||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 12.03 | % | |||||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 8.83 | % | 25.92 | % | 14.90 | % | 32.65 | % | 29.27 | % | 40.27 | % | |||||||||||
NATIONWIDE TRUST COMPANY FSB FBO PARTICIPATING RETIREMT PLANS (NTC-PLNS) C/O IPO PORTFOLIO ACCTING COLUMBUS OH | 14.23 | % | |||||||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 12.53 | % | 16.33 | % | |||||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 12.77 | % | 10.23 | % | |||||||||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA | 8.11 | % | |||||||||||||||||||||
STANDARD INSURANCE COMPANY PORTLAND OR | 9.66 | % | |||||||||||||||||||||
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA | 17.18 | % | 19.47 | % | |||||||||||||||||||
TIAA, FSB CUST/TTEE FBO: RETIREMENT PLANS FOR WHICH TIAA ACTS AS RECORDKEEPER ATTN: TRUST OPERATIONS SAINT LOUIS MO | 12.06 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 10.47 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 15.08 | % | 5.32 | % | |||||||||||||||||||
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA | 19.26 | % | |||||||||||||||||||||
HARTFORD MIDCAP FUND | |||||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 14.72 | % | |||||||||||||||||||||
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS ATTN NPIO TRADE DESK OMNIBUS DES MOINES IA | 8.81 | % | 5.11 | % | 5.60 | % | |||||||||||||||||
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS ATTN NPIO TRADE DESK DES MOINES IA | 5.38 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 50.74 | % | 11.42 | % | 70.86 | % | |||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 19.87 | % | |||||||||||||||||||||
JOHN HANCOCK TRUST COMPANY LLC WESTWOOD MA | 5.89 | % | |||||||||||||||||||||
JP MORGAN SECURITIES LLC OMNIBUS AC FOR THE EXCLUSIVE BENEFIT OF CUST BROOKLYN NY | 9.43 | % | |||||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 5.21 | % | |||||||||||||||||||||
MASSACHUSETTS MUTUAL LIFE INS CO SPRINGFIELD MA | 6.68 | % | 7.59 | % | |||||||||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 11.07 | % | 5.12 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 5.70 | % | 20.54 | % | |||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 5.54 | % | 15.70 | % | 34.32 | % | 26.99 | % | |||||||||||||||
PERSHING LLC JERSEY CITY NJ | 7.61 | % | |||||||||||||||||||||
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 30 CITY OF BERKELEY BERKELEY CA | 5.73 | % | |||||||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 6.31 | % | 22.54 | % | 20.62 | % | |||||||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA | 8.78 | % | |||||||||||||||||||||
STATE OF SOUTH CAROLINA TRUSTEE FBO STATE OF SOUTH CAROLINA 401K C/O FASCORE LLC GREENWOOD VLG CO | 7.02 | % | |||||||||||||||||||||
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA | 5.40 | % | |||||||||||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 5.90 | % | |||||||||||||||||||||
WELLS FARGO BANK FBO VARIOUS RETIREEMNT PLANS NC 1151 CHARLOTTE NC | 19.31 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 5.99 | % | 18.82 | % | 35.26 | % | |||||||||||||||||
HARTFORD MIDCAP VALUE FUND | |||||||||||||||||||||||
AMERICAN ENTERPRISE INVESTMENT SVC FBO MINNEAPOLIS MN | 5.94 | % | |||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO ASSOCIATES IN DIAGNOSTIC RADIOLOGY FARGO ND | 38.12 | % | |||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO HOROVITZ, RUDOY & ROTEMAN PROFIT S FARGO ND | 21.15 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 70.35 | % | 34.03 | % | 95.84 | % | |||||||||||||||||
FIIOC FBO MAN-DELL FOOD STORES INC PSP COVINGTON KY | 5.27 | % | |||||||||||||||||||||
FIIOC FBO NEYENESCH PRINTERS INC 401K PROFIT SHARING PLAN COVINGTON KY | 48.32 | % | |||||||||||||||||||||
FIIOC FBO SEGAL MCCAMBRIDGE SINGER & MAHONEY LTD 401K PROFIT SHARING COVINGTON KY | 9.78 | % | |||||||||||||||||||||
FIIOC FBO TRUE PUBLIC RELATIONS INC 401(K) PROFIT SHARING PLAN COVINGTON KY | 7.86 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 37.40 | % | 47.62 | % | |||||||||||||||||||
JAMES N MORDY VILLANOVA PA | 17.26 | % | |||||||||||||||||||||
LINCOLN RETIREMENT SERVICES COMPANY FBO ALLIED SERVICES 401(K) PLAN FORT WAYNE IN | 36.14 | % | |||||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 12.22 | % | |||||||||||||||||||||
MASSACHUSETTS MUTUAL LIFE INS CO SPRINGFIELD MA | 11.18 | % | 7.18 | % | |||||||||||||||||||
MATRIX AS TTEE FBO SHEET METAL WORKERS UNION LCL 18 PHOENIX AZ | 8.90 | % | |||||||||||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 8.72 | % | |||||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 5.95 | % | 22.26 | % | 19.18 | % | |||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 7.83 | % | |||||||||||||||||||||
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 00 PRUDENTIAL SMARTSOLUTION IRA HARTFORD CT | 7.57 | % | |||||||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 10.00 | % | 20.04 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL PREM ATLANTA GA | 11.77 | % | |||||||||||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA | 13.18 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 13.10 | % | 7.26 | % | |||||||||||||||||||
HARTFORD MODERATE ALLOCATION FUND | |||||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA | 30.09 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 35.42 | % | 9.59 | % | |||||||||||||||||||
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA | 5.41 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT GOVERNMENT BUSINESS HARTFORD CT | 27.85 | % | 33.03 | % | |||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 65.69 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 79.34 | % | 43.41 | % | |||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 9.79 | % | 8.65 | % | |||||||||||||||||||
MARCIA L JONES MARCIA L JONES TRUSTEE IND (K) NEWPORT BEACH CA | 8.42 | % | |||||||||||||||||||||
MASSACHUSETTS MUTUAL LIFE INS CO SPRINGFIELD MA | 7.35 | % | |||||||||||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 30.58 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 9.48 | % | 5.92 | % | 60.20 | % | 12.01 | % | |||||||||||||||
PERSHING LLC JERSEY CITY NJ | 6.55 | % | 11.74 | % | 5.48 | % | |||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 5.37 | % | 14.38 | % | |||||||||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL PREM ATLANTA GA | 5.97 | % | |||||||||||||||||||||
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE | 6.15 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 9.80 | % | 7.11 | % | |||||||||||||||||||
HARTFORD MULTI-ASSET INC & GRWTH FUND | |||||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO BURNING TREE VENTURES INC 401K & PROFIT SHARING PLAN FARGO ND | 15.31 | % | |||||||||||||||||||||
CAPITAL BANK & TRUST CO FBO C/O FASCORE LLC PEARCE SERVICES LLC 401 PSP GREENWOOD VLG CO | 6.44 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 5.94 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 40.54 | % | 10.68 | % | 95.08 | % | |||||||||||||||||
ELLINGTON TRUST CO, N.A. FBO WELLINGTON RET & PENSION PLAN BOSTON MA | 25.68 | % | |||||||||||||||||||||
FIIOC FBO DAVID L ADAMS ASSOCIATES INC PROFIT SHARING PENSION PLAN IR COVINGTON KY | 17.81 | % | |||||||||||||||||||||
FIIOC FBO NITA 401K COVINGTON KY | 11.87 | % | |||||||||||||||||||||
GREAT-WEST TRUST COMPANY LLC FBO EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VILLAGE CO | 7.38 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VLG CO | 36.59 | % | |||||||||||||||||||||
JOHN HANCOCK TRUST COMPANY LLC WESTWOOD MA | 22.64 | % | |||||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 6.41 | % | 6.93 | % | 10.14 | % | |||||||||||||||||
MATRIX TRUST COMPANY CUST FBO CAJUN CUTTERS INC DENVER CO | 10.72 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY CUST. FBO DEEP SOUTH SALES CONSULTING, LLC DENVER CO | 23.51 | % | |||||||||||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 10.30 | % | |||||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 6.07 | % | 12.00 | % | 17.63 | % | 16.40 | % | |||||||||||||||
NATIONWIDE TRUST COMPANY FSB C/O IPO PORTFOLIO ACCOUNTING COLUMBUS OH | 56.15 | % | |||||||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 5.75 | % | 8.99 | % | 5.96 | % | 36.17 | % | |||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 10.94 | % | 34.40 | % | |||||||||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL PREM ATLANTA GA | 36.94 | % | |||||||||||||||||||||
SUSAN PATTERSON TTEE VIKKI LENHART TTEE HART & PATTERSON FINANCIAL SERVICE 401(K) PLAN FBO BARBARA A KRAWCZYK AMHERST MA | 42.72 | % | |||||||||||||||||||||
SUSAN PATTERSON TTEE VIKKI LENHART TTEE HART & PATTERSON FINANCIAL SERVICE 401(K) PLAN FBO SUSAN PATTERSON AMHERST MA | 8.32 | % | |||||||||||||||||||||
UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 5.57 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 6.62 | % | 19.07 | % | 14.77 | % | |||||||||||||||||
HARTFORD MULTIFACTOR INTERNATIONAL FUND | |||||||||||||||||||||||
GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VLG CO | 14.86 | % | |||||||||||||||||||||
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA | 100.00 | % | 85.14 | % | 100.00 | % | 100.00 | % | 100.00 | % | 100.00 | % | |||||||||||
HARTFORD MULTIFACTOR LARGE CAP VALUE FUND | |||||||||||||||||||||||
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA | 100.00 | % | 100.00 | % | 100.00 | % | 100.00 | % | 100.00 | % | 100.00 | % | |||||||||||
HARTFORD MUNICIPAL OPPORTUNITIES FUND | |||||||||||||||||||||||
ARTHUR B & MARGARET G ENGSTROM TRU FBO ARTHUR B ENGSTROM REVOCABLE TR UA 12/01/93 MAPLEWOOD MN | 5.05 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA | 7.35 | % | 6.30 | % | |||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 48.12 | % | 16.18 | % | 83.76 | % | |||||||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 15.10 | % | 18.65 | % | |||||||||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 9.54 | % | 8.13 | % | 11.35 | % | |||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 7.17 | % | 6.51 | % | 9.03 | % | |||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 7.73 | % | 16.98 | % | |||||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 5.94 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 6.52 | % | 7.86 | % | |||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 8.58 | % | 22.03 | % | 11.57 | % | 5.20 | % | |||||||||||||||
HARTFORD MUNICIPAL INCOME FUND | |||||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 90.46 | % | 48.36 | % | 99.88 | % | |||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 7.16 | % | 9.73 | % | |||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 14.92 | % | 70.89 | % | |||||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 22.73 | % | 13.83 | % | |||||||||||||||||||
HARTFORD MUNICIPAL SHORT DURATION FUND | |||||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 85.60 | % | 53.24 | % | 100.00 | % | |||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 17.94 | % | 14.76 | % | |||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 8.76 | % | 11.90 | % | |||||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 19.33 | % | |||||||||||||||||||||
RBC CAPITAL MARKETS, LLC MUTUAL FUND OMNIBUS PROCESSING ATTN MUTUAL FUND OPS MANAGER MINNEAPOLIS MN | 16.79 | % | |||||||||||||||||||||
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE | 25.51 | % | |||||||||||||||||||||
TIMOTHY D HANEY MICHELLE A HANEY JTWROS TOD WESTWOOD MA | 24.97 | % | |||||||||||||||||||||
HARTFORD QUALITY VALUE FUND | |||||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO LISA GUTTUSO KLENK MD 401K FARGO ND | 7.08 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA | 8.17 | % | 8.63 | % | |||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 16.69 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 46.06 | % | 8.85 | % | 97.94 | % | |||||||||||||||||
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA | 6.18 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 26.24 | % | 74.15 | % | |||||||||||||||||||
LINCOLN RETIREMENT SERVICES COMPANY FBO THURSTON SPRINGER 401K PS PLAN FORT WAYNE IN | 41.04 | % | |||||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 16.26 | % | 13.94 | % | |||||||||||||||||||
MID ATLANTIC TRUST COMPANY FBO ASPEN ELECTRIC, INC. 401(K) PSP PITTSBURGH PA | 11.47 | % | |||||||||||||||||||||
MID ATLANTIC TRUST COMPANY FBO FIXED HVAC SERVICES LLC 401(K) PRO PITTSBURGH PA | 13.28 | % | |||||||||||||||||||||
MID ATLANTIC TRUST COMPANY FBO WEGMAN BROS INC 401(K) PROFIT SHAR PITTSBURGH PA | 13.98 | % | |||||||||||||||||||||
MID ATLANTIC TRUST COMPANY FBO WILSHIRE ENTERPRISES 401(K) PROFIT PITTSBURGH PA | 54.63 | % | |||||||||||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 9.64 | % | 39.50 | % | |||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 6.08 | % | 57.57 | % | |||||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 11.91 | % | 19.09 | % | 32.30 | % | 11.09 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 9.18 | % | |||||||||||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL DMF ATLANTA GA | 14.35 | % | |||||||||||||||||||||
STIFEL NICOLAUS & CO INC EXCLUSIVE BENEFIT OF CUSTOMERS ST LOUIS MO | 5.82 | % | |||||||||||||||||||||
TRITEC COMPANIES TEE FBO TRITEC COMPANIES 401K C/O FASCORE LLC GREENWOOD VLG CO | 12.92 | % | |||||||||||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 5.75 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 8.12 | % | 14.00 | % | |||||||||||||||||||
HARTFORD SCHRDRS EMERGING MARKETS MULTI-SECTOR BOND FUND | |||||||||||||||||||||||
ATTN MUTUAL FUND OPERATIONS MAC & CO A/C 755630 PITTSBURGH PA | 100.00 | % | |||||||||||||||||||||
BLUE CROSS BLUE SHIELD OF MASSACHUSETTS INC RETIREMENT INCOME TRUST BNY MELLON TTEE U/A 2/1/96 BOSTON MA | 82.71 | % | |||||||||||||||||||||
BLUE CROSS BLUE SHIELD OF MASSACHUSSETTS FDN INC BNY MELLON TTEE U/A 9/25/01 BOSTON MA | 13.74 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE BENEFIT OF CUSTOMERS ATTN:MUTUAL FUNDS SAN FRANCISCO CA | 15.91 | % | |||||||||||||||||||||
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA | 53.11 | % | 37.53 | % | 100.00 | % | 100.00 | % | |||||||||||||||
IRA FBO BRANDI K LARSEN PERSHING LLC AS CUSTODIAN ROLLOVER ACCOUNT LAKEWOOD OH | 46.89 | % | |||||||||||||||||||||
JOHN SMELTZER FBO RJS ELECTRONICS INC 401(K) PROFIT COLUMBUS OH | 62.47 | % | |||||||||||||||||||||
LPL FINANCIAL FBO CUSTOMER ACCOUNTS ATTN MUTUAL FUND OPERATIONS SAN DIEGO CA | 15.99 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 15.10 | % | 7.04 | % | 27.16 | % | |||||||||||||||||
NATIONAL FINANCIAL SVCS CORP LLC FOR EXCLUSIVE BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 21.11 | % | |||||||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 18.59 | % | 15.33 | % | |||||||||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 9.42 | % | 29.70 | % | 45.04 | % | |||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 43.90 | % | |||||||||||||||||||||
HARTFORD SCHRDRS EMERGING MARKETS EQUITY FUND | |||||||||||||||||||||||
ATTN MUTUAL FUNDS ADMINISTRATOR C/O UNION BANK ID 797 SEI PRIVATE TRUST COMPANY OAKS PA | 6.62 | % | |||||||||||||||||||||
BAND & CO FBO US BANK NA MILWAUKEE WI | 11.71 | % | |||||||||||||||||||||
BRYAN SCHIFFLER TTEE FBO C/O FASCORE LLC BD SCHIFFLER INC 401K GREENWOOD VLG CO | 47.68 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA | 43.01 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 8.24 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE BENEFIT OF CUSTOMERS ATTN:MUTUAL FUNDS SAN FRANCISCO CA | 25.86 | % | |||||||||||||||||||||
GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VLG CO | 47.02 | % | |||||||||||||||||||||
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA | 16.51 | % | |||||||||||||||||||||
MID ATLANTIC TRUST COMPANY FBO SEAWOLF CONSTRUCTION CORP 401(K) P PITTSBURGH PA | 7.67 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
MLPF&S INC JACKSONVILLE FL | 19.98 | % | 48.58 | % | |||||||||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 16.95 | % | 47.59 | % | 31.28 | % | 17.66 | % | |||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 11.33 | % | 10.54 | % | 78.52 | % | |||||||||||||||||
NATIONAL FINANCIAL SVCS CORP LLC FOR EXCLUSIVE BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 40.88 | % | |||||||||||||||||||||
NORTHERN TRUST COMPANY CUST FBO INTER-AMERICAN DEVELOPEMENT BANK WASHINGTON DC | 8.70 | % | |||||||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 5.87 | % | 7.19 | % | |||||||||||||||||||
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 88 SCHWABE WILLIAMSON & WYATT P C PORTLAND OR | 99.35 | % | |||||||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 8.03 | % | |||||||||||||||||||||
SEI PRIVATE TRUST COMPANY C/O MELLON BANK ID225 ATTN: MUTUAL FUND ADMIN OAKS PA | 7.20 | % | |||||||||||||||||||||
SHAWN FRICKE TTEE FBO C/O FASCORE LLC ALL AROUND CREATIVE DESIGN 401K GREENWOOD VLG CO | 6.37 | % | |||||||||||||||||||||
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA | 51.46 | % | |||||||||||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 25.04 | % | 6.30 | % | |||||||||||||||||||
WELLS FARGO BANK NA FBO MULTICARE HEALTH - SCHRODER MMKT 11626818 MINNEAPOLIS MN | 11.12 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 10.82 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
HARTFORD SCHRDRS INTERNATIONAL MULTI-CAP VALUE FUND | |||||||||||||||||||||||
ATTN MUTUAL FUNDS ADMIN C/O M&T BANK/WTC ID337 SEI PRIVATE TRUST COMPANY OAKS PA | 10.48 | % | |||||||||||||||||||||
CAPITAL BANK & TRUST COMPANY TTEE F APPLIED UNDERWRITERS INC RSP GREENWOOD VLG CO | 22.83 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 26.98 | % | 31.87 | % | |||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE BENEFIT OF CUSTOMERS ATTN:MUTUAL FUNDS SAN FRANCISCO CA | 8.50 | % | 8.62 | % | |||||||||||||||||||
COMERICA BANK FBO DINGLE DETROIT MI | 5.14 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 43.95 | % | 38.87 | % | |||||||||||||||||||
GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VLG CO | 20.73 | % | |||||||||||||||||||||
HARTFORD GROWTH ALLOCATION FUND WAYNE PA | 9.31 | % | |||||||||||||||||||||
JOHN HANCOCK TRUST COMPANY LLC WESTWOOD MA | 28.07 | % | |||||||||||||||||||||
LPL FINANCIAL FBO CUSTOMER ACCOUNTS ATTN MUTUAL FUND OPERATIONS SAN DIEGO CA | 9.58 | % | |||||||||||||||||||||
MASSACHUSETTS MUTUAL INSURACNCE COM SPRINGFIELD MA | 6.56 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY TRUSTEE FBO TEXAS ROADHOUSE MANAGEMENT CORP DE PHOENIX AZ | 15.88 | % | |||||||||||||||||||||
MID ATLANTIC TRUST COMPANY FBO ST. LOUIS CONVENTION AND VISITORS PITTSBURGH PA | 14.98 | % | |||||||||||||||||||||
MLPF&S INC JACKSONVILLE FL | 8.52 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 13.61 | % | 35.85 | % | 8.84 | % | |||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 5.64 | % | 23.26 | % | 5.30 | % | 39.21 | % | |||||||||||||||
NATIONAL FINANCIAL SVCS CORP LLC FOR EXCLUSIVE BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 9.82 | % | 27.02 | % | |||||||||||||||||||
OLTRUST & CO - PLANREINVESTREINVEST EVANSVILLE IN | 9.63 | % | |||||||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 14.32 | % | 11.19 | % | 11.28 | % | |||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 19.47 | % | |||||||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM ATTN: COURTNEY WALLER ST PETERSBURG FL | 7.56 | % | |||||||||||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA | 5.91 | % | |||||||||||||||||||||
SEI PRIVATE TRUST COMPANY C/O TRUIST ID 866 OAKS PA | 6.91 | % | |||||||||||||||||||||
T. ROWE PRICE RETIREMENT PLAN SVCS FBO RETIREMENT PLAN CLIENTS OWINGS MILLS MD | 7.78 | % | |||||||||||||||||||||
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE | 11.14 | % | |||||||||||||||||||||
THE HARTFORD HARTFORD CT | 11.50 | % | |||||||||||||||||||||
THE TRUST COMPANY OF TENNESSEE KNOXVILLE TN | 26.10 | % | |||||||||||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 6.31 | % | 5.83 | % | |||||||||||||||||||
WELLS FARGO BANK FBO VARIOUS RETIREMENT PLANS CHARLOTTE NC | 7.23 | % | |||||||||||||||||||||
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA | 7.36 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
HARTFORD SCHRDRS INTERNATIONAL STOCK FUND | |||||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 98.87 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE BENEFIT OF CUSTOMERS ATTN:MUTUAL FUNDS SAN FRANCISCO CA | 10.78 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 63.51 | % | 5.89 | % | 97.59 | % | |||||||||||||||||
GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VLG CO | 88.00 | % | 43.86 | % | |||||||||||||||||||
GREAT-WEST TRUST COMPANY LLC TTEE F RECORDKEEPING FOR LARGE BENEFIT PL GREENWOOD VLG CO | 6.44 | % | |||||||||||||||||||||
MARY JO KENNEDY & MICHAEL SAVGE TTE C/O FASCORE LLC PLEIGER PLASTICS CO 401K GREENWOOD VLG CO | 11.87 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY AS AGENT FOR NEWPORT TRUST COMPANY CHASE CORPORATION DEFERRED SALARY FOLSOM CA | 7.39 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY AS AGENT FOR NEWPORT TRUST COMPANY ELKUS/MANFREDI ARCHITECTS LTD 401( FOLSOM CA | 5.29 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY CUST FBO SUPERIOR FOOD BROKERAGE DENVER CO | 10.99 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY CUST FBO USD #446 INDEPENDENCE (KS) DENVER CO | 5.97 | % | |||||||||||||||||||||
MLPF&S INC JACKSONVILLE FL | 7.97 | % | |||||||||||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 9.81 | % | 57.11 | % | 39.10 | % | |||||||||||||||||
NATIONAL FINANCIAL SVCS CORP LLC FOR EXCLUSIVE BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 6.44 | % | 14.71 | % | 84.31 | % | |||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 8.71 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
RBC CAPITAL MARKETS, LLC MUTUAL FUND OMNIBUS PROCESSING ATTN MUTUAL FUND OPS MANAGER MINNEAPOLIS MN | 6.34 | % | |||||||||||||||||||||
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA | 59.17 | % | |||||||||||||||||||||
TIAA, FSB CUST/TTEE FBO GRANDFATHERED HF FOR WHICH TIAA ACTS AS RECORDKEEPER ATTN: TRUST OPERATIONS SAINT LOUIS MO | 39.04 | % | |||||||||||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 13.44 | % | 6.56 | % | |||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 7.13 | % | 6.54 | % | |||||||||||||||||||
HARTFORD SCHRDRS OPPORTUNISTIC INCOME FUND | |||||||||||||||||||||||
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA | 100.00 | % | 100.00 | % | 100.00 | % | |||||||||||||||||
SCHRODER US HOLDINGS INC NEW YORK NY | 99.20 | % | |||||||||||||||||||||
HARTFORD SCHRDRS SECURITIZED INCOME FUND | |||||||||||||||||||||||
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA | 89.09 | % | 100.00 | % | 6.95 | % | 99.72 | % | |||||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 25.26 | % | |||||||||||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 10.82 | % | 97.15 | % | 52.16 | % | |||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 18.81 | % | |||||||||||||||||||||
SCHRODER US HOLDINGS INC NEW YORK NY | 74.53 | % | |||||||||||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 20.90 | % | |||||||||||||||||||||
HARTFORD SCHRDRS TAX-AWARE BOND FUND |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
BETSY G ABELL TTEE TTEE FBO BETSY G ABELL 1984 GRANTOR TR C/O ALTAZANO MGMT LLC HOUSTON TX | 8.55 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 37.49 | % | 30.80 | % | 97.22 | % | |||||||||||||||||
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA | 5.38 | % | |||||||||||||||||||||
LLANO RANCH MANAGEMENT INC PARTNERSHIP HOUSTON TX | 5.94 | % | |||||||||||||||||||||
LPL FINANCIAL FBO CUSTOMER ACCOUNTS ATTN MUTUAL FUND OPERATIONS SAN DIEGO CA | 6.32 | % | |||||||||||||||||||||
MLPF&S INC JACKSONVILLE FL | 13.66 | % | |||||||||||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 13.64 | % | 11.09 | % | |||||||||||||||||||
NATIONAL FINANCIAL SVCS CORP LLC FOR EXCLUSIVE BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 26.84 | % | |||||||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 10.43 | % | 12.68 | % | 10.90 | % | 94.62 | % | |||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 10.45 | % | |||||||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM ATTN: COURTNEY WALLER ST PETERSBURG FL | 10.52 | % | 5.46 | % | |||||||||||||||||||
THOMAS V FISCHER TRUSTEE FBO THOMAS V FISCHER REVOCABLE TRUST GREENVILLE SC | 12.76 | % | |||||||||||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 24.17 | % | 9.20 | % | 7.88 | % | |||||||||||||||||
WASHINCO MILWAUKEE WI | 54.12 | % | |||||||||||||||||||||
HARTFORD SCHRDRS US MIDCAP OPPPRTUNITIES FUND | |||||||||||||||||||||||
AMANDA COLES & TOM PICHA TTEE FBO C/O FASCORE LLC CLASSIC DYESTUFFS INC 401K GREENWOOD VLG CO | 6.64 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
AMERICAN ENTERPRISE INVESTMENT SVC FBO MINNEAPOLIS MN | 7.01 | % | |||||||||||||||||||||
AMERICAN UNITED LIFE INS CO GROUP RETIREMENT ACCOUNT INDIANAPOLIS IN | 19.61 | % | |||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO ANIMAL LEGAL DEFENSE FUND 401(K) R FARGO ND | 16.98 | % | |||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO COMWEB PACKAGING CORP EMPLOYEES FARGO ND | 27.06 | % | |||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO LE BLEU CORPORATION 401(K) RETIREM FARGO ND | 16.38 | % | |||||||||||||||||||||
CAPINCO C/O US BANK NA MILWAUKEE WI | 27.51 | % | |||||||||||||||||||||
CAPITAL BANK & TRUST CO FBO C/O FASCORE AMITRON CORPORATION 401K RP GREENWOOD VLG CO | 13.16 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 18.68 | % | 87.39 | % | |||||||||||||||||||
ICMA RETIREMENT CORPORATION WASHINGTON DC | 9.84 | % | |||||||||||||||||||||
JEFF SMOLLON TTEE FBO C/O FASCORE LLC UEP NORTHEAST 401K GREENWOOD VLG CO | 8.57 | % | |||||||||||||||||||||
JOHN HANCOCK LIFE INSURANCE CO USA BOSTON MA | 5.82 | % | |||||||||||||||||||||
LPL FINANCIAL FBO CUSTOMER ACCOUNTS ATTN MUTUAL FUND OPERATIONS SAN DIEGO CA | 6.44 | % | 6.68 | % | |||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 5.89 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY CUST FBO BELLEVILLE SCHOOL DISTRICT # 118 DENVER CO | 9.41 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY CUST FBO SCOTTSDALE BIBLE CHURCH 403(B) PLA DENVER CO | 13.99 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY TRUSTEE FBO DARWILL INC PROFIT SHARING AND SA PHOENIX AZ | 38.82 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
MLPF&S INC JACKSONVILLE FL | 5.49 | % | |||||||||||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 6.18 | % | 16.72 | % | 15.50 | % | 6.84 | % | |||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 8.53 | % | 7.28 | % | 87.38 | % | |||||||||||||||||
NATIONAL FINANCIAL SVCS CORP LLC FOR EXCLUSIVE BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 21.65 | % | 13.32 | % | |||||||||||||||||||
NATIONWIDE TRUST COMPANY FSB FBO PARTICIPATING RETIREMENT PLANS C/O IPO PORTFOLIO ACCOUNTING NTC-PLNS COLUMBUS OH | 8.08 | % | |||||||||||||||||||||
PERFECT OUTPUT OF KANSAS CITY TTEE PERFECT OUTPUT LLC 401K C/O FASCORE LLC GREENWOOD VILLAGE CO | 30.97 | % | |||||||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 5.14 | % | 8.54 | % | 8.11 | % | 5.71 | % | |||||||||||||||
PETER B CLARKE & MICHELLE PLOTKIN T C/O FASCORE LLC PRODUCT VENTURES LTD 401K GREENWOOD VLG CO | 20.23 | % | |||||||||||||||||||||
PHILLIP BEDNAREK TTEE FBO C/O FASCORE LLC FULLER SUPPLY COMPANY PSP GREENWOOD VLG CO | 24.71 | % | |||||||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 13.79 | % | |||||||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM ATTN: COURTNEY WALLER ST PETERSBURG FL | 10.08 | % | |||||||||||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA | 23.34 | % | |||||||||||||||||||||
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE | 6.18 | % | |||||||||||||||||||||
VANGUARD FIDUCIARY TRUST COMPANY K14 ATTN OUTSIDE FUNDS VALLEY FORGE PA | 8.44 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 13.92 | % | 33.96 | % | 12.74 | % | |||||||||||||||||
HARTFORD SCHRDRS US SMALL CAP OPPORTUNITIES FUND | |||||||||||||||||||||||
ALERUS FINANCIAL FBO RYDELL CHEVROLET, INC. EMPLOYEE SA SAINT PAUL MN | 40.71 | % | |||||||||||||||||||||
CAPITAL BANK & TRUST COMPANY TTEE F RICHLAND COUNTY BANK SAVINGS & RET GREENWOOD VLG CO | 8.85 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA | 26.33 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA | 20.98 | % | |||||||||||||||||||||
DEL JEAN NASH TTEE FBO C/O FASCORE LLC H & B COMMUNICATIONS INC PSP 401K GREENWOOD VLG CO | 41.79 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 22.78 | % | 99.25 | % | |||||||||||||||||||
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA | 6.33 | % | 6.06 | % | |||||||||||||||||||
JOE BARRON & NICK SCHEITLIN TTEE FB C/O FASCORE WINDSOR GYMNASTICS 401K GREENWOOD VLG CO | 23.71 | % | |||||||||||||||||||||
LPL FINANCIAL FBO CUSTOMER ACCOUNTS ATTN MUTUAL FUND OPERATIONS SAN DIEGO CA | 6.21 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY CUST FBO BROOKHAVEN-COMSEWOGUE UFSD 403B DENVER CO | 6.22 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY CUST FBO EASTPORT-SOUTH MANOR CSD (NY) 403B DENVER CO | 11.60 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY CUST FBO SOUTHAMPTON PUBLIC SCHOOLS (NY) 40 DENVER CO | 18.98 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
MATRIX TRUST COMPANY CUST FBO ST LOUIS ASSOCIATION OF REALTORS 4 DENVER CO | 5.16 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY CUST FBO WESTHAMPTON BEACH UFSD (NY) 403(B) DENVER CO | 35.96 | % | |||||||||||||||||||||
MID ATLANTIC TRUST COMPANY FBO BOSTON GOURMET CHEFS INC PITTSBURGH PA | 9.09 | % | |||||||||||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 5.08 | % | 5.15 | % | 15.03 | % | |||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 44.43 | % | 96.63 | % | |||||||||||||||||||
NATIONAL FINANCIAL SVCS CORP LLC FOR EXCLUSIVE BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 10.25 | % | 14.17 | % | |||||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 10.41 | % | 16.16 | % | 7.15 | % | 7.87 | % | |||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 28.83 | % | |||||||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM ATTN: COURTNEY WALLER ST PETERSBURG FL | 10.09 | % | |||||||||||||||||||||
STEVE ZOTO FBO ZOTOS INC 401(K) PROFIT SHARING PL LEXINGTON PA | 32.55 | % | |||||||||||||||||||||
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE | 5.10 | % | 9.92 | % | |||||||||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 9.27 | % | |||||||||||||||||||||
VOYA INSTITUTIONAL TRUST CUST FBO VOYA INSTITUTIONAL TRUST WINDSOR CT | 26.10 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 6.73 | % | 34.87 | % | 5.04 | % | |||||||||||||||||
HARTFORD SCHRODERS CHINA A FUND |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA | 94.79 | % | 95.70 | % | 100.00 | % | 97.77 | % | 100.00 | % | |||||||||||||
SCHRODER US HOLDINGS INC NEW YORK NY | 100.00 | % | |||||||||||||||||||||
HARTFORD SHORT DURATION FUND | |||||||||||||||||||||||
AMERICAN ENTERPRISE INVESTMENT SVC FBO MINNEAPOLIS MN | 5.65 | % | |||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO FRANCISCO ENTERPRISES INC 401K PLA FARGO ND | 9.14 | % | |||||||||||||||||||||
C/O GWP US ADVISORS SEI PRIVATE TRUST COMPANY OAKS PA | 11.43 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 12.20 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 49.73 | % | 11.60 | % | 95.96 | % | |||||||||||||||||
FRONTIER TRUST COMPANY FBO WINICKI LAW FIRM INDIVIDUAL 401K P FARGO ND | 43.38 | % | |||||||||||||||||||||
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA | 87.80 | % | |||||||||||||||||||||
LAWRENCE BRIAN MILLER DEFINED BENEFIT PENSION PLAN ACCT OF LAWRENCE BRIAN MILLER CLAFLIN KS | 43.05 | % | |||||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 6.37 | % | 8.43 | % | 7.20 | % | |||||||||||||||||
MATRIX TRUST COMPANY CUST FBO ESSDACK CONSORTIUM 403B/RET PLAN PHOENIX AZ | 65.84 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY TRUSTEE FBO DOUGLAS EDEN PHILLIPS DERUYTER & STANYER PS 401K/PSP PHOENIX AZ | 18.51 | % | |||||||||||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 6.58 | % | 18.17 | % | |||||||||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 9.19 | % | 17.92 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 7.32 | % | 10.67 | % | 55.64 | % | |||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 5.24 | % | 6.45 | % | 25.01 | % | 6.81 | % | |||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 6.35 | % | 11.39 | % | |||||||||||||||||||
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA | 15.05 | % | |||||||||||||||||||||
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE | 19.04 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 6.57 | % | 24.42 | % | 9.59 | % | |||||||||||||||||
WILLIAM J MILLER DEFINED BENEFIT PENSION PLAN ACCT OF ACCT OF WILLIAM J MILLER CLAFLIN KS | 23.41 | % | |||||||||||||||||||||
HARTFORD SMALL CAP GROWTH FUND | |||||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 15.93 | % | 5.35 | % | 12.78 | % | |||||||||||||||||
CHET ADVISOR SAVINGS PLAN TRUST FBO STATE OF CONNECTICUT AS TTEE WAYNE PA | 50.66 | % | |||||||||||||||||||||
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS ATTN NPIO TRADE DESK DES MOINES IA | 5.02 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 9.54 | % | |||||||||||||||||||||
GREAT-WEST TRUST COMPANY LLC FBO EMPLOYEE BENEFITS CLIENTS 401K GREENWOOD VILLAGE CO | 11.97 | % | 5.38 | % | |||||||||||||||||||
JOHN HANCOCK TRUST COMPANY LLC WESTWOOD MA | 14.61 | % | |||||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 5.66 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
MID ATLANTIC TRUST COMPANY FBO AMERICAN TRUST RETIREMENT PITTSBURGH PA | 17.98 | % | |||||||||||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 5.20 | % | 72.19 | % | |||||||||||||||||||
MORI & CO KANSAS CITY MO | 6.34 | % | |||||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 5.08 | % | 7.86 | % | 22.10 | % | 6.32 | % | 36.10 | % | 52.30 | % | |||||||||||
PERSHING LLC JERSEY CITY NJ | 7.40 | % | 8.60 | % | |||||||||||||||||||
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 30 AUSTIN BANK EMPLOYEE’S JACKSONVILLE TX | 28.73 | % | |||||||||||||||||||||
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 76 VODAFONE US RETIREMENT PLAN DENVER CO | 6.55 | % | |||||||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 7.59 | % | |||||||||||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL DMF ATLANTA GA | 8.35 | % | |||||||||||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL REGISTERED PRODUCT ATLANTA GA | 31.27 | % | |||||||||||||||||||||
ROBERT PARMELEE TTEE FBO PHILLIPS PRATT & MCFARLAND PSC 401 C/O FASCORE LLC GREENWOOD VILLAGE CO | 6.07 | % | |||||||||||||||||||||
SEI PRIVATE TRUST COMPANY C/O FIRST HORIZON ID 683 OAKS PA | 6.91 | % | |||||||||||||||||||||
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA | 7.21 | % | 13.53 | % | |||||||||||||||||||
T ROWE PRICE RETIREMENT PLAN SVCS FBO RETIREMENT PLAN CLIENTS OWINGS MILLS MD | 25.91 | % | |||||||||||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 30.78 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
WELLS FARGO BANK FBO VARIOUS RETIREMENT PLANS CHARLOTTE NC | 5.05 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 7.23 | % | |||||||||||||||||||||
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA | 36.93 | % | |||||||||||||||||||||
HARTFORD SMALL CAP VALUE FUND | |||||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO MY PLASTIC SURGERY GROUP-SANDO & A FARGO ND | 36.50 | % | |||||||||||||||||||||
CHAPLIN L LIU MD PROFIT SHARING PLAN CHAPLIN L LIU & CAROL LIU TTEES UA DTD 12/30/1993 SAN LEANDRO CA | 6.45 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 28.22 | % | 9.72 | % | |||||||||||||||||||
FIIOC FBO ENERGY CONTROL LLC RHD MECHANICAL 401K PS PLAN COVINGTON KY | 6.37 | % | |||||||||||||||||||||
FIIOC FBO EXECUTIVE CATERERS AT LANDERHAVEN INC 401K PROFIT SHARHING PLAN COVINGTON KY | 6.02 | % | |||||||||||||||||||||
FIIOC FBO P.C. MECHANICAL INC. 401K PS PLAN COVINGTON KY | 21.84 | % | |||||||||||||||||||||
HARTFORD CONSERVATIVE ALLOCATION FUND WAYNE PA | 6.15 | % | |||||||||||||||||||||
HARTFORD FUNDS MANAGEMENT COMPANY ATTN SHANNON O’NEILL WAYNE PA | 100.00 | % | 5.13 | % | |||||||||||||||||||
HARTFORD GROWTH ALLOCATION FUND WAYNE PA | 60.19 | % | |||||||||||||||||||||
HARTFORD MODERATE ALLOCATION FUND WAYNE PA | 29.32 | % | |||||||||||||||||||||
JANNEY MONTGOMERY SCOTT LLC A/C 1990-7420 DANIEL E CUNNINGHAM (SEP-IRA) PHILADELPHIA PA | 7.02 | % | |||||||||||||||||||||
JANNEY MONTGOMERY SCOTT LLC A/C GORDON K YOUNG (SIMPLE-IRA) PHILADELPHIA PA | 13.18 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 6.22 | % | 9.79 | % | 6.79 | % | |||||||||||||||||
MATRIX TRUST COMPANY CUST FBO HANNIBAL CSD (NY) 403(B) PLAN DENVER CO | 11.51 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY CUST FBO LAKE CHELAN COMMUNITY HOSPITAL 457 DENVER CO | 5.78 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY CUST FBO SOUTH COLONIE CSD 403(B) PLAN DENVER CO | 24.51 | % | |||||||||||||||||||||
MICHAEL TAYLOR MICHAEL TAYLOR TRUSTEE IND (K) OMAHA NE | 11.62 | % | |||||||||||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 46.74 | % | |||||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 6.26 | % | 23.59 | % | 18.56 | % | |||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 7.34 | % | 13.37 | % | 26.62 | % | 51.63 | % | |||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 11.63 | % | |||||||||||||||||||||
ROB TYLER TTEE FBO C/O FASCORE LLC THOMPSON PHARMACY 401K PSP GREENWOOD VLG CO | 17.75 | % | |||||||||||||||||||||
SEAN M KAMMANN VILLANOVA PA | 6.60 | % | |||||||||||||||||||||
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA | 77.13 | % | |||||||||||||||||||||
STIFEL NICOLAUS & CO INC EXCLUSIVE BENEFIT OF CUSTOMERS ST LOUIS MO | 5.04 | % | |||||||||||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 6.15 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 8.81 | % | 10.53 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
HARTFORD SMALL COMPANY FUND | |||||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO VALLEY PETROLEUM INC PROFIT SHARI 216867 FARGO ND | 6.52 | % | |||||||||||||||||||||
BERKES CRANE ROBINSON & SEL LLP TTE BERKES CRANE ROBINSON & SEL LLP 40 C/O FASCORE LLC GREENWOOD VLG CO | 8.26 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 25.30 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS 101 MONTGOMERY ST SAN FRANCISCO CA | 5.90 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 61.52 | % | 23.11 | % | 71.73 | % | |||||||||||||||||
HARTFORD GROWTH ALLOCATION FUND WAYNE PA | 13.56 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 69.75 | % | 45.97 | % | |||||||||||||||||||
HARTFORD MODERATE ALLOCATION FUND WAYNE PA | 6.47 | % | |||||||||||||||||||||
ICMA RETIREMENT CORPORATION WASHINGTON DC | 24.83 | % | |||||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 8.13 | % | 7.48 | % | |||||||||||||||||||
MATRIX TRUST COMPANY CUST FBO GIDDINGS & ASSOCIATES LTD DENVER CO | 35.42 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY CUST. FBO ADAMS, BROWN, BERAN AND BALL CHART DENVER CO | 6.04 | % | |||||||||||||||||||||
MG TRUST CO CUST FBO JACKSON RENFRO & ASSOCIATES PROFIT DENVER CO | 11.32 | % | |||||||||||||||||||||
MID ATLANTIC TRUST COMPANY FBO AESTHETIC PLASTIC SURGERY CENT 401 PITTSBURGH PA | 9.27 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
MID ATLANTIC TRUST COMPANY FBO ESCALON MEDICAL CORPORATION 401(K) PITTSBURGH PA | 7.55 | % | |||||||||||||||||||||
MID ATLANTIC TRUST COMPANY FBO PEARSON WALL SYSTEMS INC 401(K) PR PITTSBURGH PA | 25.05 | % | |||||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 5.52 | % | 44.02 | % | 24.78 | % | 34.48 | % | |||||||||||||||
PERSHING LLC JERSEY CITY NJ | 18.58 | % | 5.31 | % | |||||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 6.07 | % | |||||||||||||||||||||
RELIANCE TRUST COMPANY FBO MASSMUTUAL PREM ATLANTA GA | 5.34 | % | |||||||||||||||||||||
SAXON & CO FBO PHILADELPHIA PA | 5.01 | % | |||||||||||||||||||||
SAXON & CO FBO PHILADELPHIA PA | 41.89 | % | |||||||||||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 7.86 | % | |||||||||||||||||||||
WELLS FARGO BANK FBO VARIOUS RETIREMENT PLANS CHARLOTTE NC | 10.34 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 12.07 | % | |||||||||||||||||||||
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA | 6.32% | ||||||||||||||||||||||
HARTFORD STRATEGIC INCOME FUND | |||||||||||||||||||||||
AMERICAN ENTERPRISE INVESTMENT SVC FBO MINNEAPOLIS MN | 40.99 | % | |||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO KENDALL WELDEN LLC 401K PLAN FARGO ND | 7.76% | ||||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO ROL USA, INC. 401(K) PLAN FARGO ND | 7.30% |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS SAN FRANCISCO CA | 5.00 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 8.98 | % | 16.97 | % | |||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS 101 MONTGOMERY ST SAN FRANCISCO CA | 7.73 | % | |||||||||||||||||||||
CHET ADVISOR SAVINGS PLAN TRUST FBO STATE OF CONNECTICUT AS TTEE WAYNE PA | 22.55 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 42.99 | % | 5.81 | % | 13.87 | % | |||||||||||||||||
FIIOC FBO SMC CORPORATION RETIREMENT SAVINGS PLAN COVINGTON KY | 93.21 | % | |||||||||||||||||||||
HARTFORD CONSERVATIVE ALLOCATION FUND WAYNE PA | 5.97 | % | |||||||||||||||||||||
HARTFORD GROWTH ALLOCATION FUND WAYNE PA | 5.47 | % | |||||||||||||||||||||
HARTFORD MODERATE ALLOCATION FUND WAYNE PA | 9.71 | % | |||||||||||||||||||||
ING LIFE INSURANCE AND ANNUITY COMPANY WINDSOR CT | 9.51 | % | |||||||||||||||||||||
KENNETH MORRIS TTEE FBO C/O FASCORE FIRST CHOICE BENEFITS INC 401K GREENWOOD VLG CO | 11.04 | % | |||||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 5.32 | % | 7.39 | % | 6.30 | % | 15.32% | ||||||||||||||||
MATRIX TRUST COMPANY CUST. FBO CITY OF ABERDEEN (WA) 457(B) PLAN DENVER CO | 6.90% | ||||||||||||||||||||||
MID ATLANTIC TRUST COMPANY FBO CENTRAL STATES INDUSTRIAL EQUIP & PITTSBURGH PA | 11.55 | % | |||||||||||||||||||||
MID ATLANTIC TRUST COMPANY FBO ESET LLC PITTSBURGH PA | 8.88 | % | |||||||||||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 8.45 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 6.64 | % | 7.45 | % | 8.79 | % | 59.56 | % | 44.16 | % | |||||||||||||
PAI TRUST COMPANY INC OA TAX PARTNERS, LTD 401(K) P/S PL DE PERE WI | 13.90 | % | |||||||||||||||||||||
PERSHING LLC JERSEY CITY NJ | 13.10 | % | 9.83 | % | 5.53 | % | |||||||||||||||||
PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 00 ATLANTIC UNION BANKSHARES CORP RUTHER GLEN VA | 35.84 | % | |||||||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 5.40 | % | 14.66 | % | 5.14 | % | |||||||||||||||||
SAXON & CO FBO PHILADELPHIA PA | 37.59 | % | |||||||||||||||||||||
STATE STREET BANK & TRUST COMPANY TRUSTEE/CUSTODIAN FBO ADP ACCESS PRODUCT BOSTON MA | 24.23 | % | |||||||||||||||||||||
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE | 5.11 | % | |||||||||||||||||||||
UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 5.70 | % | |||||||||||||||||||||
UMB BANK NA CUST FBO PLANMEMBER CARPINTERIA CA | 9.11 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 5.68 | % | 25.47 | % | 5.03 | % | |||||||||||||||||
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA | 42.12 | % | |||||||||||||||||||||
HARTFORD TOTAL RETURN BOND FUND | |||||||||||||||||||||||
ATTN MUTUAL FUND ADMIN C/O STATE STREET BANK ID 571 SEI PRIVATE TRUST COMPANY OAKS PA | 8.48 | % | |||||||||||||||||||||
BRYAN FALDER & CHRIS FALDER TTEE FB FALDER PSP C/O FASCORE LLC GREENWOOD VILLAGE CO | 11.17 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
CAPITAL BANK & TRUST CO TRUSTEE FBO BURDG DUNHAM & ASSOC CONST CORP PS C/O FASCORE LLC GREENWOOD VLG CO | 8.05 | % | |||||||||||||||||||||
CAPITAL BANK & TRUST COMPANY TTEE F LG EVERIST INC 40K PLAN GREENWOOD VLG CO | 12.28 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 52.35 | % | |||||||||||||||||||||
CHET ADVISOR SAVINGS PLAN TRUST FBO STATE OF CONNECTICUT AS TTEE WAYNE PA | 6.69 | % | |||||||||||||||||||||
DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS ATTN NPIO TRADE DESK OMNIBUS DES MOINES IA | 5.25 | % | |||||||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 81.76 | % | 33.70 | % | 72.66 | % | |||||||||||||||||
GREAT-WEST TRUST COMPANY LLC TTEE F TRIHEALTH 401K RETIREMENT SAVINGS GREENWOOD VLG CO | 30.75 | % | |||||||||||||||||||||
GREAT-WEST TRUST COMPANY LLC TTEE F TRIHEALTH 403B VOLUNTARY SAVINGS P GREENWOOD VLG CO | 12.91 | % | |||||||||||||||||||||
GREAT-WEST TRUST COMPANY LLC TTEE F TRIHEALTH INC EXECUTIVE 457B GREENWOOD VLG CO | 7.17 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT GOVERNMENT BUSINESS HARTFORD CT | 16.81 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 26.22 | % | |||||||||||||||||||||
HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNTS 401K BUSINESS ATTN: UIT OPERATIONS HARTFORD CT | 44.17 | % | 56.51 | % | |||||||||||||||||||
ICMA RETIREMENT CORPORATION WASHINGTON DC | 47.19 | % | |||||||||||||||||||||
MACKIE SHEA DURNING PC TRUSTEE FBO MACKIE SHEA DURNING PC 401K PSP C/O FASCORE LLC GREENWOOD VILLAGE CO | 7.18 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
MITRA & CO FBO NG C/O RELIANCE TRUST COMPANY WI MAILCODE: BD1N - ATTN: MF MILWAUKEE WI | 6.29 | % | |||||||||||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 13.91 | % | |||||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 5.29 | % | 21.53 | % | 10.86 | % | 32.80 | % | |||||||||||||||
PERSHING LLC JERSEY CITY NJ | 6.03 | % | 9.89 | % | |||||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 17.55 | % | 40.19 | % | |||||||||||||||||||
T. ROWE PRICE RETIREMENT PLAN SVCS FBO RETIREMENT PLAN CLIENTS OWINGS MILLS MD | 9.64 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 5.99 | % | 7.06 | % | |||||||||||||||||||
WV SAVINGS PLAN TRUSTEE FBO WV SAVINGS PLAN TRST DTD 2/20/2002 WAYNE PA | 9.02 | % | |||||||||||||||||||||
HARTFORD WORLD BOND FUND | |||||||||||||||||||||||
AMERICAN UNITED LIFE INS CO UNIT INVESTMENT TRUST INDIANAPOLIS IN | 94.99 | % | |||||||||||||||||||||
ASCENSUS TRUST COMPANY FBO MICHAEL J BRIDGE PHD 401(K) / PSP FARGO ND | 8.42 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
ASCENSUS TRUST COMPANY FBO SIERRA ENERGY MANAGEMENT - COMPANY FARGO ND | 9.34 | % | |||||||||||||||||||||
C/O MUTUAL FUND TRADING GREAT-WEST TRUST COMPANY LLC TTEE RECORDKEEPING FOR VARIOUS BENEFIT GREENWOOD VLG CO | 5.21 | % | |||||||||||||||||||||
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO CUSTOMERS ATTN: MUTUAL FUNDS SAN FRANCISCO CA | 6.72 | % | 8.45 | % | 19.31 | % | |||||||||||||||||
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS SAINT LOUIS MO | 56.69 | % | 11.18 | % | 79.68 | % | |||||||||||||||||
HEEKIN MALIN & WENZEL PA TTEE FBO C/O FASCORE LLC HEEKIN MALIN & WENZEL PA PSP GREENWOOD VLG CO | 24.54 | % | |||||||||||||||||||||
LINCOLN RETIREMENT SERVICES COMPANY FBO CVHP RETIREMENT PLAN FORT WAYNE IN | 9.71 | % | |||||||||||||||||||||
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING SAN DIEGO CA | 13.83 | % | 6.82 | % | |||||||||||||||||||
MATRIX TRUST COMPANY AS AGENT FOR NEWPORT TRUST COMPANY HUBBELL INCORPORATED EXECUTIVE DEF FOLSOM CA | 5.67 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY CUST FBO TRUSTEES OF PIMA FEDERAL CREDIT UN DENVER CO | 10.36 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY CUST FOR SIMS GROUP USA HOLDINGS CORPORATIO PHOENIX AZ | 7.89 | % | |||||||||||||||||||||
MATRIX TRUST COMPANY CUST. FBO LEBANON COMMUNITY SCHOOL CORPORATI DENVER CO | 14.80 | % | |||||||||||||||||||||
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION JACKSONVILLE FL | 8.40 | % | 9.91 | % | |||||||||||||||||||
MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENE OF ITS CUST NEW YORK NY | 9.79 | % | 12.48 | % | |||||||||||||||||||
NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF OUR CUST ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ | 6.78 | % | 13.76 | % | 20.11 | % | 54.29 | % | 29.94 | % | 31.11 | % |
Fund Name/Shareholder | Class A | Class A2 | Class C | Class F | Class I | Class R3 | Class R4 | Class R5 | Class R6 | Class SDR | Class Y | ||||||||||||
PERSHING LLC JERSEY CITY NJ | 6.96 | % | 22.95 | % | 25.31 | % | |||||||||||||||||
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER ST PETERSBURG FL | 7.19 | % | 10.39 | % | |||||||||||||||||||
TD AMERITRADE INC FBO OUR CUSTOMERS OMAHA NE | 12.87 | % | 19.73 | % | |||||||||||||||||||
TIAA, FSB CUST/TTEE FBO: RETIREMENT PLANS FOR WHICH TIAA ACTS AS RECORDKEEPER ATTN: TRUST OPERATIONS SAINT LOUIS MO | 6.60 | % | |||||||||||||||||||||
UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EBOC UBSFSI WEEHAWKEN NJ | 5.82 | % | |||||||||||||||||||||
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER SAINT LOUIS MO | 21.91 | % | 5.57 | % |
Fund Name/Shareholder | Class IA | Class IB | Class IC | |||||||||
HARTFORD BALANCED HLS FUND | ||||||||||||
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT | 9.29 | % | ||||||||||
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT | 44.23 | % | 72.57 | % | ||||||||
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT | 32.42 | % | 25.78 | % | ||||||||
HARTFORD CAPITAL APPRECIATION HLS FUND | ||||||||||||
AXA EQUITABLE LIFE SEPARATE ACCOUNT -70 NEW YORK NY | 56.43 | % | ||||||||||
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT | 11.09 | % | ||||||||||
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT | 42.12 | % | 66.45 | % | ||||||||
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT | 27.17 | % | 24.89 | % | ||||||||
THE LINCOLN NATIONAL LIFE INS CO FORT WAYNE IN | 41.53 | % | ||||||||||
HARTFORD DISCIPLINED EQUITY HLS FUND | ||||||||||||
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT | 12.70 | % | ||||||||||
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT | 48.32 | % | 75.44 | % | ||||||||
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT | 21.27 | % | 20.19 | % | ||||||||
UNION SECURITY INSURANCE CO SEPARATE ACCT NON REG HARTFORD CT | 9.94 | % | ||||||||||
UNION SECURITY INSURANCE COMPANY SEPARATE ACCT IANN REG HARTFORD CT | 6.37 | % | ||||||||||
HARTFORD GLOBAL GROWTH HLS FUND | ||||||||||||
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT | 31.10 | % | 68.98 | % | ||||||||
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT | 15.94 | % | 19.08 | % | ||||||||
UNION SECURITY INSURANCE CO SEPARATE ACCT NON REG HARTFORD CT | 21.63 | % | ||||||||||
UNION SECURITY INSURANCE COMPANY SEPARATE ACCT IANN REG HARTFORD CT | 9.78 | % |
Fund Name/Shareholder | Class IA | Class IB | Class IC | |||||||||
HARTFORD GROWTH OPPORTUNITIES HLS FUND | ||||||||||||
AXA EQUITABLE LIFE SEPARATE ACCOUNT -70 NEW YORK NY | 100.00 | % | ||||||||||
NATIONAL FINANCIAL SERVICES LLC FBO THE EXCL BENEFIT OF OUR CUST ATTN MF DEPT 4TH FL JERSEY CITY NJ | 13.20 | % | ||||||||||
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT | 7.07 | % | ||||||||||
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT | 22.25 | % | 58.99 | % | ||||||||
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT | 10.30 | % | 15.98 | % | ||||||||
UNION SECURITY INSURANCE CO SEPARATE ACCT NON REG HARTFORD CT | 29.35 | % | ||||||||||
UNION SECURITY INSURANCE COMPANY SEPARATE ACCT IANN REG HARTFORD CT | 14.43 | % | ||||||||||
HARTFORD HEALTHCARE HLS FUND | ||||||||||||
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT | 21.87 | % | 55.96 | % | ||||||||
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT | 16.67 | % | 9.74 | % | ||||||||
HARTFORD HIGH YIELD HLS FUND | �� | |||||||||||
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT | 11.26 | % | ||||||||||
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT | 52.85 | % | 77.37 | % | ||||||||
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT | 26.89 | % | 16.32 | % | ||||||||
HARTFORD INTERNATIONAL OPPORTUNITIES HLS FUND | ||||||||||||
CHARLES SCHWAB BANK FBO ALLSCRIPTS RETIREMENT SAVINGS PLAN PHOENIX AZ | 17.46 | % | ||||||||||
FIIOC CUST/TTEE FBO CERTAIN EMPLOYEE BENEFIT PLANS OTHER COVINGTON KY | 11.41 | % | ||||||||||
STATE STREET BANK AND TRUST CO FBO THE HARTFORD INVESTMENT AND SAVING PLAN 401K WESTWOOD MA | 9.12 | % | ||||||||||
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT | 8.99 | % | ||||||||||
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT | 28.70 | % | 63.52 | % | ||||||||
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT | 14.52 | % | 16.77 | % | ||||||||
HARTFORD MIDCAP GROWTH HLS FUND | ||||||||||||
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT | 42.75 | % | 79.22 | % |
Fund Name/Shareholder | Class IA | Class IB | Class IC | |||||||||
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT | 21.25 | % | 20.78 | % | ||||||||
UNION SECURITY INSURANCE CO SEPARATE ACCT NON REG HARTFORD CT | 21.15 | % | ||||||||||
UNION SECURITY INSURANCE COMPANY SEPARATE ACCT IANN REG HARTFORD CT | 13.62 | % | ||||||||||
HARTFORD MIDCAP HLS FUND | ||||||||||||
FIIOC CUST/TTEE FBO CERTAIN EMPLOYEE BENEFIT PLANS OTHER COVINGTON KY | 13.12 | % | ||||||||||
NATIONWIDE TRUST COMPANY FSB FBO PARTICIPATING RETIREMT PLANS NTC-PLNS C/O IPO PORTFOLIO ACCTING COLUMBUS OH | 6.57 | % | ||||||||||
STATE STREET BANK AND TRUST AS TRUSTEE FBO ALLY FINANCIAL INC RETIREMENT SAVINGS PLAN 401K QUINCY MA | 5.49 | % | ||||||||||
STATE STREET BANK AND TRUST CO FBO THE HARTFORD INVESTMENT AND SAVING PLAN 401K WESTWOOD MA | 6.09 | % | ||||||||||
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT | 7.38 | % | ||||||||||
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT | 11.12 | % | 38.13 | % | ||||||||
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT | 7.09 | % | 7.16 | % | ||||||||
HARTFORD MIDCAP VALUE HLS FUND | ||||||||||||
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT | 9.48 | % | ||||||||||
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT | 44.10 | % | 79.17 | % | ||||||||
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT | 26.80 | % | 20.83 | % | ||||||||
UNION SECURITY INSURANCE CO SEPARATE ACCT NON REG HARTFORD CT | 11.63 | % | ||||||||||
UNION SECURITY INSURANCE COMPANY SEPARATE ACCT IANN REG HARTFORD CT | 6.91 | % | ||||||||||
HARTFORD SMALL COMPANY HLS FUND | ||||||||||||
FIIOC CUST/TTEE FBO CERTAIN EMPLOYEE BENEFIT PLANS OTHER COVINGTON KY | 6.63 | % | ||||||||||
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT | 16.35 | % |
Fund Name/Shareholder | Class IA | Class IB | Class IC | |||||||||
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT | 36.92 | % | 57.39 | % | ||||||||
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT | 20.28 | % | 23.40 | % | ||||||||
HARTFORD SMALLCAP GROWTH HLS FUND | ||||||||||||
MAC & CO A/C 481251 ATTN MUTUAL FUND OPERATIONS PITTSBURGH PA | 45.61 | % | ||||||||||
MERRILL LYNCH FBO RETIREMENT PLANS JACKSONVILLE FL | 15.93 | % | ||||||||||
NATIONAL FINANCIAL SERVICES LLC FBO THE EXCL BENEFIT OF OUR CUST ATTN MF DEPT 4TH FL JERSEY CITY NJ | 41.47 | % | ||||||||||
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT | 8.22 | % | 10.50 | % | ||||||||
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT | 5.16 | % | ||||||||||
UNION SECURITY INSURANCE CO SEPARATE ACCT NON REG HARTFORD CT | 10.29 | % | ||||||||||
VOYA INSTITUTIONAL TRUST COMPANY AS CUST FOR CITY OF LOS ANGELES DEFERRED COMPENSATION PLAN CITY HALL EMPLOYEE BENEFITS OFFICE LOS ANGELES CA | 34.88 | % | ||||||||||
HARTFORD STOCK HLS FUND | ||||||||||||
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT | 13.67 | % | ||||||||||
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT | 39.29 | % | 68.15 | % | ||||||||
TALCOTT RESOLUTION LIFE INS CO SEPARATE ACCNT ILIF REG HARTFORD CT | 5.06 | % | ||||||||||
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT | 29.41 | % | 27.99 | % | ||||||||
HARTFORD TOTAL RETURN BOND HLS FUND | ||||||||||||
STATE STREET BANK AND TRUST CO FBO THE HARTFORD INVESTMENT AND SAVING PLAN 401K WESTWOOD MA | 8.76 | % | ||||||||||
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT | 10.10 | % | ||||||||||
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT | 48.45 | % | 62.36 | % | ||||||||
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT | 19.56 | % | 27.67 | % | ||||||||
HARTFORD ULTRASHORT BOND HLS FUND | ||||||||||||
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT | 16.36 | % | ||||||||||
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT | 48.86 | % | 50.49 | % | ||||||||
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT | 22.00 | % | 18.40 | % | ||||||||
HARTFORD US GOVERNMENT SECECURITIES HLS FUND | ||||||||||||
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT | 6.63 | % |
Fund Name/Shareholder | Class IA | Class IB | Class IC | |||||||||
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT | 50.19 | % | 80.39 | % | ||||||||
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT | 31.28 | % | 19.61 | % | ||||||||
HARTFORD VALUE HLS FUND | ||||||||||||
FIIOC CUST/TTEE FBO CERTAIN EMPLOYEE BENEFIT PLANS OTHER COVINGTON KY | 12.65 | % | ||||||||||
TALCOTT RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF REG HARTFORD CT | 5.39 | % | ||||||||||
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY HARTFORD CT | 43.51 | % | 77.50 | % | ||||||||
TALCOTT RESOLUTION LIFE INSURANCE COMPANY HARTFORD CT | 19.80 | % | 18.07 | % | ||||||||
UNION SECURITY INSURANCE CO SEPARATE ACCT NON REG HARTFORD CT | 7.46 | % | ||||||||||
UNION SECURITY INSURANCE COMPANY SEPARATE ACCT IANN REG HARTFORD CT | 5.09 | % |
Appendix M: Fees Paid to the Funds’ Independent Registered Public Accounting Firm
At a meeting held on November 5-7, 2019, the Audit Committee and the Board considered the selection of the Funds’ independent registered public accounting firm (the “Auditor”). At the meeting, the Audit Committee selected PricewaterhouseCoopers LLP (“PwC”) to serve as the Funds’ Auditor and recommended that the Board take similar action. At the same meeting, the Board approved the selection of PwC to serve as the Funds’ Auditor beginning with the annual audit of Exchange-Traded Trust for the fiscal year ended on July 31, 2020.
Prior to the selection of PwC as the Funds’ Auditor, Ernst & Young LLP (“EY”) served as the Funds’ Auditor. Accordingly, the fees shown in the table below reflect the fees paid to EY for the services and time periods indicated.
Fund?
The following table sets forth the amount EY billed the Funds for professional services rendered by EY for the two fiscal years indicated in the table and certain other information.
Fund | Fiscal Year Ended | Audit Fees1 | Audit Related Fees2 | Tax Fees3 | Total Fees for Services Provided to Fund | All other Fees4 | ||||||||||||||||||
HMF | 10/31/2018 | $ | 923,500 | $ | 32,500 | $ | 279,843 | $ | 1,235,843 | - | ||||||||||||||
10/31/2019 | $ | 891,000 | $ | 34,000 | $ | 275,931 | $ | 1,200,931 | - | |||||||||||||||
HMF II | 10/31/2018 | $ | 230,500 | $ | 30,000 | $ | 166,921 | $ | 427,421 | - | ||||||||||||||
10/31/2019 | $ | 276,500 | - | $ | 98,573 | $ | 375,073 | - | ||||||||||||||||
HLS | 12/31/2018 | $ | 352,500 | - | $ | 75,258 | $ | 427,758 | - | |||||||||||||||
12/31/2019 | $ | 352,500 | - | $ | 79,325 | $ | 431,825 | - | ||||||||||||||||
HLS II | 12/31/2018 | $ | 110,000 | - | $ | 19,005 | $ | 129,005 | - | |||||||||||||||
12/31/2019 | $ | 110,000 | - | $ | 20,109 | $ | 130,109 | - | ||||||||||||||||
Lattice Trust | 9/30/2018 | $ | 112,000 | - | $ | 69,713 | $ | 181,713 | - | |||||||||||||||
9/30/2019 | $ | 112,000 | - | $ | 85,817 | $ | 197,817 | - | ||||||||||||||||
Exchange-Traded Trust | 7/31/2018 | $ | 90,000 | - | $ | 18,500 | $ | 108,500 | - | |||||||||||||||
7/31/2019 | $ | 88,000 | - | $ | 48,000 | $ | 136,000 | - | ||||||||||||||||
Interval Fund | 10/31/2018 | - | - | - | - | - | ||||||||||||||||||
10/31/2019 | - | $ | 20,000 | - | $ | 20,000 | - |
The Audit Committee has approved 100%outstanding shares of the services listed in the table above. The aggregate non-audit fees billed by EY for services rendered to the Funds are shown above in the column titled “All Other Fees.”
The aggregate non-audit fees billed by EY for services rendered to Hartford Funds Management for the past two fiscal years were:
Fiscal Year Ended | Non-Audit Fees | Fiscal Year Ended | Non-Audit Fees | |||||||
July 31, 2018 | - | July 31, 2019 | - | |||||||
September 30, 2018 | - | September 30, 2019 | - | |||||||
October 31, 2018 | $ | 40,000 | October 31, 2019 | - | ||||||
December 31, 2018 | - | December 31, 2019 | - |
Other than the fees discussed above, as well as the fees related to audit, audit-related, and tax service, EY did not bill any fees for services rendered to entities controlling, controlled by, or under common control with Hartford Funds Management for the past two fiscal years.
The Funds’ Audit Committees have adopted pre-approval policies and procedures, which are included as part of the Audit Committee Charter (the “Pre-Approval Procedures”), which generally provide that the Funds’ Audit Committees must pre-approve any audit, audit-related, tax, and other services to be provided by the independent registered public accounting firm to each Fund or to each Fund’s investment adviser and any entity controlling, controlled by, or under common control with the investment adviser that provides ongoing services to each Fund if the engagement relates directly to operations and financial reporting of each Fund, to assure that the provision of such services does not impair the independent registered public accounting firm’s independence. The Audit Committee has approved all of the services listed in the table above.
The Audit Committee has delegated pre-approval authority to its Chair, subject to certain limits set forth in the Pre-Approval Procedures. The Chair will report any pre-approval to the Audit Committee at their next scheduled meetings. Unless a type of service to be provided by the independent registered public accounting firm has received general pre-approval, it must be pre-approved by the Audit Committee. Any proposed services exceeding pre-approved levels set forth in the Pre-Approval Procedures require specific pre-approval by the Audit Committee. The Audit Committee has considered whether the provision of non-audit services rendered to each Fund’s investment adviser and any entity controlling, controlled by, or under common control with the investment adviser that provides ongoing services to each Fund is compatible with maintaining the independent registered public accounting firm’s independence and has discussed PwC’s independence with Hartford Funds Management and PwC.
The Hartford Mutual Funds, Inc.
The Hartford Mutual Funds II, Inc.
Hartford Series Fund, Inc.
Hartford HLS Series Fund II, Inc.
Lattice Strategies Trust
Hartford Funds Exchange-Traded Trust
Hartford Schroders Opportunistic Income Fund
(collectively, the “Funds”)
AUDIT COMMITTEE CHARTERRecord Date.
Outstanding Shares | ||
Hartford Large Cap Growth ETF | 6,050,000 |
Who are the principal holders of the Fund’s shares?
The Audit Committee shall be composedAs of at least three Directors/Trusteesthe Record Date, to the knowledge of the Trust’s management, the officers and trustees of the Trust as appointeda group beneficially owned less than 1% of the outstanding shares of the Fund. Although the Trust does not have information concerning the beneficial ownership of shares nominally held by the BoardDepository Trust Company (“DTC”), the name and percentage ownership of Directors/Trustees:
The Audit Committee shall determine whether at least one membereach DTC participant that owned of record 5% or more of the Audit Committee is an “audit committee financial expert” as defined in rules promulgated by the U.S. Securities and Exchange Commission (the “SEC”) under the Sarbanes-Oxley Act of 2002.1 The Board of Directors/Trustees shall appoint one member of the Audit Committee as chairperson of the Audit Committee.
The purposes and scope of responsibilities of the Audit Committee are:
The Audit Committee shall report regularly to the Board of Directors/Trustees with respect to the matters described in Section 3 of this Audit Committee Charter. The Funds’ Independent Auditor shall report directly to the Audit Committee.
To carry out its purposes, the Audit Committee shall have the following duties and powers:
The Audit Committee’s function is one of oversight. While the Audit Committee has the responsibilities set forth in this charter, it is not the responsibility of the Audit Committee or its members to conduct “field work” or other types of auditing or accounting reviews or procedures. Each member of the Audit Committee shall be entitled to rely on the accuracy of the financial and other information provided to the Audit Committee by the Funds’ officers and employees and its internal and external service providers, absent actual knowledge to the contrary (which actual knowledge shall be promptly reported to the Board of Directors/Trustees). It is recognized that management is responsible for preparing the Funds’ financial statements and for maintaining appropriate systems for accounting. Management is responsible for reporting to the Audit Committee material findings by the internal audit department of the adviser and its affiliates relating to the operations of the Funds. The Funds’ Independent Auditor is responsible for conducting a proper audit of the Funds’ financial statements and is ultimately accountable to the Audit Committee. The Audit Committee has the ultimate authority and responsibility to select (subject to ratification by the Independent Directors/Trustees and, if applicable, to ratification by Fund shareholders) and evaluate the Funds’ Independent Auditor, to determine the compensation of the Funds’ Independent Auditor and, where appropriate, to replace the Funds’ Independent Auditor.
The Audit Committee shall meet on a regular basis at least twice a year. The Funds’ Principal Financial Officer shall attend such regular meetings, along with other invited personnel of the adviser and its affiliates. The Audit Committee may also hold special meetings as circumstances require. Participation may be by telephone, video conference, or similar electronic means.
The Audit Committee shall meet separately at least semi-annually with management, with personnel responsible for the internal audit function, and with the Independent Auditor, to give representatives of each the opportunity to privately discuss issues of interest to the Audit Committee. The Audit Committee shall also report to the Funds’ Board of Directors/Trustees.
The Audit Committee shall have the resources and authority appropriate to discharge its responsibilities, including the authority to retain special counsel and other experts or consultants at the expense of the appropriate Fund(s), and shall have full access to all books, records, facilities and personnel of the Funds, as needed.
The Audit Committee shall review and assess the adequacy of this Charter at least annually and recommend any changes to the full Board of Directors/Trustees. The full Board of Directors/Trustees shall approve this Charter at least annually. The Charter, including any amendments thereto, shall be maintained in the records of the Funds.
Most Recently Reviewed: August 5, 2020
Most Recently Approved: August 5, 2020
Initially Approved: January 25, 2000
Revision History: May 9, 2007; May 6, 2009; February 2, 2011; June 22, 2011; May 5, 2015; May 3, 2016; November 2, 2016; May 1, 2017, April 30, 2019
The Hartford Mutual Funds, Inc.
The Hartford Mutual Funds II, Inc.
Hartford Series Fund, Inc.
Hartford HLS Series Fund II, Inc.
Lattice Strategies Trust
Hartford Funds Exchange-Traded Trust
Hartford Schroders Opportunistic Income Fund
Audit Committee Pre-Approval Policies and Procedures
The Sarbanes-Oxley Act of 2002 (“Act”) and rules adopted by the Securities and Exchange Commission (“SEC”) (“Rules”) require that the Audit Committee for the above-referenced companies (each a “Fund” and together the “Funds”) pre-approve all audit services and non-audit services provided to the Fund by its independent registered public accounting firm (“Independent Auditor”), as well as all non-audit services provided by the Independent Auditor to the Fund’s investment adviser and its Service Affiliates if the services directly impact the Fund’s operations and financial reporting.
The following policies and procedures govern the ways in which the Audit Committee will pre-approve audit and various categories of non-audit services that the Independent Auditor provides to the Fund and to Service Affiliates. These policies and procedures do not apply in the case of audit services that the Independent Auditor provides to Service Affiliates, nor do they apply to services that an audit firm other than the Independent Auditor provides to such entities.
These policies and procedures comply with the requirements for pre-approval, but also provide a mechanism by which management of the Fund, may request and secure pre-approval of audit and non-audit services in an orderly manner with minimal disruption to normal business operations. Pre-approval of non-audit services may be achieved through a combinationas of the procedures described in Sections C and DRecord Date, is set forth below.
Shareholder
Percentage of |
In considering any requested non-audit services or proposed material change in such services, the Designated Member shall not authorize services which would exceed $50,000 in fees for such services
State Street Bank & Trust Company
JPMorgan Chase Bank, National Association | 10.25% | |
Pershing LLC | 9.47% |
The Independent Auditor may not provide (except as described below) anyAs of the following servicesRecord Date, HFMC, Wellington and The Hartford Growth Allocation Fund each may be deemed to control the Fund the Fund’s investment adviser, the Service Affiliatesdue to its beneficial ownership of 25% or any other membermore of the investment company complex. For purposes of this policy, “investment company complex” includes: 1) any entity controlling or controlled by the Fund’s investment adviser/sponsor, 2) any other investment adviser under common control with the Fund’s investment adviser/sponsor, and 3) any investment companies advised by any investment adviser in the investment company complex.
The following services may be provided if the Fund and the Audit Committee can reasonably conclude that the resultoutstanding shares of the service would not be subject to audit procedures in connection with the audit of the Fund’s financial statements:
Last Reviewed on: August 5, 2020
Last Approved on: August 5, 2020
Appendix N: Nominating and Governance Committee CharterFund.
THE HARTFORD MUTUAL FUNDS, INC.8
THE HARTFORD MUTUAL FUNDS II, INC.
By Order of the Board, |
Thomas R. Phillips |
Vice President and Secretary |
HARTFORD SERIES FUND, INC.
HARTFORD HLS SERIES FUND II, INC.
LATTICE STRATEGIES TRUST
HARTFORD FUNDS EXCHANGE-TRADED TRUST
HARTFORD SCHRODERS OPPORTUNISTIC INCOME FUND
(the “Funds”)[mail date]
NOMINATING AND GOVERNANCE COMMITTEE CHARTER9
Membership
The NominatingPROXY CARD Sign, date and Governance Committee ofvote on the Funds (the “Committee”) shall be composed of all ofreverse side VOTER PROFILE: Voter ID: XXXXXXXX Security ID: XXXXXXXXX Shares to Vote: **confidential** Household ID: 000000000 **please call the Directors/Trustees of the Funds that are not “interested persons” of the Funds, as that term is defined in the Investment Company Act of 1940, as amended (“Independent Directors”).
Duties and Powers Duties and Powers
Most Recently Reviewed: May 2, 2019
Most Recently Approved: May 2, 2019
Initially Approved: May 13, 2003
Revision History: November 1, 2006; June 22, 2011; November 4, 2015, May 2, 2019
APPENDIX A
Procedures For Consideration of Shareholder Nominations
for Independent Director Membership by the Nominating and Governance Committee
It shall be in the Committee’s sole discretion whether to seek corrections of a deficient submission or to exclude a nominee from consideration due to the deficient submission.
N-4
EXHIBIT 1
CRITERIA FOR SELECTION OF NEW INDEPENDENT DIRECTORS
The ideal panel of Independent Directors should represent a cross section of the shareholder base of the Funds and, since their duties involve oversight of the management company’s and service providers’ activities relative to shareholder interests, care should be given to insure that the panel of individuals brings to their deliberation education, work and personal experiences that would improve the value providedright for more information VOTE REGISTERED TO: YOUR VOTE IS IMPORTANT NO MATTER HOW MANY SHARES YOU OWN. PLEASE CAST YOUR PROXY VOTE TODAY! VOTER CONTROL NUMBER: XXXX XXXX XXXX Vote by Internet: Go to the shareholders.
To maintainwebsite below and enter your control number or simply use your camera on your smart phone to scan this QR code. https://vote.proxyonline.com Vote by Phone: Call (888) 227-9349 for automated touch-tone service or the vitalitynumber below to speak with a representative. (800) 848-3409 Toll Free Vote by Mail: Complete the reverse side of the panel, some mandatory turnover of members is desired and should be accomplished through a reasonable retirement policy.
The following criteria giving no prejudice towards an individual’s gender, religion or race should be considered as a minimum requirement for consideration as an Independent Director:
APPENDIX B
There is no specific formula that the Committee is required to use when reviewing and evaluating the appropriate level of Independent Directors compensation. Rather, the Committee’s review and evaluation should be based on the business judgment of its members, after an examination of the surrounding circumstances. The factors listed below may be considered by the Committee in reviewing and evaluating the compensation of the Independent Directors.
THE HARTFORD MUTUAL FUNDS 690 LEE ROAD WAYNE, PENNSYLVANIA 19087 SCAN TO VIEW MATERIALS & VOTE To vote by Internet 1) Read the Proxy Statement and have thethis proxy card below at hand. 2) Go to website www.proxyvote.com or scan the QR Barcode above 3) Follow the instructions provided on the website. 4) To attend and vote at the meeting, please register by going to Virtual Shareholder Meeting at https://viewproxy.com/hartfordfunds/broadridgevsm/ To vote by Telephone 1) Read the Proxy Statement and have the proxy card below at hand. 2) Call 1-800-690-6903 3) Follow the instructions. To vote by Mail 1) Read the Proxy Statement. 2) Check the appropriate box on the proxy card below. 3) Sign and date the proxy card. 4) Return the proxy cardreturn it in the envelope provided. USPS Postage-Paid Envelope Hartford Large Cap Growth ETF (a series of Hartford Funds Exchange-Traded Trust) PROXY FOR A SPECIAL MEETING OF SHAREHOLDERS TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: D22212-S07744 KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLYBE HELD ON NOVEMBER 2, 2023 The Boardundersigned hereby revokes all previous proxies for his/her shares of Directors recommends you vote FOR the electionabove listed fund (the “Fund”) and appoints Thomas R. Phillips and Alice A. Pellegrino, and each of each nominee: For All Withhold All For All Except 1. Electionthem, proxies of Directors 01) Hilary E. Ackermann 02) Robin C. Beery 03) Lynn S. Birdsong 04) Derrick D. Cephas 05) James E. Davey 06) Christine R. Detrick 07) Andrew A. Johnson 08) Paul L. Rosenberg 09) Lemma W. Senbet 10) David Sung To withhold authoritythe undersigned with full power of substitution to vote for any individual nominee(s), mark "For All Except" and write the name(s)all shares of the nominee(s)Fund that the undersigned is entitled to vote at the Fund’s Special Meeting of Shareholders (“Special Meeting”) to be at the offices of Hartford Funds Management Company, LLC (“HFMC”), 690 Lee Road, Wayne, Pennsylvania, 19087 at 10:00 a.m., Eastern time on November 2, 2023, including any postponements or adjournments thereof, upon the matter set forth on the line below. Pleasereverse side and instructs them to vote upon any other matters that may properly be acted upon at the Special Meeting. Do you have questions? If you have any questions about how to vote your proxy or about the Special Meeting in general, please call toll-free (800) 848-3409. Representatives are available to assist you Monday through Friday, from 9 a.m. to 10 p.m., Eastern time. IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS FOR THE SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON NOVEMBER 2, 2023. The proxy statement and the accompanying Notice of Special Meeting of Shareholders are available at: https://vote.proxyonline.com/Hartford/docs/SpecialMeeting2023.pdf SHAREHOLDER PRIVACY: To ensure your privacy there is no personal information required to view or request proxy materials and/or vote. The control number listed above is a unique identifier created for this proxy and this proxy only. It is not linked to your account number nor can it be used in any other manner other than this proxy.
PROXY CARD HARTFORD LARGE CAP GROWTH ETF NOTE: PLEASE SIGN EXACTLY AS YOUR NAME(S) APPEAR(S) ON THIS PROXY CARD. If joint owners, EITHER may sign exactly as your name(s) appear(s) hereon.this Proxy Card. When signing as attorney, executor, administrator, trustee, guardian, or other fiduciary,custodian for a minor, please give your full title as such. Joint owners should each sign personally. All holders must sign. Iftitle. When signing on behalf of a corporation or as a partner for a partnership, please sign ingive the full corporate or partnership name and your title, if any. SIGNATURE (AND TITLE IF APPLICABLE) DATE SIGNATURE (IF HELD JOINTLY) DATE This proxy is solicited on behalf of the Board of Trustees. The Board unanimously recommends that you vote “FOR” the proposal. The proxy will be voted as specified by authorized officer. Signature [PLEASE SIGN WITHIN BOX] Date Signature [Joint Owners] Date
Important Notice Regarding the Availability of Proxy Materials forundersigned. If no specification is made, this proxy shall be voted FOR the Joint Special Meeting: The Proxy Statement is available at www.proxyvote.com. D22213-S07744 The Hartford Funds Family of Funds THE HARTFORD MUTUAL FUNDS, INC. THE HARTFORD MUTUAL FUNDS II, INC. HARTFORD SCHRODERS OPPORTUNISTIC INCOME FUND Jointproposal. If any other matters properly come before the Special Meeting to be voted on, the proxy holders will vote, act and consent on those matters in accordance with the views of Shareholders THIS PROXY IS SOLICITED ON BEHALF OFmanagement. THE BOARD OF DIRECTORS The undersigned appoints Walter F. Garger and Thomas R. Phillips, or each of them separately with power to act without the other and with the right of substitution in each, as proxies of the undersigned to vote, as designated herein, all shares of the series of the Companies named above (the "Funds") held by the undersigned at the Joint Special Meeting of Shareholders to be held via Virtual Shareholder Meeting at https://viewproxy.com/hartfordfunds/broadridgevsm/ on October 21, 2020, at 10:00 a.m., Eastern Time, and at any adjournments or postponements thereof, upon the matters as set forth in the Notice of Joint Special Meeting of Shareholders and Joint Proxy Statement, and to otherwise represent the undersigned with all powers the undersigned would possess if present in person. PLEASE SIGN AND DATE ONTRUSTEES UNANIMOUSLY RECOMMENDS A VOTE FOR THE REVERSE SIDE
THE HARTFORD MUTUAL FUNDS 690 LEE ROAD WAYNE, PENNSYLVANIA 19087 SCAN TO VIEW MATERIALS & VOTE To vote by Internet 1) Read the Proxy Statement and have the proxy card below at hand. 2) Go to website www.proxyvote.com or scan the QR Barcode above 3) Follow the instructions provided on the website. 4) To attend and vote at the meeting, please register by going to Virtual Shareholder Meeting at https://viewproxy.com/hartfordfunds/broadridgevsm/ To vote by Telephone 1) Read the Proxy Statement and have the proxy card below at hand. 2) Call 1-800-690-6903 3) Follow the instructions. To vote by Mail 1) Read the Proxy Statement. 2) Check the appropriate boxes on the proxy card below. 3) Sign and date the proxy card. 4) Return the proxy card in the envelope provided.FOLLOWING: TO VOTE, MARK BLOCKS BELOWCIRCLE IN BLUE OR BLACK INK AS FOLLOWS: D22215-S07739 KEEP THIS PORTIONINK. Example: PROPOSAL: FOR AGAINST ABSTAIN 1. To approve reclassifying the Fund from a diversified investment company to a non-diversified investment company and eliminating a related fundamental diversification policy. O O O You can vote on the internet, by telephone or by mail. Please see the reverse side for instructions. PLEASE VOTE ALL YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY The Board of Directors recommends you vote FOR the election of each nominee: 1. Election of Directors Nominees: For Against Abstain 1a. Hilary E. Ackermann 1b. Robin C. Beery 1c. Lynn S. Birdsong 1d. Derrick D. Cephas 1e. James E. Davey 1f. Christine R. Detrick 1g. Andrew A. Johnson 1h. Paul L. Rosenberg 1i. Lemma W. Senbet 1j. David Sung Please sign exactly as your name(s) appear(s) hereon. When signing as attorney, executor, administrator, or other fiduciary, please give full title as such. Joint owners should each sign personally. All holders must sign. If a corporation or partnership, please sign in full corporate or partnership name by authorized officer. Signature [PLEASE SIGN WITHIN BOX] Date Signature [Joint Owners] Date
Important Notice Regarding the Availability of Proxy Materials for the Joint Special Meeting: The Proxy Statement is available at www.proxyvote.com. D22216-S07739 The Hartford Funds Family of Funds LATTICE STRATEGIES TRUST Joint Special Meeting of Shareholders THIS PROXY IS SOLICITED ON BEHALF OFBALLOTS IF YOU RECEIVED MORE THAN ONE BALLOT DUE TO MULTIPLE INVESTMENTS IN THE BOARD OF DIRECTORS The undersigned appoints Walter F. Garger and Thomas R. Phillips, or each of them separately with power to act without the other and with the right of substitution in each, as proxies of the undersigned to vote, as designated herein, all shares of the series of the Companies named above (the "Funds") held by the undersigned at the Joint Special Meeting of Shareholders to be held via Virtual Shareholder Meeting at https://viewproxy.com/hartfordfunds/broadridgevsm/ on October 21, 2020, at 10:00 a.m., Eastern Time, and at any adjournments or postponements thereof, upon the matters as set forth in the Notice of Joint Special Meeting of Shareholders and Joint Proxy Statement, and to otherwise represent the undersigned with all powers the undersigned would possess if present in person. PLEASEFUND. REMEMBER TO SIGN AND DATE ON THE REVERSE SIDE
THE HARTFORD MUTUAL FUNDS 690 LEE ROAD WAYNE, PENNSYLVANIA 19087 SCAN TO VIEW MATERIALS & VOTE To vote by Internet 1) Read the Proxy Statement and have the proxy card below at hand. 2) Go to website www.proxyvote.com or scan the QR Barcode above 3) Follow the instructions provided on the website. 4) To attend and vote at the meeting, please register by going to Virtual Shareholder Meeting at https://viewproxy.com/hartfordfunds/broadridgevsm/ To vote by Telephone 1) Read the Proxy Statement and have the proxy card below at hand. 2) Call 1-800-690-6903 3) Follow the instructions. To vote by Mail 1) Read the Proxy Statement. 2) Check the appropriate box on the proxy card below. 3) Sign and date the proxy card. 4) Return the proxy card in the envelope provided. TO VOTE, MARK BLOCKS BELOWABOVE BEFORE MAILING IN BLUE OR BLACK INK AS FOLLOWS: D22217-S07739 KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY The Board of Directors recommends you vote FOR the election of each nominee: For All Withhold All For ALl Except 1. Election of Directors Nominees: 01) Hilary E. Ackermann 02) Robin C. Beery 03) Lynn S. Birdsong 04) Derrick D. Cephas 05) James E. Davey 06) Christine R. Detrick 07) Andrew A. Johnson 08) Paul L. Rosenberg 09) Lemma W. Senbet 10) David Sung To withhold authority to vote for any individual nominee(s), mark "For All Except" and write the name(s) of the nominee(s) on the line below. Please sign exactly as your name(s) appear(s) hereon. When signing as attorney, executor, administrator, or other fiduciary, please give full title as such. Joint owners should each sign personally. All holders must sign. If a corporation or partnership, please sign in full corporate or partnership name by authorized officer. Signature [PLEASE SIGN WITHIN BOX] Date Signature [Joint Owners] Date
Important Notice Regarding the Availability of Proxy Materials for the Joint Special Meeting: The Proxy Statement is available at www.proxyvote.com. D22218-S07739 The Hartford Funds Family of Funds HARTFORD FUNDS EXCHANGE-TRADED TRUST Joint Special Meeting of ShareholdersVOTE. THIS PROXY CARD IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS The undersigned appoints Walter F. Garger and Thomas R. Phillips, or each of them separately with power to act without the other and with the right of substitution in each, as proxies of the undersigned to vote, as designated herein, all shares of the series of the Companies named above (the "Funds") held by the undersigned at the Joint Special Meeting of Shareholders to be held via Virtual Shareholder Meeting at https://viewproxy.com/hartfordfunds/broadridgevsm/ on October 21, 2020, at 10:00 a.m., Eastern Time, and at any adjournments or postponements thereof, upon the matters as set forth in the Notice of Joint Special Meeting of Shareholders and Joint Proxy Statement, and to otherwise represent the undersigned with all powers the undersigned would possess if present in person. PLEASE SIGNVALID ONLY WHEN IT IS SIGNED AND DATE ON THE REVERSE SIDEDATED. THANK YOU FOR CASTING YOUR VOTE
THE HARTFORD MUTUAL FUNDS 690 LEE ROAD WAYNE, PENNSYLVANIA 19087 SCAN TO VIEW MATERIALS & VOTE To vote by Internet 1) Read the Proxy Statement and have the proxy card below at hand. 2) Go to website www.proxyvote.com or scan the QR Barcode above 3) Follow the instructions provided on the website. 4) To attend and vote at the meeting, please register by going to Virtual Shareholder Meeting at https://viewproxy.com/hartfordfunds/broadridgevsm/ To vote by Telephone 1) Read the Proxy Statement and have the proxy card below at hand. 2) Call 1-800-690-6903 3) Follow the instructions. To vote by Mail 1) Read the Proxy Statement. 2) Check the appropriate box on the proxy card below. 3) Sign and date the proxy card. 4) Return the proxy card in the envelope provided. TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: D22209-S07737 KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY The Board of Directors recommends you vote FOR the election of each nominee: For All Withhold All For All Except 1. Election of Directors Nominees: 01) Hilary E. Ackermann 02) Robin C. Beery 03) Lynn S. Birdsong 04) Derrick D. Cephas 05) James E. Davey 06) Christine R. Detrick 07) Andrew A. Johnson 08) Paul L. Rosenberg 09) Lemma W. Senbet 10) David Sung To withhold authority to vote for any individual nominee(s), mark "For All Except" and write the name(s) of the nominee(s) on the line below. Please sign exactly as your name(s) appear(s) hereon. When signing as attorney, executor, administrator, or other fiduciary, please give full title as such. Joint owners should each sign personally. All holders must sign. If a corporation or partnership, please sign in full corporate or partnership name by authorized officer. Signature [PLEASE SIGN WITHIN BOX] Date Signature [Joint Owners] Date
Important Notice Regarding the Availability of Proxy Materials for the Joint Special Meeting: The Proxy Statement is available at www.proxyvote.com. D22210-S07737 The Hartford Funds Family of Funds HARTFORD SERIES FUND, INC. HARTFORD HLS SERIES FUND II, INC. Joint Special Meeting of Shareholders THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS The undersigned appoints Walter F. Garger and Thomas R. Phillips, or each of them separately with power to act without the other and with the right of substitution in each, as proxies of the undersigned to vote, as designated herein, all shares of the series of the Companies named above (the "Funds") held by the undersigned at the Joint Special Meeting of Shareholders to be held via Virtual Shareholder Meeting at https://viewproxy.com/hartfordfunds/broadridgevsm/ on October 21, 2020, at 10:00 a.m., Eastern Time, and at any adjournments or postponements thereof, upon the matters as set forth in the Notice of Joint Special Meeting of Shareholders and Joint Proxy Statement, and to otherwise represent the undersigned with all powers the undersigned would possess if present in person. PLEASE SIGN AND DATE ON THE REVERSE SIDE